Criminal Practice WS4 (Character Evidence) Flashcards
What is the definition of ‘bad character’?
Bad character is defined in s98 CJA 2003 as being ‘evidence of, or a disposition towards, misconduct’
What is ‘misconduct’?
Commission of an offence or other reprehensible behaviour, more than just the existence of previous convictions.
It does not include evidence which:
1) has to do with the alleged facts of the offence with which the defendant is charged (e.g. racist abuse directed towards the victim during the commission of the offence)
2) Is evidence of misconduct in connection with the investigation or prosecution of that offence (e.g. attempting to conceal a weapon used in the commission of the offence.
What are the 7 Gateways under s101(1) Criminal Justice Act 2003?
Evidence of a defendant’s bad character may be raised at trial, but it is only admissible if it satisfies one of the 7 gateways.
(a) all parties to the proceedings agree to the evidence being admissible,
(b) the evidence is adduced by the defendant himself or is given in answer to a
question asked by him in cross- examination and intended to elicit it,
(c) it is important explanatory evidence,
(d) it is relevant to an important matter in issue between the defendant and the
prosecution,
(e) it has substantial probative value in relation to an important matter in issue
between the defendant and a co- defendant,
(f) it is evidence to correct a false impression given by the defendant, or
(g) the defendant has made an attack on another person’s character.
Evidence
Explain Gateway A ‘all parties agree to the evidence being admitted’?
If the CPS and defendant are in agreement that the evidence is admissible, it may be admitted.
Explain Gateway B ‘the evidence is adduced by the defendant himself or is given in answer to a question asked by him in cross- examination and intended to elicit it’
Allows defendant to introduce evidence of their own bad character.
Examples
1) if they only have very minor previous convictions and do not want the jury or magistrates to think that because they are not adducing evidence of their own good character, they may have extensive previous convictions
2) Pleaded guilty on previous occasions but are pleading not guilty to the current matter. The defendant may use such convictions to say to the jury that they accept their guilt when they have committed an offence in the past, but on this occaison they are pleading not guilty because they genuinely have not committed the offence charged.
R v Paton - defendant was charged with kidnapping, false imprisonment and firearms after he was alleged to have blindfolded and interrogated a manager of a garden centre about the security at the centre and then locked her in the boot of the car.
- Various items found in the defendant’s car suggested that the defendant had been the kidnapper
- Defendant raised evidence of his own bad character by claiming that these items had come from a burglary he had committed on an earlier occasion, and that he was was not guilty of the more serious offence charged.
Explain Gateway C ‘it is important explanatory evidence’?
Only prosecution may adduce evidence of the defendant’s bad character under gateway C.
- If the prosecution can establish that admitting evidence of the defendant’s bad character through this gateway is satisfied, the court has no power under CJA 2003 to prevent the admission of this evidence. The court does, however retain the discretionary powers to exclude such evidence under s78 PACE.
Only used in limited circumstances- bad character evidence may be admitted if it will assist the court in understanding the case as a whole.
Evidence is classed as explanatory if:
- without it, the court would find it difficult or impossible to properly understand the other evidence in the case
- the value of the evidence for understanding the case as a whole is substantial (more than trivial or marginal)
Example: R v Campbell - defendant was convicted of kidnapping and murder of 15 year old niece. Prosecution alleged that the defendant was infatuated with his niece and that his infatuation was partly sexual. Court of Appeal held that the trial judge had correctly allowed the prosecution to adduce bad character evidence that the defendant had downloaded material from teenage sex sites, because such evidence was necessary to explain the defendant’s motive for committing the offence.
Case law does make it clear where the evidence is clearly understandable without evidence of bad character, it should not be admitted.
Explain Gateway D ‘it is relevant to an important matter in issue between the defendant and the prosecution’
Most important one
If the defendant’s bad character is relevant to a matter in issue between the prosecution and defence - it may be admitted by the CPS.
Evidence will be ‘relevant to an important matter in issue’ under s101(1)(d) if it shows that:
a) the defendant has a propensity to commit offences of the kind with which he is charged
b) the defendant has a propensity to be untruthful.
What is meant by the defendant has the ‘propensity to commit offences of the kind with which he is charged’?
Evidence that the defendant has been previously convicted of.
S103(2)(a) CJA 2002 ‘An offence of the same description as the one with which he is charged’
- i.e. a previous offence which is the same as the current one
- the facts of the earlier conviction must be the same, even if the offence was described differently
E.g. previous conviction for ‘theft committed on premises whilst the defendant was a trespasser’ fits the current description of ‘burglary’ so these two offences would be the same.
S103(2)(b) ‘Offences of the same category as the one which he is charged’
- Sexual offences
- Theft offences (all of the following are in the same category: theft, robbery, burglary, aggravated burglary, taking a motor vehicle or conveyance without authority, handling stolen goods, going equipped for stealing, making off without payment, any attempt to commit any of the above substantive offences’
Aiding, abetting, counselling, procuring or inciting the commission of any of the above offences.
Offences which are ‘factually similar’
- Previous convictions will be admissible if there are significant similarities between them. E.g. if previous offences similarly involved the defendant getting drunk and committing a violent crime such as assault, GBH, criminal damage’.
When might the court disregard the CPS evidence with regards to the ‘propensity to commit an offence of the kind charged’?
Would not apply in the case of a particular defendant if the court is satisfied that as a result of the time which has passed since the conviction (or for any other reason), it would be unjust for it to be applied (s103(3)).
Example:
Josh is on trial for common assault. Josh has a previous conviction for common assault. This conviction occurred 15 years ago, Josh solicitor will argue that this previous conviction should not be committed in evidence at Josh’s trial to show that Josh has propensity to commit this type of offence. Given the amount of time that has elapsed since Josh’s previous conviction, he will argue under s103(3) that it would be unjust for this conviction to be used in the present case.
What is the R v Hanson Guidelines and when is it used?
The court of appeal has given guidance as to the application of s103(2) in that:
1) s103(2) is not exhaustive
- Does not provide an exhaustive list of the types of offences which may demonstrate the defendant’s propensity to ‘commit offences of the kind of which he is charged’
- It provides that the defendant’s propensity may be established by demonstration of an offence of the kind listed in s103(2)(a) or (b)
- However, other offences, may be relied upon to show evidence of a propensity to commit offences of the kind charged
2) It is not necessarily sufficient just to show that the offence is of the same description or category. Three questions to be considered:
i) Does the defendant’s history of offending show a propensity to commit offences?
ii) If so, does that propensity make it more likely that the defendant committed the current offence?
iii) If so, is it just to rely on convictions of the same description or category, having in mind the overriding principle that proceedings must be fair?
3) The fewer the number of convictions a defendant has, the less likely it will be that a propensity will be established.
- If the defendant has only one previous conviction of the same description or category, this is unlikely to show the relevant propensity
3) The manner in which the previous and current offences were carried out may be highly relevant to propensity and the probative value of a defendant’s previous convictions. The factual circumstances of previous convictions are more important than the mere fact of a previous conviction.
What is meant by ‘propensity for the defendant to be untruthful’ under Gateway D?
The R v Hanson guidelines can also be used here.
A propensity to be untruthful will be shown if:
1) The manner in which the previous offence was committed demonstrates that the defendant has a propensity to be untruthful (because he had made a false representation)
- I.e. the defendant was previously found guilty of an offence involving telling lies, e.g. fraud, perjury
- There is a distinction between (a) dishonesty forming the mental element of the offence and b) propensity to be untruthful.
- only where a defendant actively sought to deceive or mislead another person, by making of false representation will this demonstrate a propensity to be untruthful
- E.g. fraud, prejury etc.
- Theft for example, requires dishonest appropriation of property as the mental element of the offence
- Unless the defendant has been untruthful during the commission of the offence, e.g. he lied to another person as part of the commission of the theft, a conviction for theft alone will not show a propensity to be untruthful
2) The defendant pleaded not guilty to the earlier offence, but was convicted following a trial at which his account was disbelieved.
- I.e. the defendant pleaded not-guilty but was found guilty in any event.
What are the grounds on which the defendant’s solicitor might argue the relevant propensity has not been made out under Gateway D?
The defendant’s solicitor might argue the relevant propensity has not been made out on the following grounds:
1) There are significant differences between the facts of previous offences and the current offence which means it ought not to be admissible
- i.e. distinguish the current offence from previous offending
2) Would it be unjust to rely on the convictions given the time which has elapsed since they occurred (s103(3)
I.e. this is the conviction ‘spent’ under the Rehabilitation Act 1974:
Absolute discharge - 0 years
Conditional discharge - 0 years
Fine - 1 year from date of conviction
Community order - 1 year
Custodial sentence up to 6 months - 2 years
Custodial sentence between 6 months and 4 years - 4 years
Custodial sentence between 30 months and 4 years - 7 years
Custodial sentence over 4 years - Never spent
3) Does the propensity make it no more likely that the defendant is guilty of the offence?
E.g. are the current circumstances different, e.g. motivated by desperation etc.
Will the court exclude convictions under s101(3)?
Even where the prosecution can successfully make out the grounds, the court must not admit evidence which would have such an ‘adverse effect on the fairness of the proceedings’ that the court ought not to admit it.
This will mainly occur where the:
1. Convictions are more prejudicial than probative i.e. if the jury are likely to convict on the basis of the previous convictions alone due to the event or nature of these.
2. Admissibility of the convictions is sought to support a case which is otherwise weak (R v Hanson)
3. Defendant’s previous convictions are ‘spent’.
- The court will likely exclude spent convictions, however, the fact they are ‘spent’ is not definitive
- If the offence is particularly similar on the facts, this might justify it being admissible even if the previous conviction is ‘spent’
What is Gateway E ‘it has substantial probative value in relation to an important matter in issue between the defendant and a co-defendant’?
It cannot be used by the CPS.
- This gateway may be used by one defendant to admit evidence of another defendant’s bad character.
- A defendant is likely to want to admit evidence of defendant’s bad character to demonstrate that the other defendant has a propensity to be untruthful (and thus to undermine the credibility of that defendant) or to show that the other defendant has a propensity to commit the kind of offence with which they have both been charged (suggesting that it is the other defendant, rather than the co-defendant who committed the offence)
- A co-defendant who seeks to introduce evidence of a defendant’s previous convictions for this purpose, will need to demonstrate that such convictions are relevant to an important matter in issue between himself and the defendant, and the relevant of such convictions is more than merely marginal or trivial.
Cut-throat defence - where there are two or more defendants jointly charged and each defendant pleads not guilty and blames the others:
- in this situation it is advantageous for a co-defendant to undermine the credibility of the defendant’s evidence and suggest their version of events is more credible
- The most relevant previous convictions of a defendant which a co-defendant will seek to adduce in evidence in order to demonstrate that a defendant has a propensity to be untruthful will be convictions for specific offences which involve the making of a false statement or representation - e.g. prejury or fraud by false representation or convictions for any offence where the defendant was convicted at trial after entering a not guilty plea and testifying but not being believed by the court.
Example:
- Murad and Arthur are jointly charged with the burglary of a warehouse. Each pleads
not guilty, alleging that the other was solely responsible for carrying out the burglary.
Murad has several previous convictions for offences of obtaining property by deception.
As Murad’s defence (that Arthur carried out the burglary) will clearly undermine Arthur’s
defence, at trial, Arthur will adduce evidence of Murad’s previous convictions to show that
Murad has a propensity to be untruthful, and so undermine the credibility of the evidence
that Murad gives.
If the co- defendant can establish that the test for admitting evidence of the defendant’s bad
character through this gateway is satisfied, the court has no power under the CJA 2003 to
prevent the admission of this evidence.
Explain Gateway F ‘it is evidence to correct a false impression given by the defendant’?
Only prosecution may adduce evidence of a defendant’s bad character under Gateway F.
A defendant will give a false impression if
- he is responsible for making of an express or implied assertion which is apt to give the court or jury a false or misleading impression about the defendant’
A defendant will be treated as being responsible for making such an assertion if the assertion is:
(a) made by the defendant in the proceedings (for example, when giving evidence in the
witness box, or in a defence statement served on the CPS);
(b) made by the defendant when being questioned under caution by the police before charge, or on being charged;
(c) made by a witness called by the defendant;
(d) made by any witness in cross- examination in response to a question asked by the defendant that is intended to elicit it;
(e) made by any person out of court, and the defendant adduces evidence of it in the
proceedings (CJA 2003, s 105(2))
Example: Phillip is on trial for common assault. Phillip has several previous convictions for offences
involving violence. When the allegation of assault was put to Phillip in interview at the
police station, Phillip said: ‘I would never do such a thing. I’m a good Christian and I go
to church every Sunday.’ The CPS will be allowed to correct the false impression given by Phillip in the police interview by adducing evidence of his previous convictions.
If the prosecution can establish that the test for admitting evidence of the defendant’s bad character through this gateway is satisfied, the court has no power under CJA 2003 to prevent the admission of this evidence.
Court does however, retain a discretionary power to exclude such evidence under s78 PACE.