Investment Flashcards

1
Q

Short Term, Intermediate/Long Term, Aggressive

A

Bond Classify Categories

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2
Q

Large Cap, Small/Mid Cap, International

A

Stock Classify Categories

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3
Q

Fed, SEC and FINRA

A

3 Primary Financial regulators

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4
Q

Interest rate goes down - cost goes up

Interest rate goes up - cost goes down

A

Relationship between interest rates and prices

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5
Q

Yields go down - price goes up

Yields go up - price goes down

A

Relationship between bond yields and prices

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6
Q

Move in same direction

A

Relationship between interest rates and bond yields

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7
Q

90 Day treasury bills, Money Market Accts, Bankers Acceptance, Negotiable CD’s, Commercial Paper

A

Types of MMKT/Cash Securities

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8
Q

Tracks large growth stocks
Emphasis on innovation technology
global index

A

3 Characteristics of the NASDAQ

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9
Q

Higher Dividends
Low EPS
Low P/E

A

Characteristics of Value

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10
Q

No Dividends
High EPS
High P/E

A

Characteristics of Growth

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11
Q

Aggressive Stocks Max 70%
Moderate Stocks min 31% max 69%
Conservative Stocks max 30%

A

“Rule of Thumb” Asset Allocation

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