Lecture 7 Flashcards

International courts

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1
Q

Article 33 of the UN charter

A

o Provides a list of possible methods for pacific settlement of disputes, only a few of which involve judicial or quasi-judicial proceedings;
 Negotiation, enquiry, mediation, conciliation, arbitration, judicial settlement, resort to regional agencies or arrangements or other peaceful means of their own choice.

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2
Q

Introductory remarks

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  • We tend to think of courts when we think of the law, but important to remember is that much of legal activity happens outside of courts.
  • This is especially true in context of IL, litigation is still relatively unusual.
  • Instead, much legal practice happens as part of daily diplomacy and within foreign ministries etc.
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3
Q

General info permanent court of arbitration

A
  • Based in the Hague, same building as ICJ but is a very different body. It isn’t necessarily a court.
  • Created by Hague convention of 1899 and in existence ever since.
  • Despite its name, it is not a court and the tribunals it enables aren’t permanent.
  • Instead, it is an organization designed to facilitate arbitrations by providing a permanent administrative structure within which parties can organize arbitral tribunals (a registry).
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4
Q

What is the difference between arbitration and judicial settlements through courts?

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o Similarities are that both are meant to be binding, both apply to IL and both leave the determination of outcome to independent decision-makers.
o Differences are that in arbitration consent is given on a case to case basis, parties have great flexibility choosing arbitrators, arbitral tribunals are almost always ad hoc and there tends to be greater procedural and legal flexibility (including secrecy), tribunal decisions can be kept secret.

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5
Q

How does the PCA work?

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o Organization: each contracting state nominates up to four persons able to serve as arbitrator, whose names go on a list.
o If a dispute arises and both parties agree to arbitrate, either under an existing treaty or not, they choose one or more arbitrators from the list.
o A tribunal under the PCA is then set up, hears the case , makes a decision and is dissolved (ad hoc basis).
o The decision is binding on parties and there is no appeal.

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6
Q

Examples of PCA jurisdiction

A

o Law of the Sea: under UN convention on law of the sea (UNCLOS), states can choose from one of four methods of peaceful dispute settlement, including PCA, which is also the default option if none is selected.
o Investor-state dispute settlement: numerous free trade agreements provide for disputes between foreign investors and states to be heard by an arbitral tribunal under PCA.

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7
Q

Law under PCA

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o The law applied is IL, but parties can agree to accept certain specific principles beyond that into account when hearing the case.
o But once the arbitration is begun, the tribunal has the power to decide the exact extent of its jurisdiction.
o Judgements are final, but can be nullified on a very few grounds like if the arbitrator was bribed or possibly when it has manifestly exceeded its power.

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8
Q

General info ICJ

A
  • By far the most famous and important international court, sometimes referred to as world court by laymen.
  • Created in 1920 as part of the LoN as permanent court of international justice (PCIJ), given its current name after the creation of the UN, but it’s essentially the same court.
  • Unlike the PCA, the ICJ only deals with states and the UN as parties though the specific suit may have arisen as a result of something done to an individual.
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9
Q

ICJ organization

A

o It’s based in the Hague in the same building as the PCA.
o Unlike the PCA, the ICJ is part of the UN, one of its six principal organs.
o A permanent court, with public proceedings.

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10
Q

Personnel ICJ

A
  • Personnel: comprised of 15 permanent judges, each country can only have one judge of their nationality.
    o Elected to nine-year terms by both UNGA and UNSC from lists of candidates nominated by national groups within PCA.
    o Candidates need an absolute majority in both to be elected, in practice there is coordination between UNGA and UNSC when it comes to voting.
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11
Q

Expectations ICJ

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o Judges are expected to rule independently of their country of origin, but in practice elections are a mix of political and legal considerations.
o Judges have to represent the main forms of civilization and the principal legal systems of the world, in practice, there are informal geographical quota’s.

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12
Q

Interesting ad hoc judge feature ICJ

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o Article 31 provides that if a party in a case has no judge of its nationality, it can appoint an ad hoc judge for that case only, who can be of any nationality.
o Most ad hoc judges vote in favour of the country which appointed them, but not always.
o The procedure reflects a compromise between politics and the ideal of entirely objective adjudication, meant to encourage more countries to accept ICJ jurisdiction in their cases.

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13
Q

ICJ jurisdiction

A

Contentious issues
Incidental jurisdiction and advisory opinions

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14
Q

Contentious issues ICJ

A
  • Between states seeking to settle disputes according to law.
  • States must consent or have consented to ICJ jurisdiction.
  • Decisions are final and binding.
  • Judges generally sit as full bench (all 15 or 16 or 17) but in recent years have also formed chambers (comprised of a subset of judges).
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15
Q

Advisory opinions ICJ

A
  • UNGA, UNSC and UN specialized bodies can request advisory opinions on questions of law.
  • The ICJ opinion isn’t binding in law, but in practice are viewed as authoritative.
  • Some are critical of the advisory jurisdiction because it can be used as a backdoor to bring disputes to the ICJ in the absence of state consent.
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16
Q

Stage 1 ICJ

A
  • Stage 1
    o The court must have both jurisdiction and be satisfied of the admissibility of a case.
     Jurisdiction means that the parties have agreed to the court hearing the case
  • Compromise/special agreement (case by case basis acceptance).
  • Compromissory clause in relevant treaty.
  • Optional clause: blanket acceptance of ICJ jurisdiction with opts out if relevant.
     Admissibility: whether local remedies have been exhausted.
17
Q

Stage 2

A

o Then the court can proceed to decide the merits of the case, after having disposed of any preliminary objections, as the case may be.
o As a case is being heard, the court can use its incidental jurisdiction to impose e.g. interim measures to preserve the rights of parties.
o Non-parties can also appear as interveners to make their views known.

18
Q

Stage 3

A

o Finally, the court renders a judgement with dissenting opinions if there are any.
o Remedies: usually a declaratory judgement (a declaration other party was in the wrong) if that is what is sought.
o The court can also order a party to desist from an illegal practice, and or to offer reparations, monetary or otherwise.

19
Q

Compliance & decisions ICJ

A
  • Decisions are binding on the parties only, but are influential more broadly.
  • Compliance with ICJ’s judgements is up to the states, UNSC has the power to make recommendations on how to enforce the judgement.
  • But compliance record is actually very good, perhaps because states only go to the ICJ if they accepted its jurisdiction in the first place!
20
Q

Ad hoc international criminal tribunals

A
  • For much of the history of international criminal law, ad hoc tribunals were set up in response to specific events:
    o WW1: proposals for a special internal court to try the German emperor.
    o WW2: international military tribunal (Nuremberg) and international military tribunal for the far east (Tokyo), established by the victors of war.
    o International criminal tribunal for the former Yugoslavia in 1993 and for Rwanda in 1994. Established by the UN via UNSC resolutions.
    o Then followed hybrid courts for Cambodia in 1997, Sierra Leone in 2002 and Lebanon in 2009, with mixes of domestic and international features.
    o The international residual mechanism for criminal tribunals in 2010 handles consequential matter for the Yugoslavia and Rwanda tribunals.
21
Q

Intro International criminal court

A

o A permanent international criminal court unlike its predecessors.
o A court that only tries international crimes committed after the entry into force of the Rome statute (1 july 2002 or later).
o A court based on complementarity, it will only intervene if states are unwilling or unable to prosecute, a court of last resort.
o 123 member states to the Rome statute.
o Famously, the US signed but didn’t ratify and has passed the Hague invasion act to deter the ICC exercising jurisdiction against US citizens. o The assembly of states parties elects judges (18 for 9 years) and the prosecutor (for 9 years).

22
Q

Jurisdiction ICC

A

o Subject matter jurisdiction (articles 5-8 of the statute).
 Genocide, crimes against humanity, war crimes and crimes of aggression.
o In addition, offences against the administration of justice (article 70) fall under its ambit.

23
Q

Territorial and personal jurisdiction ICC

A

o If the person and it is only persons is a national of a state party to the Rome statute or has accepted the ICC jurisdiction.
o If the act was committed on the territory of a state party to the Rome statute or has accepted the ICC jurisdiction.
o Situation referred to it by UNSC.

24
Q

Temporal jurisdiction ICC

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o Only for actions after 1 July 2002
o If a state ratified after the date, only actions after the ratification date fall under the jurisdiction of the court.

25
Q

Cases come to the ICC by

A

o Referral by a state party (any state party will do).
o UNSC referral.
o Proprio motu investigation by ICC prosecutor (as long as the jurisdictional requirements are otherwise satisfied).

26
Q

Prosecutor ICC

A

o The prosecutor assesses the facts, as well as the satisfaction of complementarity and gravity.
o The prosecutor can also decide to not proceed with a case in the interests of justice.
o If the case moves ahead, the ICC prosecutor asks the pre trial chamber to issue summons or arrest warrants to the accused, any state party must cooperate.

27
Q

Trial chamber ICC

A

o The trial chamber conducts the criminal trial, the prosecution being undertaken by the prosecutor.
o Verdict is guilty or not guilty.
o Sentencing: no death penalty, up to life imprisonment (possibility of review after 25 years) or 30 years imprisonment (possibility of review at the two thirds point).
o Reparations can also be ordered.
o Sentences served at a prison near the Hague.

28
Q

Appeals chamber ICC

A

o The appeals chamber can hear appeals against conviction or sentence (or acquittal!).
o Either accused or prosecutor can appeal.
o Victim participation: they can participate in the proceedings, testify and even question witnesses.
o Victims can appeal decision on reparation but nothing else.