FP Code of Ethics Flashcards
1
Q
Duty of loyalty
A
placing client’s interest ahead of your own
2
Q
Integrity
A
adhere to the moral code of honesty and justice
3
Q
Objectivity
A
Intellectual honesty and impartiality and exercise sound judgement regardless of services delivered
4
Q
Competence
A
to maintain knowledge, skills and abilities to provide services and advice
5
Q
Fairness
A
provide what is reasonably expected to be provided to clients including disclosure of all relavent facts and conflict of interests
6
Q
Confidentiality
A
to protect the clients privacy
7
Q
diligence
A
a degree of care when handling client affairs
8
Q
professionalism
A
conducts oneself to inspire respect and confidence from clients and community
