General Interrogatories and Schedules Flashcards

1
Q

subsections of common interrogatories (5)

A
  • general
  • board of directors
  • financial
  • investment
  • other
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2
Q

schedules that cover assets (8)

A
  • A: information on real estate
  • B: information on mortgage loans
  • BA: information on other long-term invested assets
  • D: information on bonds and stocks
  • DA: information on short-term investments
  • DB: information on derivatives
  • DL: information on securities lending collateral assets
  • E: cash and cash equivalents
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3
Q

Schedule T

A

exhibit of premiums written - allocates premiums, losses, and other items to states

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4
Q

Schedule Y

A

organizational chart and transactions among members of the holding company system

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5
Q

information covered in general section of common interrogatories (3)

A
  • audit firm
  • appointed actuary
  • latest regulatory financial examination
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6
Q

information covered in specific interrogatories (2)

A
  • exposure to cats and how probably maximum loss is defined

* information to identify whether an insurer is using finite reinsurance

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7
Q

what is necessary if an insurer answered affirmatively to interrogatories about reinsurance

A

filing Reinsurance Summary Supplemental Filing

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