Criminal Practice- WS6 Sentencing Flashcards

1
Q

What are the 5 purposes of sentencing according to section 57 of the Sentencing Act 2020?

A

The court must have regard to the following for the purpose of sentencing

  1. punishment of offenders
  2. reduction of crime (including its reduction by deterrence)
  3. reform and rehabilitation of offenders
  4. public protection
  5. providing reparation to the victim by the offender

Note. all have equal weight, but depending on the offence, particular ones may be of higher relevance

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2
Q

When does the court not need to have regard to the 5 purposes of the sentencing guidelines?

A
  • If the sentence is fixed by law (e.g. murder) which must attract sentence of life imprisonment
  • Offences subject to a statutory minimum or if the defendant is classed as a dangerous offender
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3
Q

Does the court have to use the sentencing guidelines?

A
  • Yes, the court has a duty to have regard to the sentencing guidelines
  • These are guidelines that contain explanations of what the most appropriate sentence is for most offences

Exceptions
* Unless it is contrary to the interests of justice to do so

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4
Q

When determining seriousness of an offence what 2 factors does the court take into account?

Section 63 Sentencing Act 2020

A

A court must consider ‘seriousness’ when passing a sentence.

Culpability intention and when offence is
* offence is (i) deliberate and planned (ii) reckless (iii) negligent and (iv) has knowledge of specific risks

Harm caused, intended, or foreseeably may have caused
* higher harm where offending extends beyond injuries, but victims everyday life i.e. ability to work

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5
Q

Give an example of high culpability vs low culpability?

A

High = a deliberate intentional act with high level of planning will mean higher sentence

Low = reckless or or negligent act with low degree of planning

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6
Q

What is meant by culpability in the principle of seriousness?

A

4 levels where the offender
1. Has the intention to cause harm, with the highest culpability being when an offence is planned. The worse the harm intended, the greater the seriousness
2. Is reckless as to whether harm is caused - D apprecaites that some harm would be caused but goes ahead anyway giving it no thought to the consequences even though the extent of the risk would be obvious to most people
3. Has knowledge of the specific risks entailed by their actions, even though the offender does not intend to cause the harm that results
4. Is guilty of negligence

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7
Q

What is considered harm in the principle of seriousness?

A

Harm may be caused to individuals or community at large. Including
1. Physical injury
2. Sexual violation
3. Financial loss
4. Damage to health
5. Psychological distress

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8
Q

When might the court treat an offence more seriously than elsewhere?

A
  • If the offence is prevalent in the area and the court has evidence that these offences are causing harm to the community at large
  • If the offence was carried out to emergency workers for example or those that work for police, NHS etc.
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9
Q

What are the 4 aggravating factors that the court must take into account on sentencing?

A
  1. Previous convictions, having regard to their nature and time passed
  2. Offence committed on bail
  3. Motivated by a protected characteristic of the victim (e.g. religion, race, sexual orientation disability)
  4. Was offence committed against an emergency worker
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10
Q

When are ‘previous convictions’ considered aggrevating factors?

A
  • If the convictions have been committed recently and/or are for similar types of offence
  • E.g. if a defendant is convicted of a theft from a supermarket and has several previous convictions for the same type of offence
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11
Q

What are 15 aggrevating factors the court may take into account from the Guidelines when sentencing?

A
  1. Planning offence
  2. Committed in a group
  3. Targeting vulnerable victim
  4. Drugs and alcohol
  5. Use of weapon
  6. Deliberate and gratuitous violence (intentional and unecessary, done for no reason)
  7. Abuse of a position of trust
  8. People in public sector or providing service to the public
  9. Property offence - high value or sentimental nature of property
  10. Failure to respond to previous sentence
  11. Offences committed in the presence of children
  12. Attempts at covering up
  13. Offences committed in custody
  14. Offences committed in the domestic context
  15. Offences committed in terrorist context
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12
Q

What are ten mitigating factors which may be taken into account on sentencing?

These will reduce the the serverity of the sentence

A
  1. D has acted on impulse
  2. D experienced a great degree of provocation than normal
  3. D suffered from mental illness or physical disability
  4. D is particularly young or old (e.g. young offenders who are morally questionable)
  5. D played minor role in offending, injuries were minor, sums of money small
  6. D motivated by geniune fear
  7. D made attempts to make reparation to their victim
  8. D has assited the prosecution or early admissions
  9. D has good character and no previous convictions
  10. D has geniune remorse for the victim
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13
Q

What is the reason for reducing sentence if the defendant enters into a guilty plea sufficiently early?

A
  • Saves victim and witnesses from stress and anxiety about having to attend court to give oral evidence.
  • Saves costs / administratively easier
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14
Q

Does the court have to follow the guilty plea guidelines?

A

Yes, court must follow unless it would be contrary to the interests of justice to do so.

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15
Q

What is the reduction in the sentence if the defendant pleads guilty in the ‘first stage of proceedings’

A

One third of the sentence off

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16
Q

What is considered ‘first stage of proceeding’?

A
  • Guilty plea - first hearing in magistrates court
  • Guilty plea - first hearing in magistrates court (where the case is then committed for sentence to the crown court)
  • Indiciation of a guilty plea - magistrates court to an offence triable only on indictment, followed by a guilty plea at the first hearing of the Crown Court.

Exceptional circumstance
* Still recieve 1/3 if it would have been unreasonable to expect the defendant to indicate a guilty plea at this first hearing

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17
Q

Does D get a reduction if the guilty plea is indicated after the first stage of proceedings?

A

Maximum level of reduction is 1/4
* this is where the guilty plea is only first indicated at the pre trial plea hearing

Reduced to 1/10
* this is where the guilty plea is entered on the first day the trial was meant to take place (at the door of the court)

Reduced to 0
* E.g. guilty plea entered during course of trial

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18
Q

Will a defendant get a reduction if they are ‘likely’ to plead guilty?

A

No.
* Where at the magistrates court it is not procedurally possible for a defendant to enter a guilty plea, must be an unequivocal indication of the defendant’s intention to plead guilty.
* An indication only that he is likely to plead guilty = not enough

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19
Q

What is the totality principle the court will consider when sentencing?

A

If the defendant is being sentenced for
* more than one offence
* in the same proceedings
* totality principle applies.

The court, when sentencing does not sentence for each individual conviction - look at the totality of the offending to see if that reaches the relevant thresholds for sentencing e.g. custody threshold.

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20
Q

What offences are taken into consider (TIC) and how are they relevant to sentencing?

A
  • Offences which the defendant has not been convicted of, but admitted to committing.
  • Offence are of similar nature
  • Advantageous to D as it ‘wipes the slate clean’ as they will not be subsequently prosecuted for such offences (helps police improve their clear-up rates without need to commence fresh prosecution against D)

Should not be taken into account if
* TIC is likely to result in a sentence greater than available for the convicted offence
* Public interest that separate prosecution be sought for TIC

The usual practice is for the police to present the defendant with a list of additional offences for which they are under investigation and may subsequently be charged.

The defendant may ask the court to take some or all of these other offences into consideration when deciding the
sentence they are to receive for the offence(s) for which they are currently before the court.

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21
Q

When will the court consider a special custodial sentence?

A
  • A person who is sentenced for imprisonment listed in Sch 18A of Criminal Justice Act must be given special custodial sentence
  • As they are special offenders of a particular concern (SOPC)
  • Only applicable for certain particularly dangerous offenders (e.g. terrorists)
  • SOPC made up of an appropriate prison term and extended licence of one year.
  • Offender will no longer be automatically released halfway through their custodial sentence

SECTION 18A Violent crimes (e.g., murder, manslaughter, grievous bodily harm).
Sexual offenses (e.g., rape, sexual assault of a child).
Terrorism-related offenses.
Other crimes deemed particularly harmful or egregious.

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22
Q

What is the 8 step approach the court takes to arrive at its sentence?

A

1) Determine the offence category
* Depending on levels of harm and culpability
* Category 1 - both greater harm and enhanced culpability
1. Category 2 - either and greater harm and enhanced culpability

2) Shaping the provision sentence: starting point and category range
* Court will consider aggravating and mitigating factors

3) Consider any factors which indicate a reducting in sentence
* e.g. assisting prosecution, police

4) Reduction in sentence for a guily plea

5) Imposing an extended sentence
* e.g. when offender is a dangerous offender

6) Totality principle
* ensures the overall sentence is appropriate

7) Comepensation and other ancillary orders
* court is reminded of their duty to consider whether or not to order the offender to pay compensation and also make any other appropriate ancillary orders e.g. confiscation, destruction and forfeiture orders

8) Giving reasons
* court has to give reason for sentence it is imposing
* e.g. explaining to the offender effect of the sentence that has been passed, effect of non-compliance with the sentence and identify the definitive sentence guidlines that have been followed at reaching the sentence passed
* including an explanation as to why the court has imposed a lesser sentence than recommended in the guidelines

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23
Q

When will sentences for multiple offences generally be served concurrently?

A

1) Offences are connected and arise out of the same facts or incident, and the defendant is found guilty of two or more sentences.
2)Similar kind and comitted against same person
Example:
* a single incident of dangerous driving resulting in injuries to multiple victims
* robbery with a weapon where the weapon has been taken into account in categorising the robbery
* separate counts of supplying different types of drugs of the same class as part of the same transaction
* repetitive small thefts from an employer

Concurrent sentence = means that custodial terms are deemed to be served at the same time.
* E.g. Aisha sentenced for 3 years for wounding offence and 1 year for theft. Concurrent sentence would be combined together at the same time for 3 years

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24
Q

When will sentences for multiple offences generally be served consecutively?

A

1) Offences are unrelated
2) Similar but would not reflect the overall criminality will not sufficiently be reflected by concurrent sentence
Examples
* D commits a theft offence on one occaison and common assault against a different victim on a separate occaison
* one offence is a Bail Act offence e.g. failing to surrender
* offences of domestic abuse or sexual offences are committed against the same individual

Consecutive sentence = custodial sentence will start after the other one has finished.
* E.g. Aisha sentenced for 3 years for wounding offence and 1 year for theft. Consecutive sentence = 4 years 1 year theft offence would start after the 3 years.

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25
Q

Concurrent and consecutive offences

What is the courts approach to totality and the fourfold approach

A

Totality = ensure sentence is just and proportionate.
Fourfold approach
1. Consider sentence for each individual offence (and refer to sentence guildelines)
2. Determine whether the case calls for concurrent or consecutive sentence. 3 or more sentence (combination of both)
3. Test the overall sentence against the requirement that the total sentence is just and proportionate to the offending as a whole
4. Consider and explain how the sentence is structured in a way that will be best understood by all concerened

26
Q

What is the purpose of a pre-sentence report before plea?

Used when defendant will be pleading guilty and case is likely to be sentenced in the magistrates court, legal representative will ask the probation service to prepare a pre-sentence report before the first hearing.

A

Enables the court to deal with sentencing appropriately and obtain external output.

i.e. whether defendant would be suitable for any programmes.

27
Q

When is the prosecution required to prepare a pre-sentencing report?

A

If the sentence is either custodial or a community order
* Unless the court considers it ‘unecessary’
* Defence can request a copy, but not automatically entitled to one unless it asks

28
Q

When will the defendant’s lawyer ask the probation service to prepare a pre-sentence report?

A

If the defendant will
* plead guilty to all offences charged on the full prosecution facts
* agree to co-operate with probation service to prepare report

Lawyer must be satisfied that
* D is likely to be sentenced in the magistrates court
* Offence is serious enough for a community order and a pre-sentence report is likely to be necessary

Defendant understands that
* a pre-sentence report before plea provides no indication of any sentence and that all sentence options remain open to the court
* court will decide whether to consider the pre-sentence report before plea, if the probation service produces one
* court may proceed to sentence without a pre-sentence report if the court considers a report unnecessary

29
Q

When must the sentencing court obtain and consider a pre-sentencing report?

A

Before forming an opinion on
* whether the custody threshold has been passed, if it has, how long custodial sentence should be
* whether the threshold for imposing a community sentence has been passed and if it has the requirements that should be imposed on the defendant under a generic community order

30
Q

What is a plea in mitigation?

A
  • Defence advocate will speak about factors the sentencing court should consider before it imposes its sentence
  • Calling of witnesses on behalf of the defendant or introducing character letters to speak on the defendant’s generally good character
31
Q

What is the objective of a plea in mitigation?

A

Persuade the sentencing court to impose the most lenient sentence it can reasonably be expected to give for that offence

32
Q

What is the structure of a plea in mitigation?

A
  1. Likely sentence - D solicitor may identify the likely sentence
  2. The offence - D solicitor could address the circumstances of the offence, minimising the impact of any aggravating factors and stressing importance of any mitigating factors present
  3. The offender - after dealing with the offence, D solicitor could emphasise any personal mitigation with D may have
  4. Suggested sentence - plea in mitigation should conclude with D’s solicitor suggesting to court type of sentence he considers to be most appropriate. Usually it is lower end of range.
33
Q

What are personal mitigation factors of the defendant?

A
  1. Age of D - young and easily influenced
  2. Health of D
  3. Coroporation with police / enter of guilty plea
  4. Voluntary compensation - makes good damage caused - e.g. pay victim
  5. Geniune remorse - mere apology unlikely to work, but positive steps to tackle problems - e.g. D who has committed thefts to fund a drug habit, has voluntarily sought treatment for their addition
  6. Bad Character - previous convictions
  7. Good Character - no convictions
  8. Personal and family circumstances - troubled family, recent divorce, sexually abused as a child, prostitution at an early age
  9. Low risk of re-offending (as per pre-sentence report)
34
Q

What are the types of sentences?

A

1) Custody
2) Suspended sentence
3) Community sentence
4) Fine
5) Discharge

35
Q

What is a custodial sentence?

Custodial sentence - custody/prison. Offender is confined to a secure facility and cannot move freely.

A

Imprisonment
* D is deprived of his physical liberty.

Mandatory
* Certain offences a mandatory custodial sentence should be imposed (e.g. murder)
* Or mandatory term of imprisonment

Discretionary
* if the custody threshold has been met
* Exception - defendant is classed as a ‘dangerous offender’ (s308 SC 2020). This requires the offence + any associated offences to be so serious that neither a fine alone nor a community sentence can be justified for the offence

36
Q

What is the custody threshold test, which must be passed before a custodial sentence can be imposed by the court?

Where the court has discretion whether or not to pass a custodial sentence - must apply the threshold test set out in s230 of the Sentencing Act 2020

A
  • No offender should be sentenced to a custodial sentence
  • Unless the offence (or a series of offences) is
  • So serious that neither a fine nor a community order can be justified for the offence
37
Q

What offence has a mandatory imprisonment?

A

Murder.

Mandatory sentence of life imprionsment

38
Q

What are suspended custodial sentences?

A

Custodial sentence in the CC of at least
* 14 days and 2 years
* 21 days and 2 years (offender between ages 18-20)

Custodial sentence in the MC
* 14 days to 12 months

Judge/magistrates may choose to suspend the sentence between 6 months and up to 2 years (operational period)

39
Q

In the context of suspended sentences, what is the distinction between custodial term, operational period and supervision period?

A

Custodial term - how long the original sentence would have been
Operational period - time for which suspended period is imposed
Suspension period - optional
- equal or shorter than operational period
- starts after operational period ends

40
Q

What is the key distinction between a community service order and a suspended sentence?

A

Suspended sentence
- Offender is not re-sentenced if it breaches or re-offends
* Original sentence is simply ‘activated’

Community service order
- Offender is re-sentenced and generally requires ‘persistent’ breaches

41
Q

When are suspended custodial sentences used?

A

If the court initially decides that the custody threshold has been met, but considers particular circumstances that might justifty the suspension of the sentence.

Court will consider sentencing guidelines to determine whether a suspended sentence should be imposed
- NOT used when custodial sentence is more than 2 years
- NOT used where D is a danger to the public, custody is the only appropriate punishment or D has poor history of compliance with court orders

Since 2003
- when considering whether to suspend a sentence (as opposed to committing someone to prison) the high prison population and overcrowding should be a factor taken into account when reaching that decision.

42
Q

Give an example of when the court will decide against a custodial sentence and instead impose a suspended sentence?

A

Berat is convicted of affray before the Crown Court. When sentencing Berat, the judge
decides that the offence is so serious that the only appropriate sentence is custody.

However, when giving the plea of mitigation on behalf of Berat, his advocate tells the
judge that Berat is a single parent looking after a disabled child, and that a custodial
sentence for Berat would mean the child needing to go into a care home.

The trial
- judge considers that these particular circumstances justify the imposition of a suspended sentence.
- The judge therefore imposes a sentence of six months’ imprisonment but suspends this for 12 months.

43
Q

What happens during the supervision period of a suspended sentence?

A
  • Offender does not go to jail (perhaps for the whole jail term)
  • Instead they will receive a suspended sentence order (which the custodial sentence they would have gotten if they went to prison) and a supervision period of suspension (which can’t be more than 2 years)
  • Offender must comply with the requriements set by the court during the operational period, could include
  1. Community service
  2. Curfew
  3. Undertaking a treatment programme for drugs/alcohol
  4. Rehab
44
Q

What constitutes failure to comply with the requirements imposed by the court during the operational period?

A

General rule : The sentence of imprisonment will not take effect

Exceptions
* D fails to comply with requirements which have been imposed during the operational period
* D commits a further offence and court sentencing D for the ‘new’ offence orders the original sentence of imprisonment to take effect
* D breaches requirement or committed a further offence during the operational period

45
Q

What must the court do if the offender fails to comply with the requirements during the operational period or commits another offence during this time?

A

The court must do one of the following:

  • a) Order the custodial sentence originally suspended to take effect unaltered
  • b) Order the custodial sentence to take effect, but for a shorter time and/or substitute a lesser custodial period
    c) amend the original order imposing more onerous community requirements
    d) amend the original order by extending the operational period or by extending the supervision period
    e) impose a fine up to £2500 for any breach where it decides not to give immediate effect to the custodial sentence

Court must an order of (a) or (b) unless it considers that it is:
- unjust to do so in view of all the circumstances
- if court makes an order under (a) or (b) the term for the original offence will be consecutive to the sentence imposed by any new offence

46
Q

What must the courts consider even if the custody threshold test has passed?

A
  • Court must consider whether a community order would be more appropriate in punishing and rehabilitating the offender e.g. if an offender makes it clear that they will not comply with the terms of their community order
  • Or where imprisonment would have a severe and disproportionate impact on the dependants of the defendant.

A custodial sentence is the last resort when other options are not suitable.

47
Q

What is the maximum determinate custodial sentence the Magistrates court can sentence an offender to?

A

Summary only offence - 6 months
Single either-way offence - 6 months
Two or more either way offences - 12 months (two consecutive periods of 6 months’ imprisonment for each either-way offence)

Totality of all offences - e.g. if defendant is guilty of all 3 summary only offences, total maximum of sentence is 6 months.

48
Q

Where does an adult offender (19-21 year) serve any custodial sentence?

A

In a young offender institution

49
Q

What custodial sentence must the court impose for dangerous offenders?

A

Includes both young and juvenile offenders.

One of the folowing
1. Automatic life imprisonment
2. Discretionary life imprisonment
3. Extended sentence of imprisonment

50
Q

What is early automatic release?

think of half years (e.g. Ben 6 years but actually 3 years behind bars)

A

Adults who receive a custodial sentence of up to 2 years (offence committed after 1 Feb 2015) will be
* Automatically released at halfway point
* Will then be on licence in the community to end of sentence
* Upon release must have a period of post-sentence supervision to ensure they are supervised for a period of 12 months beginning on the day they leave custody

51
Q

Who is not entitled to early automatic release?

A

Offenders of particular concern e.g. terrorists or child sex offenders

  • They need to apply for parole and may then be released at any time from this halfway point up until the end of their sentence
  • They will then be released on licence and subject to similar supervision
52
Q

What are the various forms of custodial sentences?

A
  • determinate sentence
  • suspended sentence
  • minimum sentence
  • extended determinate sentence
53
Q

What threshold must be reached before the court can impose a generic community order?

A

A community sentence may only be passed if the ‘Community Sentence Threshold’ in s204 SC 2020 is passed
* Court must be satisfied that the offence is serious enough to warrant a community order
* The Community Order imposed must be commensurate with the seriousness of the offence

Court must decide which band the offence falls into and order an appropriate community sentence
1) Low
2) Medium
3) High

54
Q

What are the available community sentences?

A

1)Unpaid work requirement
* D must perform unpaid work for 40-300 hours in 12 month period
2) Activity requirement
* D must take part in a specified activity, e.g. finding work, repairing damage caused to victim
3) Programme requirement
* D must attend course to correct their behaviour e,g. anger management, susbtance misuse
4) Prohibited requirement
* D may not take part in certain activities
5) Curfew requirement
* D must remain in a particular location at specified times (up to 16 hours for up to 12 months)
6) Exclusion requirement
* D is prohibited from entering a certain place or location for up to 2 years
7) Residence requirement
* D must live in a particular place
8) Drug rehabilitation
9) Alcohol treatment
10) Supervision
* The defendant must attend appointments with members of the probation service to confront the Defendant’s offending behaviour and seek to rehabilitate the Defendant.
11) Attendence centre
* Defendant must attend an attendance centre for 12 – 36 hours. For young offenders under 25.
12) Foreign travel prohibition
* Prevents travel outside the British Islands (UK, Channel Islands, and Isle of Man).
13) Alcohol absistence and monitoring requirement
* D must abstain from consuming alcohol and consumption will be monitored

55
Q

What are the consequences if D breaches a community sentence?

A

If D, without reasonable excuse, breaches a community order, the defendant will receive
* Warning from officer
* If within 12 months, D again fails without reasonable excuse to comply, officer will report matter to court and D will be required to appear before court

Court
If the court is satisfied that D has without reasonable excuse, failed to comply with the requirements, court must
* amend order so as to impose requirements on D which are more onerous
* revoke the order completely and re-sentence D for the offence, but without taking into account the usual custody threshold
* where D has wilfully and persistently failed to comply with the order, court may revoke the order and impose a custodial sentence (can be done even if the original offence was not punishable by way of custodial sentence)

Probation service officer - supervises D compliance with comumunity order

56
Q

What are the consequences if D commits further offences during a community order?

A

1) Magistrates will either allow the original community order to continue
2) If it is in the interests of justice having regard to the circumstances that have arisen since the original order was made, they may:

a) revoke the order (will be done if the magistrates are imposing a custodial sentence for the ‘new offence’ since an offender in prison cannot comply with a community sentence
b) revoke the order and re-sentence the defendant for the original offence(as if they have just been convicted of it) - if this is done, court must have regard to the extend to which D has complied with the original order

57
Q

What is a newton hearing?

A

A hearing held where defendant pleads guilty BUT disputes the version of facts alleged by the prosecution.

  • The court hears evidence and decides whether to accept Ps or Ds version as basis for sentencing
  • burden of proof is on the prosecution
58
Q

In a Newton hearing, if there is a substantial dispute as to the facts, whose version must the judge favor?

A

Favours the defendant’s version

59
Q

What happens if a Newton hearing is settled in (1) the prosecution’s favour and (2) the defendant’s favour?

A

Prosecution favour - Defendant loses 1/3 credit for pleading guilty
Defence favour - Defendant retains 1/3 credit

60
Q

What is a basis of plea?

A

A way to avoid having a newton hearing.

  • A document that sets out D factual version of events to an offence which D accepts they are guilty of
  • Purpose = remove various aggravating features of the case which would lead to a higher sentence and which D does not accept are an accurate reflection of what actually happened
61
Q

When can the judge decide not call a newton hearing and reject a basis of plea?

A

Judge is entitled to reject a basis of plea which they consider to be patently absurd

in this case
- Sentencing will take place based on prosecution version of events without a newton hearing taking place