Criminal Procedure Flashcards
1
Q
Systems of Criminal Procedure –> Federal and State Systems
A
4A, 5A, and 6A create floor (not ceiling) as to rights that states must extend to citizens.
–> States may create more extensive rights under their own constitutions, subject to ultimate review by state supreme courts.
2
Q
Systems of Criminal Procedure –> The 4A, 5A, and 6A
A
4A- Protects the people and their papers, houses, and effects from unreasonable searches and seizures.
–> Also requires particularized (as opposed to general) warrants that are supported by PC.
5A- Requires that no person be denied life, liberty, or property without due process of law.
–> Also grants each person a privilege against self incrimination.
6A- Requires that in all criminal prosecutions, the accused has a RTC to assist in his defense.
3
Q
Exclusionary Rule –> Purpose + Application
A
Procedural rule of fed con law used to deter unlawful police conduct.
- -> Evidence seized in violation of the 4A (including physical evidence and statements) is INADMISSIBLE in a criminal proceeding.
- -> Exc Rule also applies to violations of 5A and 6A; however, not (usually) applicable to Miranda violations.
4
Q
Exclusionary Rule –> Fruit of the Poisonous Tree + 3 Exceptions
A
In addition to illegally obtained evidence, any additional evidence, including oral statements and physical objects acquired directly or indirectly from the illegal arrest/search/seizure must also be EXCLUDED.
Exception- may still be admitted if taint dissipated by:
(1) Independent Evidence- evidence obtained from source independent of original illegality.
(2) Inevitable Discovery- evidence that would have been discovered regardless of illegality; or
(3) Attenuation- confession or consent to illegal search distant enough from initial illegality that it is considered voluntary and not 4A violation.
- —-> Factors: (1) whether Miranda warnings were given; (2) temporal proximity of arrest and confession/consent; (3) presence of intervening circumstances; and (4) purpose and flagrancy of official misconduct.
5
Q
Exclusionary Rule –> Balancing Approach on the Exclusionary Rule + Exception
A
Exclusionary rule precludes only the use of suppressed evidence in the prosecution’s case-in-chief and does not apply to the use of evidence for impeachment.
–> However, confessions which have been coerced or immunized are inadmissible for any purpose.
6
Q
Exclusionary Rule –> Balancing Approach on the Exclusionary Rule - Good Faith Exception (application and nonapplication)
A
Evidence obtained pursuant to an invalid warrant will not be excluded if a reasonably well-trained officer would have believed that the warrant was valid.
Aspects for considering the good faith exception include:
(1) whether the police were acting on good faith reliance of a facially valid warrant;
(2) whether the police were acting in reliance of a valid statute; and
(3) whether the police were acting in reliance of a ct official rather than a PO
Good faith exception to exclusionary rule does not apply when:
(1) the police lie or mislead the ct in attaining a warrant
(2) the magistrate is not neutral or detached, and
(3) no reasonable PO would have believed the warrant was valid
7
Q
Exclusionary Rule –> Limitations on the Exclusionary Rule (GRSCM)
A
(1) The Excl rule had not been extended to GRAND JURY proceedings, and evidence at issue may be considered in granting an indictment.
(2) Evidence obtained under the REASONABLE RELIANCE of the validity of a search warrant issued by a detached and neutral magistrate is not subject to the excl rule.
(3) Evidence excluded by the rule from use by one SOVEREIGN may be used in the civil proceedings of another sovereign.
(4) Evidence excluded by the rule for violating the 4A 5A or 6A may be used to impeach testimony given on either direct examination or cross.
(5) A confession obtained w/o giving MIRANDA warnings may be used to impeach a D’s testimony, unless it is coerced or immunized.
8
Q
Exclusionary Rule –> Procedure at Trial and Enforcement after Appeal
A
A D has a right to a suppression hearing, at which time the judge (as a matter of law) determines the admissibility of the evidence out of the jury’s presence.
Admission of illegally obtained evidence constitutes reversible error unless the error is “harmless.”
–> Under this standard, the govt must prove beyond a reas doubt that the error did not contribute to a conviction.
9
Q
4A –> Government Action
A
4A applies only to govt (not private) conduct.
- -> When a private party acting on his own acquires evidence that the govt later seeks to introduce in a criminal pros, neither the 4A nor excl rule applies.
- —–> However, when a private party acts at the direction of the govt agent or pursuant to an official policy, any search conducted and evidence seized is subject to 4A scrutiny.
10
Q
4A –> Arrests and Other Detentions: General Principles (warrant req; “custody”; “arrest”; strip searches)
A
Arrest warrants generally not required when arresting someone in a public place.
Whether a person is in custody is determined based on the objective circumstances surrounding the interrogation, particularly:
(1) person did not feel that he was at liberty to terminate the interrogation and leave; and
(2) person was in an environment that presented inherently coercive pressures.
When a person is taken into custody for the purpose of commencing a criminal action, an arrest has occurred.
Officials may strip search individuals who have been arrested for any crime, even w/o RS that they are dangerous or carrying contraband.
11
Q
4A –> Arrests and Other Detentions: Warrant Requirement
A
A valid arrest may occur either w/ or w/o a warrant; generally, no warrant reqd for an arrest (police need only PC).
–> POs may come into possession of requisite fact/circumstances for PC from their own observations of the suspect OR through information obtained by third parties.
12
Q
4A –> Arrests and Other Detentions: Warrant Requirement - Informants (relation to warrant + 2 reqs)
A
PC to arrest may be obtained indirectly through an informant; tip may serve as basis for PC arrest if reliability estd by:
(1) the informant’s tip containing specific details; and
(2) the reliability of both the details and the informant being confirmed prior to the moment of arrest.
13
Q
4A –> Arrests and Other Detentions: Warrant Requirement - In-Home Arrests (consent/exig circ - 3 reqs) (3rd party home arrests) (knock and announce)
A
An arrest warrant is reqd before POs can arrest a person in his own home, absent exigent circumstances or consent.
Consent/exigent circumstances estd when:
(1) an arrest attempt outside the home is thwarted because suspect retreats into the home
(2) there is insuff time to secure a warrant because the delay would allow the suspect to evade arrest or destroy evidence; or
(3) the arresting PO is in hot pursuit and has PC to effect a valid arrest of the suspect
Third Party Home Arrests
–>POs generally may not legally search for the subject of an arrest warrant in the home of a 3rd party absent exigent circumstances or consent w/o first obtaining a search warrant for those premises.
Knock and Announce
- -> Unless exigent circumstances exist, POs must knock and announce their identity before entering to make the arrest.
- -> Violation of the knock and announce rule does not automatically trigger the exclusion of evidence seized after the violation.
14
Q
4A –> Arrests and Other Detentions: Warrantless Arrests at CL
A
Both POs and private citizens may make arrests for felonies committed in their presence.
–> A PO may arrest a person for a felony not committed in his presence when he has reasonable grounds to believe a person did, in fact, commit the felony.
POs and private citizens may make arrests for misdemeanors when:
(1) the crime is committed in their presence; and
(2) the misdemeanor amounts to a breach of the peace.
- -> A warrant is reqd for a misdemeanor that the PO did not personally observe, regardless of whether arrewst takes place inside/outside the suspect’s home.
15
Q
4A –> Arrests and Other Detentions: Probable Cause (+ Anticipatory/Condition warrants 2 reqs)
A
PC (reqd at time of arrest) is measure of justification that applies to full-scale intrusions (searches, seizures, and arrests).
- -> Defined as that quantity of facts and circumstances w/in the PO’s knowledge that would warrant a reasonable person to conclude that the individual in question has committed a crime (for an arrest) or that specific items related to criminal activity can be found at a particular location (for a search).
- -> Evaluated in terms of what was known at the moment of the govt intrusion; a PO may est PC by considering events leading up to the moment of arrest.
Anticipatory/Condition Warrants
- -> Warrants that are conditioned on an event occurring (such as delivery of a package); 2 showings reqd to issue such a warrant:
(1) if the triggering condition occurs, there must be a fair probability that evidence of a crime or contraband will be found at a particular location; and
(2) there is PC that the triggering condition will occur.
16
Q
4A –> Arrests and Other Detentions: Reasonable Suspicion
A
RS is a belief based on articulable information that is more than a mere hunch used by a reasonable person or PO that the suspect has/is about to engage in illegal/criminal activity.
–> Cts look to totality of circumstances to see whether PO has particularized and objective basis for suspecting legal wrongdoing.
Flight
–> Flight is not enough for PC but is enough for RS
17
Q
4A –> Arrests and Other Detentions: Terry Standard
A
In order to frisk a stopped individual, the PO must articulate RS that the suspect is armed and dangerous.
Anonymous Tips
–> An anonymous tip alone is inadequate; however, under the totality of circumstances, an anonymous tip coupled w/ PO corroboration of some info contained in the tip shows suff indicia of reliability to justify investigative stop
18
Q
4A –> Arrests and Other Detentions: Terry Standard - Stop-and-Frisk
A
If a PO reasonably believes, based on PO’s own observations or those of an informant, that criminal activity may be afoot, then the PO may stop and briefly question a criminal suspect.
- -> The reqd belief or RS must be supported by objective evidence that the suspect is engaged/about to become engaged in criminal activity, or is a wanted criminal.
- -> The PO may do a limited pat down of suspect’s outer garments (a “frisk”) for weapons if they have a reasonable and articulable suspicion that person detained may be armed and dangerous (despite lack of PC or warrant).
- -> A Terry stop based on less than full PC is permitted when the detainee is suspected of involvement in a past crime constituting a felony or a threat to public safety.
Improper Subjective PO Basis
–> Fact that a PO had some improper subjective basis for stop will not result in finding that stop was illegal, as long as the stop was supported by an objectively reasonable belief that the suspect was engaged or about to engage in criminal activity.
19
Q
4A –> Evidentiary Search and Seizure: Search
A
A person may assert his 4A rights only where:
(1) there is a govt intrusion into his reasonable expectation of privacy, or
(2) when the govt’s investigatory conduct results in a physical trespass against his person, home, papers, or effects.
When govt action qualifies as search under either test, a D may seek remedy of exclusion of evidence discovered during search (but only if the D has estd standing to object to the govt conduct).
20
Q
4A –> Evidentiary Search and Seizure: Standing
A
D must show legit expectation of privacy in the items seized or in the premises searched.
–> There must be a fairly substantial nexus between the D and the place searched (a passenger in a car lacks standing to challenge validity of car search; however car passenger has standing to challenge police stop of car).
21
Q
4A –> Evidentiary Search and Seizure: Held Out to the Public
A
A D has a reasonable expectation of privacy when the objects identified by the govt investigation are not held out to the public.
- -> Further, a D does not have a reasonable expectation of privacy in the following items (even if not held out to public):
(1) handwriting exemplars
(2) voice exemplars
(3) bank records
(4) pen registers, which record telephone numbers dialed; and
(5) private conversations, including eavesdropping
Note: A D loses any privacy right that may have existed w/ discarded property, such as commingled garbage and abandoned rental premises.
22
Q
4A –> Evidentiary Search and Seizure: Open Fields Doctrine
A
Any unoccupied or undeveloped area outside of the curtilage (the living space directly around the home) is not protected by the 4A.
- -> Protection also not applied to naked eye observations of private property by air.
- -> Areas not considered part of the home w/in the meaning of the 4A so physical trespass into open fields does not qualify as a search.
23
Q
4A –> Evidentiary Search and Seizure: Search and Seizure and the Use of Police Dogs
A
Generally, a canine search does not constitute an unreasonable search unless the canine physically intrudes upon a constitutionally protected area (home, curtilage, or person).
–> SCOTUS: PO use of trained detection dog to sniff narcotics on the front porch of a person’s home is a search w/in the 4A (therefore, w/o consent, reqs both PC and search warrant).
24
Q
4A –> Evidentiary Search and Seizure: Search and Seizure and the Use of Police Dogs - Automobile Exception
A
Use of drug-sniffing dogs trained to detect contraband, but not other items, does not invade the privacy rights of the suspect.
25
4A --> Evidentiary Search and Seizure: Search and Seizure and the Use of Police Dogs - Administrative Searches
To protect airline passengers from weapons and explosives, warrantless administrative searches are permitted at airports.
- -> A passenger may avoid being searched by declining to bard the plane.
- -> Although narcotics sniffing dogs may smell a passenger's luggage, any resulting detention must be brief, and luggage seizure is subject to 4A limitations.
26
4A --> Evidentiary Search and Seizure: Search and Seizure and the Use of Police Dogs - Traffic Stops
SCOTUS: Drug sniffing dogs are allowed during traffic stops, as long as prolongation of stop for inspection is brief.
--> POs may not prolong traffic stops to wait for drug-sniffing dogs to inspect vehicles; a PO stop exceeding the time needed to handle the matter for which the stop was made violates the 4A.
27
4A --> Warranted Actions: Rule
A search conducted by a govt authority w/o a warrant is presumptively invalid unless it falls w/in an exception.
--> Thus, reasonable search under 4A must be conducted either pursuant to a warrant OR under exception to warrant req.
28
4A --> Warranted Actions: Search and Arrest Warrants
Warrant
--> A judicial authorization for police action (either to search a particular place- search warrant- or arrest a particular person- arrest warrant).
Search Warrant
--> Must be issued by a neutral and detached magistrate after an adequate showing of PC, and must describe w/ particularity the place to be search and items to be seized.
Arrest Warrant
--> Must be issued by a neutral and detached magistrate after an adequate showing of PC
29
4A --> Warranted Actions: Warrant Requirements
Either (1) oral testimony or (2) an affidavit must set forth the facts/circumstances relied on by the magistrate; magistrate makes an independent judgment of the reasonableness of the requested search/seizure to determine if there is PC.
Warrant must describe w/ particularity the place to be searched and the item or person to be seized; absent independent justification, a search warrant confers POs only the authority to search names places/persons.
30
4A --> Warranted Actions: Warrant Requirements - Plain View Doctrine
The scope of the search is limited to premises described in the warrant; however, contraband not named in the warrant may be properly seized under the plain view doctrine where POs are acting under a valid warrant.
31
4A --> Warranted Actions: Warrant Requirements - Probable Cause
Warrants must be based on PC; PC is satisfied when a 2 prong test is met:
(1) the testimony or affidavit presented to the magistrate contains facts/circumstances that are still relevant and not out of date; and
(2) it must be suff that a reasonable person would conclude it to be more probable than not that evidence of named items/persons will be found.
A warrant based on an informant's tip will be issued when PC is est under the totality of the circumstances; relevant factors:
(1) credible info
(2) reliable informant
(3) police corroboration and
(4) declaration against interest
32
4A --> Warranted Actions: Warrant Requirements - Probable Cause - Challenging Affidavit
A D may challenge the affidavit upon which a warrant was issued by proving by a preponderance of the evidence the following elements:
(1) a substantial showing that the affidavit contained false statements;
(2) the statement s were made intentionally, knowingly, or in reckless disregard for the truth; and
(3) the magistrate's finding of PC could not have been made w/o the false statements
33
4A --> Warranted Actions: Execution of Warrant
A search warrant need not specify the precise manner for its execution, yet limitations do apply as follows:
(1) only the police, not private citizens, may execute a warrant;
(2) a search warrant must be executed promptly while PC still exists; and
(3) absent exigent circumstances, a PO must knock and announce his presence before attempting a forced entry
- -> A violation of the known and announce rule does not req the automatic suppression of all evidence found in the subsequent search.
Unless an exception to warrant req applies, a search/arrest conducted pursuant to an invalid warrant will constitute a 4A violation.
--> Warrantless searches are generally unconstitutional unless they fall w/in a warrant exception.
34
4A --> Warranted Actions: Exceptions to Warrant Requirement (List)
(1) Searches incident to lawful arrest
(2) Automobile exception
(3) Plain view
(4) Consent
(5) Searches pursuant to a stop
(6) Hot pursuit
(7) Exigent circumstances
35
4A --> Warranted Actions: Exceptions to Warrant Requirement - Searches Incident to a Lawful Arrest
SILA (Home)
To protect arresting POs and prevent destruction of evidence, the D's person (as well as the area w/in his immediate control - his wingspan) may be searched incident to lawful arrest.
--> May include a cursory scan (protective sweep) of adjoining rooms; the entire domicile may be scanned provided there is RS of an armed accomplice.
SILA (Car)
If a custodial arrest is effected while the D is in a car, POs may search the passenger compartment of the vehicle only if it is reasonable to believe that the D might access the vehicle at the time of the search or that the vehicle contains evidence of the offense of arrest.
SILA (Generally)
- -> A SILA must be contemporaneous w/ arrest or preceding it.
- -> The warrantless search and seizure of digital contents of a cell phone during an arrest is unconstitutional.
36
4A --> Warranted Actions: Exceptions to Warrant Requirement - Automobile Exception
SCOTUS: once the POs have PC to search the moving/temporarily stopped car, they may seize the car and search it later (even if there is enough time to obtain a warrant between the seizure and the subsequent search).
POs may inspect a container w/in a car if they have PC to believe the container has contraband or evidence (even where POs do not have PC to search the entire car).
Where PC exists, the POs may search the entire vehicle including closed containers/luggage to find objects for which PC existed.
Warrantless search and seizure of items from a car may be justified under several scenarios:
(1) SILA
(2) plain view
(3) an inventory search following a lawful impounding
(4) a border search
37
4A --> Warranted Actions: Exceptions to Warrant Requirement - Automobile Exception, Automobile Checkpoint Stops
POs, operating at a checkpoint, may stop traffic to check the vehicle registration and DLs of drivers, as long as the stops:
(1) are random
(2) are based on some fixed formula, such as every vehicle or every 5th vehicle
--> Sobriety or drunk driving checkpoints are permissible
38
4A --> Warranted Actions: Exceptions to Warrant Requirement - Special Needs Doctrine
An exception to the general req of individualized suspicion of searches: warrantless, suspicion-less search may be justified when special needs (beyond the normal need for law enforcement) make the warrant and PC req impracticable.
--> POs are permitted to use checkpoints to conduct brief seizures and/or limited searches w/ no individualized suspicion/warrant in response to a public safety danger that cannot be addressed by complying with the normal individualized suspicion/warrant reqs.
If the ct finds that the primary purpose of a program of searches is a special need and not a general interest in crime control, the ct must conduct a context specific inquiry into the reasonableness of the program.
- -> Balancing test: weigh special interest against privacy interest advanced
(1) the nature of the privacy interest involved;
(2) the character and degree of the govt intrusion; and
(3) the nature and immediacy of the govt's needs and the efficacy of the program in addressing those needs.
Must be based on a fixed formula that deprives individual officers of the discretion to select subjects.
--> Because a special needs stop is a seizure, if it is unreasonable (not based on special needs), any evidence it leads to will be tainted by the stop.
39
4A --> Warranted Actions: Exceptions to Warrant Requirement - Plain View
POs may seize property that is clearly visible in plain view w/o a warrant if:
(1) POs are lawfully present at the place where the object can be seen;
(2) POs have a lawful right of access to the object; and
(3) it is immediately apparent that the object is incriminating.
- -> A PO may follow an arrestee into his house and then lawfully seize any contraband evidence in plain view.
- -> A PO may NOT move objects to get a better view.
40
4A --> Warranted Actions: Exceptions to Warrant Requirement - Consent
Consent is a warrantless intrusion reqing no justification; an individual may simply waive his 4A rights as long as the waiver is voluntary.
To justify search based on consent, POs must est 3 elements:
(1) voluntariness
(2) proper scope; and
(3) third party consent
41
4A --> Warranted Actions: Exceptions to Warrant Requirement - Consent, Voluntariness
To be effective, the D's consent must be a voluntary and intelligent decision made w/o coercion.
--> Totality of the circumstances
42
4A --> Warranted Actions: Exceptions to Warrant Requirement - Consent, 3rd Party Consent
Person consenting must have either actual or apparent authority to consent, such as a person who:
(1) truly may consent (such as the owner or occupant of the particular premises); or
(2) has apparent authority to consent, such a having a key or knowing where things are on the premises (even if it later turns out that the person lacked actual authority to consent)
- -> Any person who has joint control or use of shared premises may consent to a valid search.
- -> A present co-tenant who is silent (and does not object) does not have standing to object to the reasonableness of the search.
- -> An absent co-tenant does not have any standing to object to the search (even where POs are responsible for co-tenant's absence - detention or arrest).
43
4A --> Warranted Actions: Exceptions to Warrant Requirement - Searches Pursuant to a Stop
A stop is the momentary detention (often accompanied by very limited questioning) of a criminal suspect.
- -> May take place in the suspect's home or car or on the street.
- -> A stop is a seizure w/in meaning of 4A; thus, seizure must be reasonable (depends on type of stop).
Types of Stops
- -> PC not required for short, investigatory stop (satisfied by RS)
- -> RS: cts must look at totality of circumstances to see whether PO had particularized and objective basis for suspecting legal wrongdoing
44
4A --> Warranted Actions: Exceptions to Warrant Requirement - Hot Pursuit
A warrantless search is lawful when POs are in actual hot pursuit of a fleeing suspect to apprehend him; POs may seize mere evidence as well as any contraband found.
45
4A --> Warranted Actions: Exceptions to Warrant Requirement - Exigent Circumstances
In certain emergency situations where evidence may be lost/destroyed before warrant can be obtained, a warrantless search/seizure may be permitted.
POs may conduct warrantless search and seizure of evidence in or on a suspect's body provided that:
(1) there is PC to believe that nature of evidence renders it easily destroyed or likely to disappear before a warrant can be obtained; and
(2) the procedure for seizing the evidence is reasonable
46
4A --> Warranted Actions: Exceptions to Warrant Requirement - Administrative Searches and the Balancing Justification
Admin searches are conducted by admin agency for enforcement of the regs granted to that agency (w/ lesser showing of PC reqd).
Admin warrant generally reqd for admin inspectors to search private homes/businesses w/ some exceptions:
(1) warrantless searches of businesses that are traditionally subject to extensive regulation and affect important public interests are not unreasonable w/in the meaning of the 4A;
(2) the search of a locked storeroom of a firearms warehouse is permitted during reasonable hours because of public interest involved; and
(3) a search for highly contaminated food is justified w/o warrant
When issued, an admin warrant holds a lesser showing of PC; strict PC not reqd for issuance of admin warrant:
(1) where reasonable standards exist for inspecting buildings involving municipal, health, or safety functions;
(2) if the search is not for the purpose of gathering a criminal investigation;
(3) for drug testing of railroad employees associated w/ an accident or customs agents seeking promotion; and
(4) w/in schools, where officials have the right to conduct searches under the reasonable grounds req.
47
4A --> Warranted Actions: Exceptions to Warrant Requirement - Border Crossings and Checkpoints
As an incident of national sovereignty, customs and immigrations searches, when conducted by govt agents in routine manner and not particularized for a specific person/specific property, are not an invasion of privacy and do not req PC.
- -> Govt officials may make routine searches of items/people crossing the border and at fixed checkpoints near the border (reasonable, do not require PC or RS).
- -> However, RS reqd for unusually intrusive search (ie body cavity search or destruction of property).
48
4A --> Warranted Actions: Exceptions to Warrant Requirement - Wiretapping
Wiretapping is the use of electronic surveillance device w/o suspect's knowledge/consent; any form of electronic surveillance (be it voice recording or otherwise) violates a D's right to a reasonable expectation of privacy.
A warrant must be issued demonstrating:
(1) PC has been shown that a crime has been / is being committed;
(2) the warrant names the suspects and describes the particular conversation to be overheard; and
(3) the wiretap is valid only for a brief period (after which it is terminated and recorded conversations returned to the ct).
Notes
- -> a participant in a conversation is not eavesdropping
- -> In foreign matters of national security, warrantless wiretaps are allowed.
49
Statements and Confessions --> Involuntary Statements
A statement is generally considered involuntary when the PO subjected the suspect to coercive conduct, and that conduct (under totality of circumstances) was suff to overcome the will of the suspect (given his particular vulnerabilities and the conditions of the interrogation).
50
Statements and Confessions --> Four Bases to Exclude Statements and Confessions
Voluntariness Approach
- -> To be admissible, statement must be voluntarily made based on totality of circumstances.
- -> DPC 5A and 14A
RTC Approach
- -> Statements made during any critical stage of a criminal proceeding are inadmissible unless the D is afforded the RTC.
- -> 6A RTC
Miranda Standard
- -> Statements made during custodial interrogation are inadmissible in the absence of Miranda warnings.
- -> 5A privilege against Self-Incrim
Fruits of Illegal Conduct
- -> Even voluntary statements obtained as fruits of prior illegal searches and seizures are inadmissible.
- -> 4A Exclusionary Rule
51
Statements and Confessions --> Inadmissible Statements: Definition
A statement may be found inadmissible if it is:
(1) involuntary under the DPC of the 4A and 14A
(2) in violation of the 6A RTC under the Massiah rule
(3) in violation of the 5A privilege against self-incrim as applied by Miranda rule; or
(4) the fruit of an illegal arrest or search under the 4A Exclus Rule
52
Statements and Confessions --> Inadmissible Statements: Voluntariness
The voluntariness standard is based on the trustworthiness and reliability of the proffered evidence, and is used to determine admissibility of a confession based on totality of circumstances.
- -> POs have broad reign to trick and deceive Ds during interrogations; however, cannot make false promises of dropping charges to elicit a confession.
- -> Coercion may take form of physical abuse, threats, or promises of leniency.
Factors include D's:
(1) age
(2) sex
(3) education; and
(4) mental and physical health
Admission of involuntary confession NO LONGER reqs automatic reversal; rather, harmless error rule is applied to admission.
53
Statements and Confessions --> Inadmissible Statements: RTC
Under the 6A, suspect has RTC during questioning by POs.
- -> Accused must make the request unambiguously to interrogator, at which time questioning must cease.
- -> Offense specific
- -> Counsel must be present at all questioning until the accused waives the right.
- -> Absent effective waiver once formal charges are filed, deliberate eliciting of any incriminating statements from a D w/o assistance of counsel violates 6A RTC
- -> Police agents' secret recording of a suspect's conversations while out on bail violates RTC
54
Statements and Confessions --> Inadmissible Statements: Privilege against Self-Incrimination
5A: No person shall be compelled in a criminal case to be a witness against himself.
- -> Applies only to natural persons
- -> Must be asserted to be effective
When witness has a reason to fear that answers to possible questions might tend to incriminate him/subject him to other prosecution w/in the US, he has a valid 5A privilege against self-incrim.
- -> Privilege may be asserted in any criminal, civil, or admin proceeding where incrim testimony can be used in subsequent prosecution (such as grand jury proceeding where trial may result).
- -> Privilege protects against admission of evidence that is testimonial in nature, but not against admission of real/physical evidence (blood, hair, etc)
Accused has right to waive privilege and give testimony.
--> When the govt questions an individual outside the trial setting, the purpose of the questioning determines whether the individual's failure to affirmatively invoke the privilege constitutes a valid waiver.
55
Statements and Confessions --> Inadmissible Statements: The Miranda Rule - Definition
Miranda rule states that no statement made by D will be admitted into evidence unless (prior to custodial interrogation) the D is given certain warnings.
56
Statements and Confessions --> Inadmissible Statements: The Miranda Rule - Miranda Warnings
Miranda warnings need not be given verbatim, provided the D is suff informed of his rights; Miranda reqs that suspect be given 4 warnings:
(1) he has right to remain silent;
(2) anything he says can be used against him in ct;
(3) he has right to presence of attorney; and
(4) if he cannot afford an attorney, one will be provided
57
Statements and Confessions --> Inadmissible Statements: The Miranda Rule - Interrogation
Miranda only applies when an interrogation occurs (where police know or should reasonably know that their actions/inquiries are reaonsably likely to elicit an incriminating response).
- -> Volunteered, spontaneous, or unsolicited statements are not considered the product of an interrogation and thus are admissible.
- -> Miranda bars only official interrogation; thus, informant questioning in jail does not require giving Miranda warnings (nor does private security guard questioning).
58
Statements and Confessions --> Inadmissible Statements: The Miranda Rule - Custody
Miranda applies only to statements made during custodial interrogation where the suspect experiences significant deprivation of freedom of movement and may not leave.
--> Exception: does not apply to questions by POs regarding age, DOB, height, weight, and the like; and when questioned by a parole officer when the D was free to leave the police station.
Factors for determining whether suspect was in custody for Miranda purposes (subjective factors not considered):
(1) when and where it occurred
(2) how long it lasted
(3) how many POs were present
(4) what the POs and D said and did
(5) the presence of physical restraint or the equivalent (such as drawn weapon or a guard stationed at the door)
(6) whether the D was being questioned as a suspect or a witness
59
Statements and Confessions --> Inadmissible Statements: The Miranda Rule - Admissibility
Statements obtained in violation of Miranda may not be used in the prosecution's case in chief.
60
Statements and Confessions --> Inadmissible Statements: The Miranda Rule - Waiver of Miranda Rights
A knowing and intelligent waiver of one's Miranda rights is permitted, but the prosecution has a heavy burden to prove that there was compliance w/ the warnings req and that the waiver was voluntary, knowing, and intelligent.
- -> Waiver need not be in writing
- -> Waiver can be express or implied, but ordinarily cannot be presumed from D's silence
61
Statements and Confessions --> Inadmissible Statements: Invocation of Miranda Rights and Repetition of Warnings
If a D either requests an attorney or states that he wishes to remain silent, all interrogation must stop; can be made at any point during the interrogation.
- -> Invocation of the right reqs (at a min) some statement that can reasonably be construed to be an expression of a desire for assistance of an attorney (suff clear that a reasonable PO in the circumstances would understand the statement to be a request for an attorney).
- -> To resume questioning anew, POs must allow a significant period of time to elapse and must provide new Miranda warnings.
- -> D requesting counsel may not be questioned further until either counsel is furnished or D voluntarily initiates a discussion beyond a necessary inquiry arising out of incidents of custodial relationship
- -> Admissions obtained after giving Miranda warnings are admissible (even if prior admissions on the same matter were obtained in violation of Miranda); however, POs may not give Miranda warnings in the middle of questioning and ask the D to repeat the statements made before Miranda was given.
62
Statements and Confessions --> Inadmissible Statements: Fruit of the Poisonous Tree
Even a voluntary statement / confession made after waiver of Miranda rights may be inadmissible if it is the fruit of an illegal arrest, search, or seizure.
--> However, in order to have authority / standing to challenge lawfulness of a search/seizure by a govt agent, an individual's personal privacy rights must have been involved (NOT a 3rd party's).
63
Identifications --> Pre-Indictment Identifications: Due Process Standard
Any lineup, show up, or photo ID will be inadmissible as violation of DPC when the ID is unnecessarily suggestive and likely to produce an irreparable mistaken identification.
- -> Totality of the circumstances: where an ID is both suggestive and unnecessary, it can still be admissible if it is reliable based on TOFC; factors:
(1) the opportunity to view the criminal act at the scene
(2) the witness's degree of attention
(3) the accuracy of the witness's description
(4) the degree of certainty of the witness
(5) the time interval between the crime and the ID
64
Identifications --> The RTC in Post-Indictment Lineups
RTC attaches upon start of adversary proceedings, to which indictment would qualify.
- -> After formal charges are filed, D has RTC present at lineup.
- -> No RTC exists at police lineups conducted before the accused is indicted.
- -> Inadmissibility of OOC ID made at lineup (based on violation of D's RTC) does not bar witness from making in-ct ID at trial when the prosecution clearly and convincingly shows that the subsequent ID stemmed from independent, purging source.
65
Pretrial Procedures --> Chronology From Arrest to Trial: Grand Jury Indictment
Indictment is a written accusation of charged against the D issued by a grand jury after it reviews prosecution's evidence.
- -> 5A right to grand jury exists in federal felony cases
- -> Grand juries are conducted in secret; accused has no right to be present
- -> GJ has power to subpoena evidence or testimony it wishes to consider as part of investigation
- -> GJ witness has no RT, except for consultation outside GJ room
- -> Miranda warnings need not be given to potential Ds testifying at GJ proceeding.
- -> GJ witnesses are sworn, and thus subject to penalty of perjury
66
Pretrial Procedures --> Chronology From Arrest to Trial: Information
An information is a written accusation of charged filed by the State by a prosecutor base don info submitted by POs or private citizens.
- -> An alternative to an indictment, used when GJ indictment is not reqd or was waived.
- -> Almost always used in misdemeanors
67
Pretrial Procedures --> Chronology From Arrest to Trial: Booking
Booking generally occurs when a D first arrives at the police station/jail; D often photographed, fingerprinted, informed of crim charges, and allowed phone call.
- -> Criminal Ds may not be compelled to testify against themselves, but the booking procedures, photographs, and inventory searches that compel only physical evidence are not protected by the 5A.
- -> After booking, the D may be allowed to post bail and obtain immediate release, or the D will be thoroughly searched and placed in a cell pending his ct appearance.
68
Pretrial Procedures --> Chronology From Arrest to Trial: Bail Hearing
D entitled to individualized hearing to determine whether bail should be granted or denied.
- -> Not yet considered a critical stage where D has RTC (but counsel usually present)
- -> Purpose: to assure presence of D at trial
- -> 8A prohibits excessive bail, but no explicit constitutional right to bail (however, most states grant right to bail in state constitutions)
69
Pretrial Procedures --> Chronology From Arrest to Trial: Preliminary Hearing
Prelim hearing is an adversarial procedure used to determine PC to prosecute; while no constitutional right to prelim hearing exists per se, where D arrested w/o warrant or prior indictment (such as GJ indictment) there will exist a 4A right to PC hearing.
- -> Presentation of evidence allowed by both sides, and the D may assert any defenses.
- -> It is strategic choice whether D counsel cross examines the prosecution's witnesses at this time.
- -> D may waive right to prelim hearing
70
Pretrial Procedures --> Chronology From Arrest to Trial: Arraignment
During arraignment, D given formal notice of charges against him and advised of rights by ct.
- -> D has RTC at this stage
- -> D called on to answer indictment, elect jury trial or trial by judge, and enter plea (in felony cases, indigent Ds usually appointed counsel at this time).
71
Pretrial Procedures --> Chronology From Arrest to Trial: Arraignment - Nolo Contendere
Nolo contendere (no contest): by pleading no contest, D can forgo trial w/o admitting guilt.
72
Pretrial Procedures --> Chronology From Arrest to Trial: Arraignment - Guilty Plea
If D pleads guilty and waives jury trial, the judge then determines if plea was voluntarily and intelligently made; judge must be personally certain the D understands:
(1) the nature of the charge against him
(2) the max possible sentence and any mandatory minimums
(3) the fact that he has a right not to plead guilty; and
(4) that by pleading guilty, the right to jury trial is waived.
A D may withdraw guilty plea and plead again when any form of error occurs during taking of the plea.
73
Pretrial Procedures --> Chronology From Arrest to Trial: Plea Bargaining
A D may agree to plead guilty to an offense in return for the prosecutor's recommendation of a lesser sentence or dismissal of a charge.
- -> D has right to enforce his plea bargain once the ct accepts the plea.
- -> Prosecutor need not reveal info about the impeachment of witnesses or affirmative defenses before the D enters into binding plea agreement.
74
Pretrial Procedures --> Chronology From Arrest to Trial: Collateral Attacks on Guilty Pleas After Sentencing
On the theory that the D knew the risks involved before choosing to waive jury trial, the D does not have a right to collaterally attack a guilty plea for prior constitutional violations.
However, the D who pleads guilty is allowed to file a collateral attack:
(1) when the prosecutor fails to keep his promise;
(2) when the ct lacks jdx; or
(3) when ineffective assistance of counsel occurs
75
Pretrial Rights --> The Right to a Speedy Trial
6A: guarantees criminal D right to a speedy trial in both fed ct and state ct (through 14A).
- -> Violation of this right rewsults in complete dismissal of charges against D
- -> Attaches once D is accused (such as upon arrest or filing of charges)
- -> Long interval between arrest and indictment raises inference of violation (even if D was released after arrest)
The Speedy Trial Act of 1974
--> Reqs federal indictment w/in 30 days of arrest and trial w/in 70 days of indictment.
Ct judges violations of speedy trial right w/ balancing test of following factors:
(1) length of delay;
(2) reason for delay;
(3) D's assertion of right to speedy trial; and
(4) prejudice to the D (may include oppressive incarceration, memory loss by witnesses, loss of evidence, and anxiety of D).
76
Pretrial Rights --> Rights During Discovery Stage: In General
The D must be informed of the charges against him in suff detail so that an adeq defense is possible.
- -> Although state cts are not reqd to permit liberal pretrial discovery, they must grant the defense the same discovery rights given to the prosecution.
- -> The prosecution has a limited right to compel disclosure of some info by D.
77
Pretrial Rights --> Rights During Discovery Stage: Exculpatory Information
Upon request be defense, prosecution must disclose evidence:
(1) that is favorable to the accused; or
(2) when there is a reasonable probability that it is favorable to the accused.
- -> However, prosecution not reqd to disclose info to criminal D prior to entering plea agreement.
- -> Unrequested exculpatory evidence must be disclosed only in situations where it creates a reasonable doubt that did not otherwise exist.
- -> If prosecution fails to disclose evidence in violation of discovery rules, he D is entitled to new trial.
78
Double Jeopardy --> In General
DJC is intended to prevent undue harassment and expense by eliminating risk of a D being punished twice for the same offense.
--> Applies to all crimes (even those punishable by fine only).
79
Double Jeopardy --> When Jeopardy Attaches
Nonjury trial: when the first witness is sworn and the ct begins to hear evidence.
Jury trial: when the jury is impaneled and sworn
Civil fine: where truly a punishment, DJC triggered
GJ: when GJ fails to indict D (or hands down a no bill or no true bill) that D may again be indicted for the same offense (DJC does not attach).
80
Double Jeopardy --> Same Offense: Definition
Crimes constitute the same offense for DJC purposes if one set of facts proves them both.
81
Double Jeopardy --> Same Offense: Lesser-Included Offenses
When a second offense contains all of the elements of a first offense (plus additional elements) then the first offense is a lesser-included offense of the second.
- -> once DJ attached for the lesser-included offense, retrial is barred for the greater offense
- -> likewise, once DJ has attached for greater offense, retrial barred for lesser included offense.
82
Double Jeopardy --> Same Offense: Exceptions to Lesser-Included Offenses
When at the time DJC attaches for the first offense all the elements of the second offense have not occurred, a later trial for the greater offense is permitted.
--> If pros wants to try closely related charges together, D may make motion for separate trials; however, if granted, D has waived any claim to DJ.
Constituting separate offenses:
(1) burglary and conspiracy to commit burglary
(2) driving while intox and invol mansla; and
(3) murder of more than one victim
83
Double Jeopardy --> Separate Sovereignties Doctrine
DJC prohibition does not prevent dual pros by separate sovereigns; therefore D may be prosecuted for the same crim conduct by:
(1) a fed ct and then by a state ct (or vice versa); or
(2) state cts in two separate states
However, local conviction does bar state conviction for same offense (same sovereign).
84
Double Jeopardy --> Retrial after Jeopardy Attaches
Despite rule against DJ, retrial permitted if:
(1) D successfully appeals conviction because of error at trial; or
(2) the appeal was granted because of amount of evidence supporting conviction
Retrial following reversal of conviction
--> Where due to insuff evidence, retrial prohibited by DJC; however, retrial following reversal due to conviction being against weight of evidence not barred.
Retrial following mistrial
--> Retrial permitted where mistrial has been granted on D's motion.
Retrial after acquittal
--> Not permitted
85
Guarantees of a Fair Trial --> Right of Severance
When 2 Ds are tried together, if either co-D is unfairly prejudiced at any stage of a joint trial, a right of severance may be granted.
In a joint trial where a co-D's confession implicates the other D, the right to confrontation prohibits the use of such confession and dictates that the Ds are entitled to separate trials.
- -> Traditional approach of giving jury instructions to consider confession only against confessing D is constitutionally inadequate, unless:
(1) incriminating portions of the confession can be adequately deleted;
(2) co-D takes the stand after making a confession and is subject to cross; or
(3) the co-D's statement is subject to the harmless error rule
86
Guarantees of a Fair Trial --> The RTC at Trial
6A: provides that the accused shall enjoy the right to have the assistance of counsel for his defense (applied to states through 14A).
- -> Includes right to be provided w/ free counsel when accused is indigent
- -> Indigent must be informed of right to free counsel before valid waiver can arise
- -> Failure to provide adequate counsel at trial results in automatic reversal; however, the harmless error rule applies to the denial of counsel at criminal proceedings other than trial.
- -> RTC attaches at all critical stages of proceeding.
RTC = right to effective counsel
- -> Law presumes legal counsel is effective and D must demonstrate otherwise by proving both:
(1) that counsel was ineffective (ex: deviated from reasonably prevailing norms); and
(2) there is a reasonable probability that the verdict would have been not guilty had counsel been effective,
- -> 2 analagous situations where test not used:
(1) if there is an actual conflict that adversely affects the attorney's performance, reversal is proper.
(2) if the defense attorney indicates to the ct that such conflict exists, defense must be severed.
87
Guarantees of a Fair Trial --> Competency
A D must be able to understand the nature of the charges against him and have the capacity to consult w/ his lawyer in preparing a defense.
- -> D has right to hearing by judge to determine competency (but often determined by jury).
- -> Competency to stand trial cannot be waived
- -> Competency determined at the time of trial (not the crime like in insanity)
- -> Competency may be raised after completion of the trial
- -> D found incompetent generally committed for treatment, but cannot remain indefinitely in a mental hospital; criminal proceedings are suspended until D regains competence.
88
Guarantees of a Fair Trial --> Jury Trial: In General
The right to a jury trial attaches in any criminal proceeding where the D faces potential sentence of longer than 6 months.
- -> Was extended to criminal contempt cases in which punishment imposed exceeded 6 months in jail; in civil contempt cases, no right to jury trial exists.
- -> D can expressly and intelligently waive right to jury trial
89
Guarantees of a Fair Trial --> Jury Trial: Size of the Jury
6 member jury upheld in noncapital cases in state cts as long as jury functions as representative cross-section of community (unanimous verdict reqd).
- -> 5 person juries unconstitutional DPC violation
- -> Federal trials req unanimous verdicts of 12 member juries (where fed ct would req unanimous verdict, 6A reqs state cts also convict by unanimous verdict).
90
Guarantees of a Fair Trial --> Jury Trial: Makeup of the Jury
D has right to jury selected from cross section of community (however, need not include members of all minority groups).
Exclusion of prospective jurors based on race, ethnicity, or gender violates the EPC.
- -> A prima facie showing of purposeful racial discrimination in jury selection can be est'd solely on the prosecutor's exercise of peremptory challenges at the D's trial, placing the burden on the state to prove otherwise.
- -> A pretextual reason for exercising peremptory challenge given by prosecution gives rise to inference of discriminatory intent
- -> To rebut charge of racial discrim, state must show it followed racially neutral selection procedures
- -> D has standing to challenge jury selection even if he is not a member of the excluded group
91
Guarantees of a Fair Trial --> The Right to a Public Trial
6A: D has right to public trial in all criminal prosecutions
- -> Because RPT belongs to D (not public) D may choose to waive this right and exclude the public.
- -> Members of the press and general public have a 6Aright to be present at all criminal proceedings except GJs (unless judge finds some overriding interest to necessitate a closed trial).
- -> TJ has right to place limitations on public and media, but public and media exclusion must be to protect D's right to fair trial
92
Guarantees of a Fair Trial --> Right of Confrontation
The D has a fundamental right of confrontation (meaning he may confront all witnesses against him in any criminal proceeding - federal or state).
- -> Primary purpsoe: give the D an opp to cross examine witnesses at trial (does not apply to GJ)
- -> Right is not absolute and may be waived
- -> TJ may bind and gag the D, cite him for contempt, or remove him from the ct room for disruptive behavior
OOC Statements
--> Confrontation Clause does not automatically exclude all hearsay evidence; prosecution must demonstrate that the witness is unavailable after good-faith efforts have been made AND the hearsay statement is trustworthy.
93
Guarantees of a Fair Trial --> Right of Confrontation - Testimonial v. Nontestimonial
OOC statements that are testimonial in nature (such as statements made to POs or 911 after an emergency has ceased) are inadmissible under the CC even if such statements would be considered excited utterances.
OOC statements are non-testimonial and admissible when made in the course of police investigation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency.
94
Guarantees of a Fair Trial --> Procedural Rights for Conviction
Prosecution must prove beyond a reasonable doubt (but not all doubt) that D is guilty of each element of the crime charged to satisfy DP req of a fair trial.
--> D may be reqd to prove an affirmative defense, such as self-defense, by a preponderance of the evidence.
Mandatory presumption
--> Meaning the jury must accept; unconstitutional in criminal cases because it violates the D's right to DP.
Permissive presumption
--> Meaning the jury may accept; allowed in crim proceedings only when a rational connection exists between the prosecution's proof of the basic fact and the jury's inference of the ultimate fact/element of the crime.
95
Post-Trial Stage --> D's Rights During Sentencing
D has RTC during sentencing hearing.
D has right to remain silent (5A) at sentencing and no adverse inference may be drawn from that right.
During sentencing, ct may use hearsay evidence and testimony not subject to cross, OR evidence obtained in violation of the 4A.
- -> Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory max must be submitted to the jury and proved beyond a reasonable doubt
- -> However, D's 6A rights violated when sentencing judge enhances sentence based on facts neither admitted by the D nor found by a jury
96
Post-Trial Stage --> Punishment: 8A
8A: guarantee against cruel and unusual punishment, applicable to the states via the 14A.
97
Post-Trial Stage --> Punishment: Requirement
In order to comply w/ the 8A, the sentence must be proportional to the crime committed and the sentences of other similarly situated criminals having conducted similar crimes.
--> Mandatory capital punishment for specified crimes, such as shooting a PO, is unconstitutional because it precludes consideration of mitigating factors.
98
Post-Trial Stage --> Punishment: The Death Penalty
Not considered CAU punishment, nor grossly disproportionate to the crime, provided the ct's review procedure affords procedural safeguards to prevent arbitrary/discriminatory sentencing:
(1) a bifurcated trial
(2) evidence concerning aggravating circumstances must be presented before imposing death penalty
(3) ct must review mitigating factors
(4) jury may not impose death sentence unless also permitted to return a verdict of guilty to a lesser-included offense supported by the evidence
(5) when capital D's dangerousness at issue, and other option is LWOP, D entitled to tell jury he is ineligible for parole; and
(6) there must be a review procedure to prevent imposition of death penalty for arbitrary/discriminatory reasons
--> Execution of individuals under 18 at time of crime & mentally retarded individuals prohibited by 8A and 14A.
99
Post-Trial Stage --> Punishment: The Jury's Role in Punishment
No right to have jury determine sentence; even death penalty may be imposed by judge acting alone or w/ jury advisement as to sentence.
State statute may not exclude from a jury all individuals who express some opposition to the death penalty, but may exclude those who indicate they would never (under any circumstances) impose the death penalty.
100
Post-Trial Stage --> Appeal
USC does not guarantee right to appeal; states may provide such right by statute as long as access is afforded in nondiscriminatory manner.
- -> where state grants first appeal to all individuals, indigents must be provided appointed counsel to satisfy EPC
- -> following first appeal, some jdxs provide second discretionary avenue of appeal (RTC does not attach to this proceeding)
- -> following reversal of conviction on appeal, D can be retried; however, on retrial, it is prejudicial error and violation of DPC and DJC to be tried for any crime more serious than the crime for which D was convicted.
101
Post-Trial Stage --> Habeas Corpus
Following unsuccessful appeal, a D may (in certain instances) collaterally attack the lawfulness of detention by filing writ of habeas corpus.
- -> D petitioner must prove an unlawful detention by preponderance of the evidence
- -> To bring timely writ of habeas corpus, petitioner must be in custody
For state prisoner to bring habeas in fed ct:
(1) petitioner must show detention violates USC
(2) state petitioner must have followed all state procedural rules at trial or been denied relief absent a showing of cause for noncompliance and resulting prejudice
(3) all available state remedied have been exhausted
(4) petitioner must show clear and convincing evidence of error before fed ct will review factual findings of state ct; and
(5) petitioner who had a full and fair opportunity to raise a 4A violation previously in state ct will not be permitted to seek a writ in fed ct based on alleged allegation.
Fed prisoners may bring habeas only in fed ct; fed prisoner must show both cause as to why objection was not made at trial to alleged USC violation, AND a resulting actual prejudice.
102
Rights of Prisoners, Juveniles, and Aliens --> Prisoner's Rights
Generally, prisoner's USC rights are more limited in scope than those held by individuals in society.
--> Test: whether restrictions are reasonably related to legitimate penological interests.
Parole/Probation
- -> No fed USC right to parole/probation exists; however, were state law provides for right to parole, a prisoner denied parole must be granted notice of the reasons for denial and opportunity to be heard.
- -> Revocation of probation entitles prisoner to RTC if new sentence is imposed (otherwise RTC is limited and determined on case by case basis).
Access to Cts/Media
--> Prisoners must have reasonable access to cts and legal counsel as well as some form of communication w/ the press
Medical Care
--> State may not refuse to provide prisoners w/ medical care
Limits on Prisoners Rights
- -> Prisoners have no right to unionize
- -> Mail may be censored subject to strict guidelines, and letters to inmates from their attorneys may be opened (but not read) by prison authorities
- -> Inmates have no right to provide legal services to other inmates
103
Rights of Prisoners, Juveniles, and Aliens --> Juveniles' Rights
Juv offenders must receive DP of law under the following recognized procedural safeguards:
(1) the right to written notice of charges
(2) the RTC
(3) the right to confront and cross examine witnesses
(4) the privilege against self-incrim
(5) the right to have guilt proved BRD
(6) the right not to be in jeopardy twice for the same offense once adjudicated a delinquent.
Rights not extended to juvs:
(1) the right to a jury trial;
(2) the right to bail; and
(3) the right to a public trial
104
Miscellaneous Procedural Considerations --> Retroactivity of New Decisions
A SCOTUS case creating a new USC right is fully retroactive to all Ds whether the case is pretrial, or in the process of direct appeal.
However, a collateral petitioner using a writ of habeas corpus will receive the benefit of a new decision only if:
(1) the crime is itself decriminalized; or
(2) the prosecution was fundamentally unfair and the new rule maximizes the truth-finding function of trial
105
Miscellaneous Procedural Considerations --> Ex Post Facto Crimes
A crime must be law at the time of the offense in order to punish the D.
Basic ex post facto protections include prohibition of: retroactive crim statutes; increasing the punishment after commission of crime; removing a defense that was viable at the time of commission; and applying rules of procedure or evidence retroactively if those rules would make it easier to convict a D.
A state may not enact a statute that extends the limitations period for a crime when the previously applicable limitations period has already expired.
106
Miscellaneous Procedural Considerations --> Independent State Grounds
10A: all powers not expressly given to fed govt reside in the states.
- -> Thus, state cts (pursuant to their own constitutions and cases interpreting them) can give to the criminally accused GREATER protections than those federally reqd.
- -> However, if they so proceed, they must indicate that such a decision is based on adequate and independent state grounds and must not entangle state and fed bases
107
Miscellaneous Procedural Considerations --> Privilege Against Self-Incrimination
5A: no person shall be compelled in any criminal case to be witness against himself (binding on states through DPC of 14A).
- -> applies to all proceedings (both civil and criminal) where formal testimony is received.
- -> applies to questions posed by the govt during a criminal trial and in any situation where the individual's responses might be used to incriminate that person at a future trial
Privilege protects individuals only from being compelled to provide testimonial/communicative evidence (does not protect compulsion to perform physical acts/submit physical evidence); no 5A right to refuse:
(1) to give urine sample
(2) submit to fingerprinting, photography, or measurements
(3) write, speak, or wear particular clothes
(4) assume a stance or walk; or
(5) make a particular gesture for ID or ct appearances
108
Miscellaneous Procedural Considerations --> Exceptions to the Privilege Against Self-Incrimination
Testimony for which the individual has been granted use or transactional immunity is not self-incriminating.
Use immunity
--> ensures that testimony of the witness will not be used against that witness
Transactional immunity
--> extremely broad and ensures that the witness will not be prosecuted for any crimes related to the entire transaction
109
Exclusionary Rule --> Standing
A criminal D must have standing to raise a 4A violation claim.
--> D must be personally the victim of police's unreasonable conduct.
Test: Ct must determine whether the person who claims the protection of the 4A has a legitimate expectation of privacy in the invaded place.
110
Guarantees of a Fair Trial --> The RTC at Trial - Proceeding Pro Se
D has the right to represent himself.
--> Although an intelligent waiver of RTC will be generally recognized and approved, there is no absolute right to waive counsel at appellate level.
