Domain 4 Flashcards

Existing and Emerging AI Laws and Standards

1
Q

What are the 4 risk levels under the EU AI Act?

A
  1. Unacceptable/ prohibited
  2. high rish
  3. limited risk
  4. minimal/ no risk
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2
Q

what are the subcategories of high risk systems?

A
  1. Product safety
  2. systems that pose a significant risk of harm to health, safety or fundamental rights
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3
Q

What are the requirements for providers of high risk systems?

A
  1. implement a risk management system
  2. manage data and data governance
  3. register in the public EU database
  4. Keep logs in automatic, documented manner
  5. comply with transparency measures
  6. develop the system in a way that allows for human oversight
  7. ensure the system performs consistently to acheiev its intended purpose
  8. create a quality management system and undertake a conformity assessment
  9. report serious incident and malfunction that lead to a breach of fundamental rights
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4
Q

What action should be taken in the event of a serious incident or malfunction of a high-risk AI system?

Options:
A. Conduct an internal review and resolve the issue without external reporting.
B. Report the incident to the local market surveillance authority.
C. Notify only the organization’s legal team for documentation purposes.
D. Discontinue the AI system and inform affected users only if they report concerns.

A

B. Report the incident to the local market surveillance authority.

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5
Q

What is the primary compliance focus for limited risk systems?

A

transparency

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6
Q

Which of the following is NOT an example of a minimal or no-risk AI system?

Options:
A. Spam filters for email management
B. AI-powered video game recommendations
C. AI systems used for critical medical diagnoses
D. Virtual assistants for scheduling personal appointments

A

C. AI systems used for critical medical diagnoses

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7
Q

What are the key components of Canada’s Digital charter Implementation Act of 2022 (Bill C-27)?

A
  1. adds the AI and Data Act
  2. allows for provincial laws
  3. risk based focusing on high impact AI
  4. applies to the private sector
  5. replaces the privacy provisions of PIPEDA with the Consumer Privacy and Protection Act
  6. The Personal and Data Protection Tribunal Act creates a new data protection tribunal
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8
Q

Existing AI federal guidance in the US.

A
  1. Executive Order on the Safe, Secure and Trustworthy Development and Use of AI
  2. Blueprint for an AI Bill of Rights
  3. Executive Order on Further Advancing Racial Equity and Support for Undeserved Communities
  4. National aI initiative Act of 2020
  5. John S. McCain National Defense Authorization Act for 2019
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9
Q

US Existing regulatory requirements

A
  1. FTC Act Section 5
  2. Consumer Financial Protection Bureau
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10
Q

Which U.S. state privacy law requires bias audits for AI-enabled employment tools?

Options:
A. California Consumer Privacy Act (CCPA)
B. Virginia Consumer Data Protection Act (VCDPA)
C. Illinois Artificial Intelligence Video Interview Act (AIVIA)
D. New York City Local Law 144

A

D. New York City Local Law 144

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11
Q

Which U.S. state privacy law prohibits the use of bots to encourage a sale?

Options:
A. California Consumer Privacy Act (CCPA)
B. California’s Bot Act
C. Virginia Consumer Data Protection Act (VCDPA)
D. Illinois Artificial Intelligence Video Interview Act (AIVIA)

A

B. California’s Bot Act

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12
Q

Where was the fist AI governance framework in Asia introduced?

A

Singapore 2019

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13
Q

Is the Singapore Model AI Governance Framework
A. Voluntary
B. Mandatory

A

A. Voluntary

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14
Q

Which country introduced the AI Verify Toolkit?

A. China
B. USA
C. Singapore
D. Brazil

A

C. Singapore

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15
Q

What are the fundamental principles of the Singapore Model AI governance Framework?

A

The decision making processes should be
explainable,
transparent,
fair,
human-centric

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16
Q

What are the governance principles of Singapore’s Model AI Framework?

A

transparency
explainability
repeatability/reproducibility
safety
security
robustness
fairness
data governance
accountability
human agency and oversight
inclusive growth,
societal and environmental well being

17
Q

What are the AI governance principles in the EU AI Act?

A

safe
transparent
traceable
non-discriminatory
environmentally friendly

18
Q

What are the major risk management frameworks and standards?

A
  1. ISO 31000:2018 - Risk Management Guidlines
  2. NIST AI RMF
  3. HUDERIA
  4. IEEE 7000-21
  5. ISO/IEC Guide 51 Safety aspects
19
Q
A