Lecture 7: Risk assessment and management Flashcards

1
Q

What impact does risk assessment make to individuals?

A

Can remove someone’s freedom for months / years on the basis of the outcome
OR
Can discharge people who go to sexually / violently assault members of the general public / kill themselves

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2
Q

What is receiver operating characteristics?

A

ROC: s a graphical plot that illustrates the diagnostic ability of a classifier system (in this case risk assessment) as its discrimination threshold is varied
It identifies hits, false positives, miss and correct rejections

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3
Q

How can ROC be used in analysis of risk assessment?

A

Can follow offenders for 2 years after being released and see if the risk assessment was correct

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4
Q

What are the issues of ROC in the analysis of risk assessment?

A

Almost impossible to measure people labelled as high risk - unethical to release them and see what they can do

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5
Q

What is the AUC?

A

Area under curve of the ROC

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6
Q

What do different ROC/ AUC scores mean for accuracy of risk assessment?

A

AUC = 0.5 chance performance
AUC = 1.0 perfect performance

AUC= 0.56 regarded as ‘weak’
AUC = 0.65 regarded as ‘moderate’
AUC = 0.71 regarded as ‘strong’
AUC= 0.90 regarded as best as we could do considering we don’t have perfect outcome measures

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7
Q

Limitations of using ROC as predictors?

A

Loses the quality of the event e.g how long / how quickly they were violent / the extent of the violence etc

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8
Q

Strengths of using ROC as predictors?

A

ROC is immune to baseline changes (e.g does not matter if it is rare or common event)
Keeps a continuous nature of assessment scale

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9
Q

What factors predict violence?

A

Previous violence
Unemployment
Poor relationships
Victims of abuse
Negative attitudes
Poor temper control

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10
Q

Issues of using previous violence as a predictor of future violence?

A

The majority of people receiving a risk assessment for violent behaviour have already committed a violent crime / act

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11
Q

What is an unstructured clinical judgment?

A

A professional looks at the available evidence, reads files, interviews and then pronounces on their view of how dangerous the person is
Based on their impression, intuition, gut feeling etc

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12
Q

What is the most widely used risk assessment method?

A

Unstructured clinical judgement

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13
Q

What are the strengths of unstructured clinical judgement?

A
  • Allows ideographic analysis of offenders’ behaviour and a person and context-specific formulation that informs treatment, prevention, and management
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14
Q

What are the limitations of unstructured clinical judgement?

A

Allows biases
Overlooks important factors
Not based on empirical evidence of risks

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15
Q

What were psychiatrists previously told to assess in risk assessments?

A

Bedwetting
Cruelty to animals
Arson

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16
Q

Baxstrom study

A

Johnnie Baxstrom appealed at being detained in hospital for criminally insane after his sentence finished - the appeal was upheld and New York State decided that 966 other dangerous patients should also be released
Very few committed any offenses after being released - only 20 were later arrested for any violent crime (2% - only 20)

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17
Q

What do the results from the Baxstrom study suggest?

A

The decisions made by clinicians were hopeless
They were no more dangerous than other patients who were NOT allowed to be released

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18
Q

What do Gunn and Taylor (1993) say about the clinical judgment of future risk?

A

Whatever the theoretical position, in practice psychiatrists and others are bad at predicting the future violence of inmates released from institutions

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19
Q

Odeh et al (2006) study design

A

Gave professionals (inc nurses, psychologists, and psychiatrists) info about a patient and asked them to make various risk judgments and the probability and severity of future violence.
They were asked why they made the decisions

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20
Q

Odeh et al (2006) results

A

They found that the cues were not related to violence and therefore the inter-rater reliability was very poor
One said high risk, others low risk for the same person

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21
Q

Why are clinical judgments so bad?

A
  1. They are blind to their outcomes for the majority of cases - a smallish number of those released are violent and they may not hear about it - gives the impression they were right
  2. Tendency to weigh bizarre or unusual factors (e.g command hallucinations) heavily and neglect criminogenic factors
  3. Too many variables - research in cognitive psychology (Kahnemann and Tversky) reveals that we can only keep track of a small no. of variables when making decisions
  4. Tend to make judgments quickly and seek support for this
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22
Q

What is an actuarial assessment?

A

Factors thought to be predictive of risk are put together using a pre-ordained method and are normally based on a ‘construction sample’

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23
Q

What are the strengths of actuarial assessments?

A

Avoids individual bias
Does not need clinical skills to formulate
Fast

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24
Q

What are the weaknesses of actuarial assessments?

A

Often lacks ideographic information
Does not easily suggest risk management
A number is not enough
limited to questions given
person must fit with the sample
static measure - now show change in dangerousness

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25
Q

Describe the Quinsey et al (1998; 2006) study

A

Based on 618 men from Canadian maximum secure psychiatric unit - all had committed at least one serious antisocial act were released into:
- the community
- minimum security
- half way house
and followed for 10 years to see if they committed a violent act

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26
Q

How did Quinsey et al (1998; 2006) create the VRAG?

A

They measured a range of potential predictors e.g age, number of previous offenses etc)
Dropped any items that did not predict violence
If 2 items were very correlated (e.g the number of previous charges, the number of previous violent charges) the one with the highest correlation was used
Least-squared regression was used to see which of the remaining variables added independently to risk prediction mode
These 12 items were added to the VRAG

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27
Q

What are the 12 VRAG items?

A

Lived with biological parents to age 16 ( PROTECTIVE FACTOR -VE score)
Elementary school maladjustment
History of an alcohol problem
Marital status
Total Cromier-Lang scores for criminal charges
Failure on conditional release
Age at index offence
Victim injury
Sex of victim
Personality disorder
Schizophrenia ( PROTECTIVE FACTOR -VE score)
Psychopathy checklist score

28
Q

What are the VRAG categories and risk probabilities?

A

Scores range from -26 to + 38
Scores used to bin people into 9 categories
Category 1: None were violent within 7 years
Category 9: 100% were violent within 7 years

29
Q

What were the results from the VRAG construction sample?

A

Reliability is very high =0.90
SEM of 4 points
VRAG predicted violent incidences - AUC = 0.76

30
Q

What are the issues with the results from the VRAG construction sample?

A

We should expect some slippage in v similar sample as OG can take advantage of random correlations
Different samples might have different risk factors (e.g learning disabled, females, UK)

31
Q

Explain Snowden et al (2007) VRAG study

A

Followed 421 male patients discharged from medium secure units in the UK (already released 2 years ago)
VRAG scored by case-note review at the time of discharge

32
Q

What were Snowden et als (2007) results?

A

Up to a year the VRAG had great predictive validity (AUC = 0.86) - better than OGRS
BUT longer follow up (after 2-3 years) AUC = 0.76 (similar to OGRS predictive accuracy)
The base rate was very different to the original Canadian sample; good at rank ordering but not so good at absolute levels

33
Q

Conclusions from Snowden et al (2007)

A

VRAG has good validity for predicting crime, especially violent crime (AUC = 0.86)
The absolute rates of violence in this group are lower than the Canadian sample

34
Q

Why did violence rates using VRAG differ from England and Canadian sample?

A
  • use of formal reconviction may miss many violent incidents
  • may be more supervision / management
  • was not able to correct for any further time spend incarcerated (perhaps for a minor offence)
  • we are less violent than Canadians
  • less competent detection / prosecution of incidents
35
Q

Why do clinicians argue against comparisons of clinical vs actuarial?

A

Clinicians tend to focus on short-term outcomes
Clinicians have different info available
Now clinicians know about the variables that predict violence they do alot better
Clinicians concentrate on the really dangerous - not some single act that may occur years ahead (e.g fight in a pub)
Some clinicians are bad

36
Q

Explain Harris et al (2002) clinical vs actuarial study

A

Clinicians who knew the patient well were convened
They had access to all the information
They gave a rating (1 to 7) of the patients security needs
Compared to rating using VRAG
AUC for clinicians = 0.59 (small)
AUC for VRAG = 0.80 (large)
Only VRAG significantly predicted homicides - clinicians were at chance level

37
Q

What is OGRS?

A

Offender Group Reconviction Scale
used by UK prison and parole service for all offenders - predicts general offending

38
Q

What is the RM2000?

A

Used by UK prison service to predict sexual offenses

39
Q

What is the COVR?

A

Classification of violence risk
Developed from MacArthur study - uses a classification tree and easy to get variables

40
Q

Why are actuarials rarely used?

A

Many clinicians feel:
- They de-individuate the patient
- Feel that their status is being eroded - if a formula/computer can make the decision then what is the clinician for?
- Risk assessment is NOT their job they are there to treat the person’s illness

41
Q

What are some issues with actuarials?

A
  • Person has to fit with sample - broken leg problem
  • Use static measures - not good at showing any change in dangerousness - but does not have to be so
  • tend to be based on common violence (e.g assault) - this does not have to be so
  • getting a number is not enough - we really also need to know WHY, WHEN, AND WHAT we can do about it
42
Q

What is a structured clinical assessment?

A

It attempts to combine the worlds of clinical and actuarial measures
Clinicians’ scores set of preset items on whether present or not
Makes decisions about risk in a clinical manner

43
Q

What are some strengths of structured clinical assessment?

A

Avoids individual bias (to some extent)
Contains ideographic information and is excellent at making evidence-based formulations and management plans

44
Q

What is a limitation of structured professional judgment (SPJ) assessments?

A

Time consuming
Needs clinical skills to interpret

45
Q

What is the ‘best’ structured clinical assessments?

A

HCR20

46
Q

What are the 3 sections of the HCR20?

A

Historical (past)
Clinical (present)
Risk management (future)

47
Q

What are the items in historical part of HCR-20?

A

Previous violence
Young age at first offence
Relationship instability
Employment problems
Substance abuse problems
Major mental illness
Psychopathy
Early maladjustment
Personality disorder
Prior supervision failure

48
Q

What are the items in the clinical part of HCR-20?

A

Lack of insight
Negative attitudes
Active symptoms of major mental illness
Impulsivity
Unresponsive to treatment

49
Q

What are the items in the risk management part of HCR-20?

A

Plans lack feasibility
Exposure to destabilisers
Lack of personal support
Non-compliance with remediation attempts
Stress

50
Q

Gray et al. (2003) study design (HCR-20, OCL-R and BPRS (symptoms) and BHS)

A

Prospective study in forensic mental health setting.
Assessed at admission, followed for 3 months and all incidences of violence were noted.
Assessed using HCR-20, OCL-R and BPRS (symptoms) and BHS.

51
Q

Gray et al. (2003) study results

A

Results show that the HCR-20 has good ability to predict violence whilst in the unit (HCR-20 = 0.81)
(PCL-R = 0.70
BRPS = 0.84
BHS = 0.53)

52
Q

Gray et al. (2008) follow up study

A

Traced UK male mentally disordered offenders discharged from MSU’s for at least 2 years (traced through home office)
Assessments were made at time of release (prospective study)

53
Q

Gray et al. (2008) study results (1/2 year later)

A

Total: 0.76
Historical: 0.77
Clinical 0.61
Risk: 0.69

54
Q

Gray et al. (2008) study results (1 year on)

A

Total: 0.71
Historical: 0.71
Clinical: 0.54
Risk: 0.65

55
Q

Why did the clinical scale of the HCR-20 NOT work that well in Gray et al. (2008) study?

A

They were not able to do a clinical interview

56
Q

What studies have assessed HCR20 in female patients?

A

Nichols et al. (2004): preliminary findings that HCR20 has some predictive validity in women

DeVogel and De Ruiter (2006): men AUCs ranged from 0.75-0.88, women 0.52-063. Clinical judgment was a lot better than Gray et al (0.80)

57
Q

What study has assessed HCR20 in learning disabilities?

A

Gray et al. (2007): psychiatric inpatient care sample
HCR20 very good (AUC > 0.80) - better than other offenders (UK sample)

58
Q

What study has assessed HCR20 for ethnic minorities?

A

Snowden et al. (2010)
Psychiatric inpatient
Both VRAG and HCR20 had similiar predictive ability for black patients as white

59
Q

What study assessed HCR20 in relation to different diagnoses?

A

Gray et al. (2011): piC sample
- Found that diagnosis is an indicator of future violence (those with PD = most dangerous)
- HCR20 good predictor at those with scz but worse in PD

60
Q

Why is the HCR20 not as good at predicting violence in those with PD?

A

Could be statistical issues
Harder to follow
More likely to die due to violence / suicide (therefore statistics will say they havent committed crime)
May just be less easy to predict their behaviour

61
Q

What are some limitations of the HCR20?

A
  • need more evidence of its utility to specific populations (e.g female, ethnic groups, PD, LD, age)
  • need more evidence on specific forms of violence - DV, children
  • Need to see if treatment produces changes in HCR20
    Homicide is rare and therefore few studies have assessed HCR20 as predictor
62
Q

When was the HCR20 updated?

A

2014

63
Q

What changes were made to the HCR20?

A

7 STEPS:
1. gather info
2. presence of item
3. relevance of item
4. formulation of risk
5. scenario planning
6. case management plan
7. develop final options

64
Q

Recent backlash to the HCR20 + risk assessment in general?

A

Clinicians have argued against risk assessment: say we need to treat people better BUT BOB would still say we need risk assessment

65
Q

What assessments have been produced for sexual violence, suicide, domestic violence and short term risks?

A

Sexual violence = SVR20 and RSVP
RoSP = suicide
SARA = domestic violence
START = many short term risks