INTRO

Question 1

Duties of a UITF Accredited Marketing Personnel
 May ________________ to customers.
 May accept ___________________.
 May sign on the ________________.
 Is expected to properly explain to prospective UITF investors the following:
• _____________ of a UITF
• different _____________;
• different _______________ when investing in a UITF
• recommended ________________.
 Properly ________ the client to ensure that they are only __________________.

Answer 1

 offer and sell UITFs
 account opening of UITF
 UIT Funds’ UITF Kit
• important features
• types of funds
• investment risk
• investment horizon
 profile; investing in the proper funds