Individual conduct rules - SM&CR

Question 1

Rule 1

Answer 1

You must act with integrity.

Question 2

Rule 2

Answer 2

You must act with due skill, care and diligence.

Question 3

Rule 3

Answer 3

You must be open and cooperative with the FCA, the PRA and other regulators.

Question 4

Rule 4

Answer 4

You must pay due regard to the interests of customers and treat them fairly.

Question 5

Rule 5

Answer 5

You must observe proper standards of market conduct.