Employee/Labor Relations AND Risk Management Flashcards
The concept that either party may terminate the employment relationship at any time, and for any reason, is know as which of the following common law doctrines?
A. Resondeat superior
B. Constructive discharge
C. Employment at will
D. Duth of good faith and fair dealing
C. Employment at will
An employee was in a vehicle accident while on duty for her employer. The employer is liable for all costs associated with the accident. This is in accordance with which of the following common law doctrines?
A. Defamation
B. Respondeat superior
C. Duty of good faith and fair dealing
D. Promissory estoppel
B. Respondeat superior
Workplace monitoring systems seek first to accomplish which organizational objective?
A. Catch employees who are violating company policies?
B. Protect the company and customers from unauthorized access or data theft
C. Create proof and documentation to defend a potential charge of negligence
D. Manage risks in high hazard environments
B. Of the list presented, the best reason an employer may use workplace surveillance is to protect employees and other stakeholders from unauthorized access to sensitive data.
If a supervisor demands that an employee go out on a date with him or else he will not give her a raise, he is most likely engaged in which of the following types of harassment?
A. Hostile work environment
B. Quid pro quo
C. Constructive discharge
D. None
B. There are two basic forms of sexual harassment: hostile environment and quid pro quo.
A vendor was accused of making sexually crude remarks and jokes to the purchasing manager of an organization. The purchasing manager’s employer investigated and found that, while offensive, the vendor’s behavior did not result in any tangible psychological injury and promptly requested that the vendor assign a new representative to service their account. If the purchasing manager were to file suit nevertheless, the employer would most likely justify their response under whcih of the following court cases?
A. Harrs v. Forklift Systems
B. Faragher v. City of Boca Raton
C. Meritor Savings Bank v. Vinson
D. Oncale v. Sundowner Offshore Services
A. In Harris v. Forklift Systems the Court found that the standard for determining sexual harassment falls somewhere between that which is merely offensive that that which results in tangible psychological injury. While each case would be considered on its merits, Harris v. Forklift Systems gives the courts and employers the opportunity to consider all factors of the work environment in determining whether unlawful harassment has occurred.
A military reservist who has been working for your organization for the last three years is called to active duty. Which of the following must you, as the employer, grant to this employee?
A. Retirement vesting must continue to accrue as though there was no break in employment.
B. The employee must be reinstated in a position that he would have earned had he remained on the job.
C. The employer must continue to pay the employee his regular wages during the military absence.
D. Both A and B.
D. USERRA provides several protections for reservists and other active duty military, including the right to an escalator position upon return and the continued accrual of pension benefits.
General job duties, separation terms, and compensation/benefits are generally spelled out in which of the following documents?
A. Employee handbook
B. Job descriptions
C. Employment contract
D. Offer
C. An employment contract is most often a written agreement binding the employer and employee to a relationship for a specified period of time. A signed agreement, it spells out the job duties, rate of pay, benefits, perks, and separation terms along with many other terms and conditions of employment.
Why are employee relation and involvement strategies important?
A. Effective employee relations begin with employee input on decisions that affect them.
B. Labor law compliance is impossible to achieve without employee input.
C. Alignment of employee behavior with organizational strategy is completely dependent on employees choosing to be involved.
D. All of the above.
A. Employee relations are about the employees, or more specifically, about balancing their needs with the needs of the employer. Proper communication and meaningful feedback will aid in change management efforts and build a relationship on which organizational outcomes can be achieved.
Organization climate is what people experience at work, whereas organizational ______ is the factor that influences (most of the answers are singular) why they feel the way they do.
A. Commitment
B. Motivation
C. Culture
D. Satisfiers
C. Organizational climate and culture factors represent to an employer how and why certain things work within their organization. The ability to “feel out” the climate is built on observations and feedback. A company’s mission, vision, and values help define the culture. Threaded throughout both factors are management behavior and the quality of the relationships formed by employees at all levels.
If an employer wants to increase retention by improving employee work-life balance, which of the following tools could they choose from?
A. Compressed workweeks
B. Job sharing
C. Flextime
D. All of the above
D. All of the Above
Which of the following would be the best choice for an employer who needs to communicate to employees that unlawful harassment is prohibited?
A. Policy
B. Procedure
C. Rule
D. Reference Guide
A. Policies are used to communicate broad guidelines that are designed to direct organizational behavior. Procedures provide details about how to go forward in implementing the policy, and rules state what employees may or may not do to comply with the policy. In this example, the policy would prohibit unlawful harassment, the procedure would state how employees should report unlawful harassment, and the work rule would give an example of prohibited conduct.
Employers with effective employee relations systems in place work to __________ employee discipline.
A. Support
B. Prevent
C. Implement
D. Defend
B. Prevent
If an employer wants to avoid costly litigation in defending future claims of wrongful discipline or wrongful termination, which of the following dispute resolution efforts should HR recommend?
A. Voluntary arbitration
B. Mediation
C. A peer review panel
D. Compulsory arbitration
D. All of these answers can help employers avoid the cost of defending a claim of wrongful discipline or discharge. Compulsory arbitration, however, requires that, as a condition of employment,the employee agree to submit any future conflict to an arbitrator for resolution, rather than having the conflict work its way through the court system.
Which of the following is one of the disadvantages of mediation as an alternative resolution method?
A. Mediation can be too complex.
B. Medication can be expensive
C. Mediators must be impartial
D. Mediation is not binding
D. Mediation is often used as the first step in ADR efforts. Because it is not binding, the parties may choose to move to the next step, which is usually arbitration.
Which of the following acts allowed employers to use court-ordered injunctions to break strikes?
A. The Clayton Act
B. The Norris-LaGuardia Act
C. The Sherman Antitrust Act
D. The National Labor Relations Act
C. The Sherman Act was originally used to control business monopolies. It allowed companies, in relatively broad language, to sue each other to stop a specific business action, and employers used it to break strikes. In 1914 the Clayton Act was passed to limit the impact of the Sherman Act by exempting labor unions from its application.
As a result of the violence used be employers to prevent union organizing, which of the following acts was passed?
A. Norris-La Guardia Act
B. Clayton Act
C. The National Labor Relations Act
D. Sherman Antitrust Act
C. The violence of the labor movement is often lamented as being driven by union organizers and organized crime, but it is forgotten that employers often used force to break up organizing activity, which had no real protection under the law. The passage of the NLRA in 1935 changed that, granting workers the right to organize. It established ULPs and created the NLRB to oversee the organizing process.
The Taft-Hartley Act was established as a result of which of the following?
A. The election of a Republican majority to Congress
B. Employer complaints about union abuses
C. To respond to the imbalance of power between unions and employers
D. All of the above
D. A republic majority used the Taft-Hartley Act to respond to the broad reach of President Roosevelt’s New Deal initiatives. It gave a legitimate voice to employers who felt the unions had too much power.
A supervisor at the company for which you work told an employee that the company would move their operations to Mexico if an organizing attempt was successful. This is an example of which of the following?
A. An unfair labor practice
B. Intimidating behavior
C. Featherbedding
D. A fact, allowable under the NLRA
A. ULPs are defined by the NLRA as unlawful practices used by employers throughout the organizing process. Threatening to shut down or move operations, intimidating employees, coercing them to vote against a union, or spying on organizing activity are all classified as ULPs
Which of the following agencies is tasked with oversight of union organizing activities?
A. National Labor Relations Board
B. Department of Labor
C. National Labor Relations Committee
D. Equal Employment Opportunity Commission
A. NLRB
A union is attempting to obtain authorization cards from a bargaining unit that will be made up of 50 employees. How many signatures must they have to petition the NLRB for an election?
A. 5
B. 10
C. 15
D. 25
C. A union may petition the NLRB for an election if 30 percent or more of the employees in the anticipated bargaining unit sign authorization cards.
Under what conditions may temporary workers be included in a bargaining unit?
A. If they are joint employers
B. If they receive authorization from the NLRB
C. If a community of interest exists between the regular workers and the temporary workers
D. None-temporary workers are excluded from bargaining units
C. In August 2000, the NLRB decided a case that extended the rights guaranteed by the NLRA to temp and contingent workers. These rights include the right to organize and the right to be free from retaliation for participating in union-organizing activities.
During collective bargaining, the employer refuses to increase retirement contributions if the union demands a flat percentage increase to wages during the period covered by the collective bargaining agreement. This is know as which type of bargaining?
A. Principled bargaining
B. Integrative bargaining
C. Positional bargaining
D. An unfair labor practice
C. In Positional Bargaining, each side takes up a “position.” Thi smeans that one side must lose something for the other side to gain. It is considered an adversarial process.
During collective bargaining, the employer agrees to give employees additional paid holidays, and the union agrees to reduce the demand for increased shift premiums. This is an example of the following types of bargaining?
A. Principled bargaining
B. Integrative bargaining
C. Positional bargaining
D. An unfair labor practice
B. Integrative bargaining looks at all of the issues on the bargaining table, allowing for trade-offs to avoid a bargaining impasse. Principled bargaining is focused on finding mutually beneficial solutions, bargaining based on the interests of the both parties as opposed to relative positions.
Which of the following statements is true about a CBA?
A. A CBA requires that all employees of that organization join the union
B. A CBA still allows for “at-will” employment
C. A CBA is a binding employment contract
D. A CBA includes the management personnel of the bargaining unit
C.
Why may a lack of perceived fairness in the distribution of pay lead employees to vote in a union?
A. Unions generally regular pay as part of the negotiating process
B. Unions offer leadership opportunities as shop stewards and union officers within an existing structure
C. Employees me feel they need a voice because they are not being heard
D. Both A and C
D. A nonunion philosophy is an action plan, not just a statement. It outlines strategies to involve employees in the decision-making process so that they have a say in decisions that affect their pay and working conditions. If employees have a positive perception of the process, they are less inclined to vote in a group to represent them. Furthermore, pay is one of the top items at the negotiating table.
The executive team at your place of work has communicated that they want HR to help them change the organizational culture to one of transparency and trust. Which of the following positive employee relations strategies should you recommend first?
A. Publish the company financials so employees can see how the business is doing
B. Implement employee feedback mechanisms to identify major barriers to transparency
C. Create task forces to implement positive employee relations strategies related to transparency and trust
D. Discipline or terminate supervisors who are not trusted by the workforce
B. As with any type of organizational intervention, HR will be most successful when they have identified the needs of the workforce as they relate to the desired outcome. For that reason, building employee feedback systems in which to gather information about the needs is the best first step.
Which of the following business impact measures can identify employee satisfaction?
A. An HR audit
B. Timeliness of performance reviews
C. Absenteeism rates
D. Number of open positions
C.
Measuring the number and type of charges filed with the EEOC to make recommendations to employers is which of the following types of HR metrics?
A. Operational excellence
B. Tactical accountability
C. An HR audit
D. All of the above
B. Tactical accountability makes use of both internal and external data to guide employer actions. HR helps to integrate these efforts into the regular day-to-day activities of the organization.
An employer may terminate an employee with or without cause. This is know as which of the following common law doctrines?
A. Respondeat superior
B. Constructive discharge
C. Employment at will
D. Statutory exceptions
C. Employment at will
If an employer terminates an employee to avoid paying the employee an earned sales commission, the employer has violated which of the following exceptions to employment at will?
A. Contract exception
B. Duty of good faith and fair dealing
C. Promissory estoppel
D. None of the above
B. Employment at will allows either party to terminate the employment at any time and for any reason. However, there are specific exceptions. The duty of good faith and fair dealing requires that both parties have an obligation to act in a fair and honest manner in the execution of the agreement.
Which of the following exceptions to employment at will prevents an employer from enticing a prospective employee with the promise of a reward and then failing to delivery it?
A. Promissory estoppel
B. Duty of good faith and fair dealing
C. Contract exceptions
D. Employment contracts
A. Promissory Estoppel. This may result in the employer being obligated to make good on the agreement or pay equivalent damages.
Contract exceptions occur when there is an employment or other type of contract that specifies the conditions under which a person may be terminated.
“Let the master answer” is the meaning of which of the following employment doctrines?
A. Promissory estoppel
B. Respondeat superior
C. Defamation
D. Vicarious liability
B. Respondeat superior
A supervisor at a manufacturing plant has a personality conflict with one of her subordinates, who otherwise performs very well in the position. The supervisor begins a campaign to discredit the employee, changing her shift, deriding her in meetings, and gossiping behind her back. The employee quits because she just can’t take it anymore. What may the supervisor be guilty of?
A. Constructive discharge
B. Sexual harassment
C. Unfair treatment
D. Nothing,because her employment was at will
A. Constructive discharge
Vulgar jokes, offensive calendars, and inappropriate touching could all be examples of which of the following?
A. Unlawful practices
B. Sexual harassment
C. Quid pro quo harassment
D. All of the above
B. Sexual harassment is often in the eye of the beholder, and it is dependent on factors such as the severity and frequency of the conduct. The EEOC prohibits “unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature,” especially if it interferes with an employee’s ability to do their job.
The Supreme Court determined that there does not have to be a “tangible employment action” taken against an employee for there to be a legitimate claim of harassment under which of the following cases?
A. Harris v. Forklift Systems
B. Oncale v. Sundowner
C. Faragher v. City of Boca Raton
D. Meritor Savings Bank v. Vinson
C. In Faragher v. City of Boca Raton, the SC found that employers are responsible for the actions of their employees and have a responsibility to control them. This exists even when the harassment does not result in an adverse employment action against the employee. An affirmative defense may be raised by an employer when it can show that is has a policy in place prohibiting harassment, it promptly investigates and takes appropriate action, and that employees have a grievance procedure to report claims of harassment. Without these elements, an employer may be liable for its employees’ actions even when the employees are acting outside the normal scope of their employment.
The Glass Ceiling Act identified three barriers that prevent women and minorities from advancing to senior-level positions. They are society barriers, internal structural barriers, and what?
A. Governmental barriers
B. Labor market barriers
C. Family barriers
D. Educational barriers
A. Governmental Barriers
Employees returning to work from military leaves of more than 30 days but fewer than ___ days may not be discharged without case for six months after the date of reemployment under USERRA.
A. 90
B. 122
C. 181
D. 366
C. 181. The Uniformed Services Employment and Reemployment Rights Act (USERRA) grants employees on military leave the right to have their jobs back when they return. It also protects them for a period of time from discharge without cause, depending on the length of the leave.
If an employee is performing well in her current position but does not want to move to the next level, which of the following employee involvement strategies may work best to maximize her talent?
A. Creating a work team that she leads
B. Creating a task force to identify the key strengths and weaknesses of the department
C. Delegating authority of a relevant process to her
D. None. She should be allowed to remain functioning at her current level.
C. Employee involvement strategies allow employers to manage the knowledge of their human talent at all levels effectively. While employees should be allowed to develop to their fullest potential within their jobs, employers need to maximize the talent for the most efficient production of the goods or services. Delegating authority in a relevant process will allow employees to apply their talents toward the good of the company.
Which of the following methods of communication is the means by which most employees obtain information?
A. Word of mouth
B. Company newsletters
C. Brown-bag lunches
D. Staff meetings
A. Part of communicating information with employees is ensuring that hey receive the correct information. Without effective comms strategies like open door policies, information staff meetings, brown bag lunches, and newsletters, the employees most often rely on the grapevine to exchange information.
Cecelia, a customer service rep, was recently asked questions by her manager’s manager about the level of her company and job satisfaction. This is an example of which of the following methods for gaining employee feedback?
A. Discipline session
B. Skip-level interview
C. Open door policy application
D. Employee survey
B. Skip-level interview. The goal is not to spy or play “gotcha” but rather to create an open forum that removes any perceived obstacles to the free exchange of information, increasing the content’s validity as a result.
Without this, an employer will have a difficult time initiating positive employee relations strategies.
A. A culture of mutual respect and fair treatment
B. Job descriptions
C. Performance-based pay
D. All of the above
A. Positive employee relations strategies are more than just good business. These strategies help foster a learning organization, where information is freely shared and discussed. If employees do not feel respected or do not trust “management,” they will not provide meaningful feedback or participate in employee relations strategies.
Of the following, which is the most important aspect of employee recognition programs?
A. That they are self-funded
B. That they are properly designed to support desired outcomes
C. That they clearly communicate the ever-changing “measures of success” to align with goals
D. That they reflect the diversity of the workgroup
C. Employee recognition programs are designed specifically to recognize the efforts of employees. Incentive programs should be self-funded and focused on desired behaviors, and diversity management programs address diversity in the workplace.
If an organization changes an employee’s schedule from 8-5 to 8:30-5:30 to allow him to get his kids to school every day, they are employing which of the following positive employee relations strategies?
A. Compressed workweek
B. Flex time
C. Job sharing
D. Telecommuting
B. Work-life balance present opportunities for positive employee strategies such as compressed workweeks, flextime, job sharing, and part-time work. With flex time, employees are allowed to wrok hours that are more suited to their personal schedules.
A customer service rep uses a list of the item numbers of most frequently ordered items to aid her customers in placing their orders. This list would be called which of the following?
A. A standard operating procedure
B. A procedure
C. Work instructions
D. A reference guide
D. A reference guide is one of the many tools used to implement work procedures. It is often a compilation of data around a specific process that organizes large amounts of information into a single reference document.
Employee handbooks are designed for which of the following purposes?
A. To manage employee risk
B. To aid employers in compliance with labor laws
C. To maintain an employer’s status of “at will”
D. To manage organization risks and communicate expectations effectively
D. An employee handbook is many things, not the least of which is a tool that communicates information in compliance with labor laws and risk management. It protects the employer on many levels. Communicating the expectations to employees through a handbook establishes those expectations, serves notice to employees where required, and establishes the guidelines for both employee rights and responsibilities.
The goal of any performance improvement system should be which of the following?
A. To avoid legal action
B. To balance of the needs of the employer with the needs of the employee
C. To document grievance procedures
D. To guide management decision-making
B. Performance improvement from an HR perspective aligns organizational needs with employee behavior. Discipline should not be the only tool used to manage employee behavior. Employees are entitled to fair and equitable treatment and access to the resources necessary to do their jobs (employee needs). The employer requires employees to performance to the minimum standards of behavior.
Arbitration, mediation, and constructive conflict are all examples of which of the following?
A. Alternative dispute resolution methods
B. Collective bargaining agreements
C. Labor law compliance
D. Disciplinary Actions
A. Alternative dispute resolution is a group of methods used to solve litigation without legal interventions. They may be part of employment contracts, CBAs, and employee handbooks, with parties agreeing to utilize one or more of these methods should a dispute arise.
An employee disagreed with his supervisor about the PIP to which he was required to commit. HR brought him before a committee of co-workers and managers to discuss the details of his performance and render a decision related to the fairness of the POP. Which ADR method did the employer use?
A. Bargaining
B. A peer review panel
C. Constructive confrontation
D. Ombudsmanship
B. A peer review panel. Peer review panels can make binding decisions.
An effective absenteeism policy addresses which of the following?
A. The attendance expectations for the employer
B. The allowable number of days for non-FMLA-related absences
C. How absences are counted
D. All of the above
D. An effective absenteeism policy communicates the standards to the employees and shares with the employees what they can expect when they miss work.
In which of the following situations should HR proceed directly to termination of an employee?
A. In the absence of a progressive discipline policy
B. When the employee exceeds the maximum number of missed days identified in the handbook
C. If the employee engages in an egregious act, such as violence against another employee
D. If the employee fails to provide medical certification for missed days in accordance with policy
C. Terminating an employee requires careful analysis of the specifics of each case. specifically with regard to absenteeism, employees may be protected under the FMLA or ADA. There are a few circumstances, in which the danger presented to the employer or other employees is greater than the risk of wrongful termination, such as theft, violence, or illegal acts.
Which is the usual reason employers take disciplinary action against an employee?
A. To punish the individual
B. To motivate the individual
C. To train the individual
D. To manage the performance of the individual
D. HR is often tasked with creating a toolbox of resources for employees and managers to use in the day-to-day operations of the company. Discipline is most often used to help manage the performance, or lack of performance, of individual workers
Which of the following court cases established that union employees have a right to representation at meetings where discipline may occur?
A. The National Labor Relations Act
B. Davis v. O’Melveny & Myers
C. NLRB v. Weingarten, Inc.
D. Pharakhone v, Nissan North America, Inc.
C. Weingarten rights were granted by the NLRB in response to a case where an employee was investigated and interrogated without the representation of her union. Failing to allow representation is a ULP.