Financial Markets Conduct Act Flashcards
The introduction of the _____________________ (the FMC Act) affected the financial reporting obligations of many companies and entities involved in creating, promoting, selling or trading financial products.
Financial Markets Conduct Act 2013
The introduction of the Financial Markets Conduct Act 2013 (the ____________) affected the financial reporting obligations of many companies and entities involved in creating, promoting, selling or trading financial products.
the FMC Act
The introduction of the Financial Markets Conduct Act 2013 (the FMC Act) affected the financial reporting obligations of many companies and entities involved in creating, promoting, selling or trading ___________________.
financial products
All _______________ must prepare their financial statements in line with the requirements in Part 7 of the FMC Act.
FMC reporting entities
All FMC reporting entities must prepare their _______________ in line with the requirements in Part 7 of the FMC Act. All FMC reporting entities must prepare their financial statements in line with the requirements in Part 7 of the FMC Act.
financial statements
All FMC reporting entities must prepare their financial statements in line with the requirements in __________ of the FMC Act.
Part 7
All FMC reporting entities must prepare their financial statements in line with the requirements in Part 7 of the _____________.
FMC Act
Under _________________ of the Financial Markets Conduct Act (2013), FMC Reporting Entity includes (i) ‘every credit union’ and (j) ‘every building society’.
Part 7, section 451
Under Part 7, section 451 of the ________________________, FMC Reporting Entity includes (i) ‘every credit union’ and (j) ‘every building society’.
Financial Markets Conduct Act (2013)
Under Part 7, section 451 of the Financial Markets Conduct Act (2013), _________________includes (i) ‘every credit union’ and (j) ‘every building society’.
FMC Reporting Entity
Under Part 7, section 451 of the Financial Markets Conduct Act (2013), FMC Reporting Entity includes (i) __________________ and (j) ‘every building society’.
(i) ‘every credit union’
Under Part 7, section 451 of the Financial Markets Conduct Act (2013), FMC Reporting Entity includes (i) ‘every credit union’ and (j) ___________________.
(j) ‘every building society’
Under _______________ of the Financial Markets Conduct Act (2013), a company that issues equity securities is not an FMC Reporting entity if less than 50 shareholders.
section 452
Under section 452 of the _____________________, a company that issues equity securities is not an FMC Reporting entity if less than 50 shareholders.
Financial Markets Conduct Act (2013)
Under section 452 of the Financial Markets Conduct Act (2013), a _____________________ is not an FMC Reporting entity if less than 50 shareholders.
company that issues equity securities