Ethics Flashcards

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1
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| Standards of Professional Conduct</p>

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		Professionalism</li>
	<li style="text-align: left;">
		Integrity of Cpaital Markets</li>
	<li style="text-align: left;">
		Duties to Clients</li>
	<li style="text-align: left;">
		Duties to Employers</li>
	<li style="text-align: left;">
		Investment Analysis , Recommendations &amp; Actions</li>
	<li style="text-align: left;">
		Conflicts of Interest</li>
	<li style="text-align: left;">
		Responsibilities as a CFAI Member/ Candidate</li>
</ol>
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2
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3
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	Mosaic Theory</p>
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Analsyis are free to act upon large quantities of information from many sources (public/nonmaterial) even if those conclusiosn would have been material inside info had they been communicated directly</p>

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4
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