Core Principles Flashcards

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1
Q

1.1 Key elements of criminal liability

A

As a matter of analysis we can think of a crime as being made up of three ingredients; actus
reus, mens rea and (a negative element) the absence of a valid defence.’

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2
Q

D.J. Lanham [1976] Crim LR 276

A

These latin phrases are taken from Edward Coke’s institutes, who stated that ‘an act does not make a person guilty unless (their) mind is also guilty.’ Actus Reus broadly translates as a guilty act, however this can be misleading.

A defendant can be found to have committed the actus reus
of an offence despite the fact that he took no action at all; he can be guilty of a crime by his omission or failure to act. The defendant’s conduct must be accompanied by a state of mind required for that crime.

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3
Q

Strict Liability Offenses

A

Note that there are some crimes which do not require any particular state of mind and are regulatory in nature. These are known as strict liability offences and are beyond
the scope of this workbook. If a defendant is found to have committed the actus reus of a crime,
with the required mens rea, he still may be able to avoid liability should there be some justification
or excuse for his behaviour.

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4
Q

Goals of the chapter

A
  1. This chapter will begin by looking at types of actus reus and consider how crimes can be
    classified.
  2. It will then move on to omissions, by considering the general rule and exceptions to this rule.
  3. It will then consider terminology which can be found in the mens rea, as well as mens rea
    principles
  4. It will then provide an overview of defences and finish by looking more closely at the offence of murder.
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5
Q
  1. Actus reus
A

Actus reus usually refers to the actions of the defendant that are prohibited by law. However, as
you will see, the actus reus can be much wider than just doing something. This is an essential
element of the offence. To assist in determining the relevant rules, offences can be categorised in
a number of different ways.

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6
Q

Categories of actus reus

A

We will look at four types of actus reus:
* Conduct;
* Result;
* Offences with surrounding circumstances; and
* Omissions.

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7
Q

2.1 Conduct offences

A

In some cases, offences will only require certain acts to have been committed by the defendant to
satisfy the actus reus. For example, the conduct required for fraud by false representation under s 2 Fraud Act 2006 is that the defendant makes a false representation. It is not necessary that the victim is deceived by the representation

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8
Q

2.2 Result offences

A

The actus reus of result crimes requires more than just the defendant’s action. Here, the action
must lead to a specified consequence. In such cases, it must be proved that the action actually
caused the result. One example of a result offence is murder, where the actions of the defendant must cause the death of the victim. Other examples include manslaughter, grievous bodily harm (GBH) and
actual bodily harm (ABH).

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9
Q

2.3 Surrounding circumstances

A

The actus reus can also include the need for some particular surrounding circumstance.
Under s 1(1) Theft Act 1968, the actus reus of theft is defined as the appropriation of property
‘belonging to another’. The surrounding circumstance the prosecution must prove is that the
property belonged to someone other than the thief.

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10
Q

2.4 Omissions

A

A defendant can be held to have committed the actus reus of an offence despite taking no action
at all. Although the general rule that there is no liability for failure to act, the criminal law will, in certain circumstances, impose a legal obligation to act which if breached could result in criminal liability. An on-duty lifeguard could be liable for gross negligence manslaughter if a swimmer drowned due to a failure to take any action to help.

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11
Q

2.5 How to identify the actus reus

A

Consider the following offences:
Section 1(1) Theft Act 1968 provides:
‘A person is guilty of theft if he dishonestly appropriates property belonging to another with
the intention of permanently depriving the other of it.’

Section 1(1) Criminal Damage Act 1971 states:
‘A person who without lawful excuse destroys or damages any property belonging to another
intending to destroy or damage any such property or being reckless as to whether any such
property would be destroyed or damaged shall be guilty of an offence.’ Can you break these offences down into their component parts? What is the actus reus of these offences? What is the mens rea?

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12
Q

2.6 Summary

A
  • In this section you have learnt the definition of actus reus and you have practiced identifying
    the actus reus from offences.
  • The actus reus of an offence can be the prohibited:
  • Conduct;
  • Result;
  • Circumstances; and/or
  • Omissions of the defendant.
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13
Q

3 Actus reus: Causation

3.1 Result crimes

A

Result crimes require that the defendant’s conduct cause a particular result. Result crimes include murder, manslaughter, criminal damage, and assault occasioning actual bodily harm. Causation is part of the actus reus of these types of offences

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14
Q

Two types of causation

A

There are two aspects to causation, both of which must be proved by the prosecution:
* Factual causation: The jury must be satisfied that the acts or omissions of the accused were in
fact the cause of the relevant consequence.
* Legal causation: It must be established that the acts or omissions of the accused were a legal cause of that consequence.

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15
Q

The actus reus of murder

A

The actus reus of murder is the ‘unlawful killing of a human being under the King’s Peace’.
The word ‘killing’ suggests that murder is a result crime which requires the prosecution to show
that the defendant’s acts or omissions caused the death of the victim. To do this, the tests of factual and legal causation must be satisfied. We will consider those tests in greater detail now

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16
Q

3.2 Factual causation: The ‘but for’ test

A

Factually, it must be proved that ‘but for’ the acts or omissions of the accused, the relevant consequence would not have occurred in the way that it did (R v White [1910] 2 KB 124). In other words, if you eliminate the act of the defendant would the prohibited harm have occurred
anyway?

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17
Q

Key case: R v White [1910] 2 KB 124

A

Facts: W put poison in a drink intending to kill his mother. She was subsequently found dead. It
was not clear on the evidence whether she had drunk any of the liquid from the glass. Medical
evidence showed that she had died from heart failure, not from poisoning.

Held: W was therefore acquitted of murder, there being no causal link between the consequence and his act. However, he was guilty of attempted murder.

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18
Q

Key case: R v Dyson [1908] 2 KB 454

A

Facts: This was at a time before antibiotics and when meningitis was not curable. The victim, a
child, had meningitis. Dyson threw her down the stairs and she died. It was argued that the child
was going to die in any event, and the actions of the defendant had not caused death.

Held: Any action which accelerates death is a cause.

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19
Q

3.3 Legal causation

A

The law will step in to prevent a person from being responsible for all acts that arise from their
actions. For example, if X asks Y to a party and on the way to the party Y is stabbed by Z, it is
clear that, but for X’s invitation, Y would not have been on the way to the party, which led Y to
being stabbed by Z. However, X should not be held responsible for the stabbing, and will not be
the legal cause of the attack

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20
Q

Culpability of the defendant

A

The law will check the culpability of the defendant before imposing liability and it will require that
the defendant is the ‘operating and substantial’ cause of the prohibited consequence (R v Pagett
(1983) 76 Cr App R 279)

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21
Q

Only factors that are relevant

A

When determining the legal cause, the law may have regard to some of the following factors.
When completing your analysis of given facts you should only deal with the law which is relevant
to the facts of your case. The key legal causation principles are:
* The defendant’s act must be the ‘substantial’ cause of the prohibited harm (R v Hughes).
* The consequence must be caused by the defendant’s culpable act (R v Dalloway).
* The defendant’s act need not be the only cause of the prohibited consequence (R v Benge)

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22
Q

Key case: R v Hughes [2013] UKSC 56

A

The defendant’s act must be the ‘substantial’ cause of the prohibited harm

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23
Q

Lord Hughes and Lord
Toulson

A

Where there are multiple legally effective causes, whether of a road traffic accident or of any
other event, it suffices if the act or omission under consideration is a significant (or substantial)
cause, in the sense that it is not de minimis or minimal. It need not be the only or the principal
cause. It must, however, be a cause which is more than de minimis, more than minimal.

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24
Q

Key case: R v Dalloway [1847] 2 Cox CC

A

Facts: The defendant was driving a horse and cart without holding the reins. A child ran in front of
the cart, he was struck by one of the wheels and killed. It appeared on the evidence that, even if
the defendant had been holding the reins, he could not have stopped the cart in time.

Held: If Dalloway had not been driving the cart, the child would not have been killed, and in that
sense he ‘caused’ the death. However the court held it was necessary to go further and show that the death was due to the culpable element in his act – the negligence in not using the reins.
Accordingly, D’s conduct was not to blame for the killing and he was acquitted of manslaughter.

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25
Q

Key case: R v Benge [1865] 4 F & F 504

A

Facts: Benge was the foreman of some railway tracklayers. He thought that the next train was not
due for several hours and so ordered the track to be taken up. He sent a man with a red flag down
the track to stop any trains. However, this signalman did not go the correct distance and the
driver of the train was not keeping a good look out. The train crashed and several people were killed and D was tried for manslaughter.

Held: If the defendant’s negligence mainly or substantially caused the accident, it was irrelevant
that it might have been avoided if other persons had not been negligent. A defendant can still be
liable even when other causes were present.

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26
Q

3.4 Legal causation: Intervening acts

A

A novus actus interveniens is a subsequent event or act of either the victim or a third party which
renders the defendant’s part in the consequence very small, breaking the chain of causation and
meaning that the defendant is not criminally liable. The courts have been required to consider the question of whether the chain of causation has been broken in a number of different contexts such as:

  • Medical negligence
  • Acts of a third party
  • Acts of the victim
  • Thin skull rule
  • Natural events
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27
Q

3.4.1 Medical negligence

Key case: R v Smith (1959) 2 QB 35

A

Facts: Smith stabbed the victim during a fight at their barracks and pierced his lung. Another
soldier tried to carry him to the medical station but dropped him twice on the way. On his arrival it
was not realised how seriously ill the victim was and he received treatment that was not only
inappropriate but positively harmful and he died a couple of hours later.

Held: Smith was convicted of murder, because it was held that his actions remained a substantial
and operating cause. The medical negligence, while a cause, was not a sufficient cause to sever
the chain of causation.

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28
Q

Lord Parker LCJ

A

It seems to the court that, if at the time of death the original wound is still an operating cause and a substantial cause, then the death can properly be said to be the result of the wound, albeit that some other cause of death is also operating. Only if it can be said the original wounding is merely the setting in which another cause operates can it be said that the death does not result from the wound. Putting it another way, only if the second cause is so overwhelming as to make the original wound merely part of the history can it be said that
death does not follow from the wound.

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29
Q

Key case: R v Cheshire [1991] 3All ER 670

A

Facts: Cheshire shot the victim twice. Following extensive surgery the victim developed respiratory
problems and required a tracheotomy tube to be inserted into his windpipe. Scar tissue formed
over the tracheotomy hole and the victim found it difficult to breath. The medical staff dismissed
this as anxiety. Eventually his windpipe became completely blocked and he died. At the time of his death, the victim’s original wounds had healed.

Held: The Court of Appeal held that poor medical treatment did not break the chain of causation.

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30
Q

Beldam LJ

A

Even though negligence in the treatment of the victim was the immediate cause of his death,
the jury should not regard it as excluding the responsibility of the defendant unless the
negligent treatment was so independent of his acts, and in itself so potent in causing death,
that they regard the contribution made by his acts as insignificant. Overall, the courts are reluctant to allow medical malpractice to break the chain of causation.

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31
Q

3.4.2 Acts of third parties

A

Facts: Using his pregnant girlfriend as a shield, Pagett shot at the police, who were attempting to
arrest him for various serious offences. The police returned fire and killed the girl. The judge,
directing the jurors on causation, stated that they had to be sure that the appellant had fired first
at the officers and that that act caused the officers to fire back, with the result that the girl was
killed.

The jury also had to be satisfied that, in doing so, the police acted reasonably, either by way of self-defence or in the performance of their duties as police officers. The judge said that if they were not sure of those facts then they should acquit because the chain of causation, linking Pagett’s unlawful acts to the girl’s death, would be broken. The jury convicted Pagett, who appealed against his conviction.

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32
Q

Judgement

A

Held: The Court of Appeal rejected the appeal and held that there may only be a break in the chain of causation if the actions of the third party were ‘free, deliberate and informed. This was not held to be the case here.’ Goff LJ was of the opinion that the police officers’ actions were neither free nor deliberate. Instead, he considered it to be a reasonable act performed for the purpose of self-preservation

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33
Q

3.4.3 Acts of the victim

A

There are three types of acts of the victim that we will consider:
* ‘Fright and flight’ cases
* Refusing medical treatment
* Suicide

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34
Q

‘Fright and flight’

A

The issue arises in the context of the victim’s reaction to the defendant’s act. When under attack
or the threat of attack from the defendant, it is plausible to consider that the victim may attempt
to escape from the attack or threat. However, it has been necessary for the law to consider when
such escape attempts can amount to a novus actus interveniens.

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35
Q

Question of foreseability

A

The issue falls around the question as to whether the escape was foreseeable by the reasonable
person. If it is not, then the defendant is entitled to an acquittal and is no longer deemed to be the
legal cause of the prohibited result.

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36
Q

Key case: R v Roberts [1972] 56 Cr App R 95 (CA)

A

Facts: The victim was a passenger in Roberts’ car. She was terrified by Roberts’ unwanted sexual
advances and jumped out of the moving car, suffering injuries in the process.

Held: Roberts was convicted of assault occasioning actual bodily harm. The Court of Appeal
considered that the accused had caused her injuries and said that the victim’s reaction would
only break the causation if it were an act that was ‘so daft’ that no reasonable person could have
foreseen it.

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37
Q

Court of Appeal Judgement

A

Was it the natural result of what the alleged assailant said and did, in the sense that it was something that could reasonably have been foreseen as the consequence of what he was saying or doing?

As it was put in one of the old cases, it had got to be shown to be his act, and if of course the victim does something so “daft” […] or so unexpected […] that no reasonable
man could be expected to foresee it, then it is only in a very remote and unreal sense a consequence of his assault, it is really occasioned by a voluntary act on the part of the victim which could not reasonably be foreseen and which breaks the chain of causation between the
assault and the harm or injury.

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38
Q

Key case: R v Williams & Davis [1992] 1 WLR 380

A

Facts: The appellants gave a lift to a hitchhiker and tried to rob the hitchhiker at knifepoint. The
victim jumped from the moving car and died of head injuries.

Held: The appellants were convicted of manslaughter.

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39
Q

Stuart Smith LJ on Appeal

Proportionality

A

There must be some proportionality between the gravity of the threat and the action of the deceased in seeking to escape from it […] [T]he deceased’s conduct […] [must] be something that a reasonable and responsible man in the assailant’s shoes would have foreseen […]

[T]he nature of the threat is of importance in considering both the foreseeability of harm to the
victim from the threat and the question whether the deceased’s conduct was proportionate to
the threat, that is to say that it was within the ambit of reasonableness and not so daft as to make it his own voluntary act which amounted to a novus actus interveniens and consequently broke the chain of causation

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40
Q

Consideration of two questions

A

The jury should consider two questions:

  1. Whether it was reasonably foreseeable that some
    harm, albeit not serious harm, was likely to result from the threat itself
  2. Secondly, whether the deceased’s reaction in jumping from the moving car was within the range of responses which might be expected from a victim placed in the situation which he was. The jury should bear in mind any particular characteristic of the victim and the fact that in the agony of the moment he may act without thought and deliberation […]
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41
Q

Characteristics visible to a reasonable man

A

From the case of Roberts, in determining whether the victim’s action was a foreseeable mode of
escape, the jury would essentially have the same knowledge as the defendant had at the time D
committed the act. As the court in Williams and Davies approved the case of Roberts it is generally believed that the characteristics Stuart Smith LJ was referring to were those characteristics which would be visible to a reasonable man present at the time of the defendant’s
act.

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42
Q

Refusal of Medical Treatment

A

The courts have also considered what the position would be where the victim refuses medical
treatment, which results in their death.
We will consider three cases:
* R v Blaue
* R v Holland
* R v Dear

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43
Q

Key case: R v Blaue [1975] 1WLR 1411

A

Facts: Blaue stabbed a woman several times and pierced her lung. The victim refused to have a
blood transfusion, as it was contrary to her religious beliefs. She was advised that without a transfusion she would die. She refused to have the transfusion and subsequently died. The defendant was convicted of manslaughter. He appealed against his conviction, arguing that the victim’s refusal to have a blood transfusion amounted to a novus actus interveniens.

Held: This argument was rejected. Defendants must take their victims as they find them and that
meant the whole person, in both mind and body.

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44
Q

Key case: R v Holland [1841] 2 Mood & R 351

A

Facts: The deceased was attacked by Holland and suffered a number of wounds, which included
a severely cut finger. The surgeon advised that he should have the finger amputated in order to
prevent the wound from becoming infected. The deceased ignored the surgeon’s advice. Several
weeks later he contracted tetanus from the wound and died. The defendant argued that the
cause of death was not the wound, but the refusal to accept treatment

Held: The court held that this was no defence. It did not matter whether the wound was instantly
mortal or whether it became the cause of death because the deceased refused the recommended
treatment.

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45
Q

Key case: R v Dear [1996] Crim LR 595 (CA)

A

Facts: The appellant’s 12-year-old daughter told him that the victim had sexually assaulted her.
The appellant repeatedly slashed the victim with a Stanley knife. Subsequent to receiving medical
treatment, the victim’s wounds opened up and two days later the victim died. D claimed that the
chain of causation had been broken because V had died by suicide, either by reopening his wounds or, the wounds having reopened naturally, by failing to take steps to staunch the consequent blood flow. Dear was convicted of murder.

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46
Q

Held: The Court of Appeal rejected his appeal. Rose LJ held:

A

The correct approach in the criminal law is to ask […] were the injuries by the defendant an operating and significant cause of death? That question, in our judgment, is necessarily answered, not by philosophical analysis, but by common sense according to all the
circumstances of the particular case.

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47
Q

Held: The Court of Appeal rejected his appeal. Rose LJ held:

A

In the present case the cause of the deceased’s death was bleeding from the artery which the
defendant had severed. Whether or not the resumption or continuation of that bleeding was
deliberately caused by the deceased, the jury were entitled to find that the defendant’s
conduct made an operative and significant contribution to the death.

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48
Q

Suicide (Exceptions to breaking the chain of causation)

A

The victim’s suicide may not break the chain of causation if:
* V nonetheless dies from the original wound (R v Dear); or
* The act was reasonably foreseeable eg where the defendant causes a brilliant pianist to lose
her fingers, or a keen sportsman to be paralysed (applying the rule in R v Roberts and R v
Williams and Davies); or
* The D’s unlawful act was a significant and operating cause of death and at the time of the
attack it was reasonably foreseeable that the victim would die by suicide as a result of V’s
injuries (R v Wallace).

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49
Q

Suicide will break chain of causation

A

The injuries inflicted by the defendant have healed, but the victim goes on to die by suicide
(distinguishing R v Dear); or
* It was a voluntary and informed decision of the victim to act (R v Kennedy).

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50
Q

3.4.4 The ‘thin skull’ rule

A

The ‘thin skull’ rule provides that a person who inflicts harm on another cannot escape liability if
the victim, owing to some pre-existing infirmity or peculiarity, suffers greater harm than would
have been expected as a result of what the accused has done.
Put simply, the defendant must take the victim as they find them.

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51
Q

Key case: R v Hayward [1908] 21 Cox 692

A

Facts: Hayward, who was in a rage, threatened his wife and chased her into the road. She collapsed and died. She was suffering from an abnormal thyroid condition, such that any combination of physical exertion and fear might lead to death.

Held: It was held that Hayward had caused her death because he had to take her condition as he
found it.

See also R v Blaue (acts of the victim, refusal of medical treatment).

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52
Q

3.4.5 Natural events

A

Natural events will only break the chain of causation if they are ‘extraordinary’ and not
reasonably foreseeable. For example, if D knocks V unconscious and leaves V on the beach then V is drowned by the incoming tide, D has legally caused V’s death. The natural event of the tide coming in is
reasonably foreseeable.

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53
Q

3.4.6 Which test should I use?

A

When dealing with a situation that is similar to facts of previously decided cases, reference should
be made to the relevant case for direction on what is required for the new intervening act to break
the chain of causation. Usually this will be straightforward. However, in the event of new situations
arising, the Court of Appeal in R v Girdler [2009] EWCA 2666 has directed use of common sense
when deciding which test to use.

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54
Q

Summary

A
  • Result crimes require that the conduct of the defendant cause a particular result.
  • There are two aspects to causation, both of which must be proved by the prosecution:
  • Factual causation: It must be proved that ‘but for’ the acts or omissions of the accused, the
    relevant consequence would not have occurred in the way that it did (R v White).
  • Legal causation: The defendant must be the ‘operating and substantial’ cause of the
    prohibited consequence (R v Pagett).
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55
Q
  1. Omissions

General Rule

A

The general rule is that a defendant cannot be criminally liable for a failure to act, as there is no
general duty to act to prevent harm – R v Smith (William) [1826] 2 C&P 449: ‘Omission, without a
duty, will not create an indictable offence

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56
Q

In order to secure a conviction based upon a failure to act, the prosecution must prove that:

A

(a) The crime is one which is capable of being committed by an omission. Some offences can
only be committed by an act, eg unlawful act manslaughter (R v Lowe);
(b) The accused was under a legal duty to act;
(c) The accused breached that duty;
(d) The breach caused the actus reus of the offence to occur; and
(e) Should the offence so require, that the accused had the required mens rea.

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57
Q

Common situations when the defendant will be under
a legal duty to act are:

A

By: statute, special relationship, voluntary assumption, contract, the
defendant creating a dangerous situation or public office

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58
Q

4.2 Statutory duty

A

Under statutes, innumerable offences can be committed by an omission. Many examples can be found in the less serious/summary only offences. Such an example can be found in s 6(4) Road Traffic Act 1988, where it is an offence to fail to provide a specimen of
breath.

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59
Q

4.3 Special relationship

A

Examples of special relationships are:
* Doctors and patients
* Parents and their children
* Spouses

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60
Q

Key case: R v Hood [2004] 1 Cr App R (S) 431

A

Held: D was held to be liable for the manslaughter of his wife who died as a result of broken bones
suffered three weeks earlier after a fall. D had failed to summon medical assistance to help her.
The basis of his liability, it seems, stemmed from his relationship with her, based on marriage.

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61
Q

Key case: R v Gibbons and Proctor [1918] 13 Cr App R 134

A

Facts: Gibbons lived with his girlfriend, Proctor, together with his child, Nelly, and Proctor’s
children from a previous relationship. Gibbons gave Proctor money for food for the family. Proctor deliberately starved Nelly to death.

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62
Q

Judgement in Key case: R v Gibbons and Proctor [1918] 13 Cr App R 134

A

Held: The Court of Appeal noted that Gibbons was living in the same house as Nelly. It said he
must have been aware of the condition of his daughter, who was little more than a skeleton when she died. If he did not see her, then that is evidence from which the jury could have decided he did not care what was happening to her and had the mens rea for murder. Gibbons was convicted of his daughter’s murder based on breach of his duty as a father not to neglect her

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63
Q

Key case: Re A (Children (Conjoined Twins)) [2000] 4 All ER 961 (CA)

A

Both children were certain to die in the absence of a surgical procedure to separate them. The
operation would save one twin, but the parents would not give their consent. The judge observed that the parents had a legal duty to the twin who could be saved. By denying that twin the chance to live, they might be guilty of killing her under the principle in Gibbons and Proctor.

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64
Q

4.4 Voluntary assumption of a duty of care

A

A person is not generally under a duty to care for another in distress. However, if a person
voluntarily assumes a duty towards another, the law will hold that person liable if they fail to
carry out that duty. The basis on which the courts have held a voluntary assumption of a duty of care to exist is often factually specific as can be seen by the cases that follow.

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65
Q

Key case: R v Nicholls [1874] 13 Cox CC 75

A

If a person chooses to undertake the care of a person who is helpless either from infancy,
mental illness or other infirmity, he is bound to execute that responsibility and if he by gross
negligence allows him to die he is guilty of manslaughter (Per Brett J).

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66
Q

Key case: R v Gibbons and Proctor [1918] 13 Cr App R 134

(see also special relationship, parents)

A

Held: Edith Proctor was also convicted of Nelly’s murder, on the basis that Proctor was living in the same household, in the role of Gibbons’ de facto wife. She was looking after ‘the family’ while Gibbons went out to work, and received money for housekeeping and food from Gibbons

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67
Q

Key case: R v Instan [1893] 1 QB 450

A

Instan lived with her aunt, who was 73 years old. Her aunt gave Instan money to provide both of
them with food. The aunt developed gangrene in her leg and became bedridden. Instan used the money to buy food for herself but did not give any to her aunt, nor did she summon medical assistance. The aunt died and Instan was convicted of her manslaughter due to voluntary
assumption of a duty of care.

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68
Q

Key case: R v Stone and Dobinson [1977] QB 354

A

Facts: Stone lived with his mistress Dobinson. They were both of low intelligence and described as ‘inadequate’. They both accepted into their home Stone’s elderly, weak and anorexic sister, Fanny. They tried to make her eat but gave up. Eventually Fanny was confined to her bed and Stone and Dobinson failed to get medical assistance. As a result Fanny died.

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69
Q

Judgement

A

Held: Stone and Dobinson were convicted of her manslaughter, and their convictions were upheld, on the basis that, although neither was under a duty imposed by law to care for an ailing relative, they had voluntarily assumed this duty upon themselves.

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70
Q

Key case: R v Ruffell [1977] QB 354

A

Facts: The victim was at R’s house. They were taking drugs. V became unconscious and R tried to revive him. He telephoned V’s mother the next day. R said that V was ill and sitting on R’s doorstep. V’s mother told R to take V inside and keep him warm. R agreed, but did not, returning to bed. Later V was found by a passer-by, taken to hospital and he died. The trial judge directed the jury that a duty of care could be assumed: V was a friend, V was in R’s house, R had attempted to revive him. The jury was told if they decided R had assumed this duty, they were entitled to decide whether by putting V outside R had breached that duty. The jury decided in the affirmative and R was convicted

Held: The Court of Appeal followed the approach taken in Stone and Dobinson and upheld the conviction.

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71
Q

4.5 A breach of a contractual duty

A

The duty can be owed by the defendant either to the party with whom the defendant is
contracted or to a third party.

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72
Q

Key case: R v Pittwood [1902] 19 TLR 37

A

Facts: Pittwood was employed as a level-crossing gatekeeper. He failed to close the gate when a
train was coming and a man was killed by the train.

Held: Pittwood’s failure to close the gate could amount to the actus reus of manslaughter by
omission, because he was under a contractual duty to do so when a train was approaching.

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73
Q

4.6 Defendant creates a dangerous situation

A

If a person accidently started a fire in a house, the person has a duty to take reasonable steps to
counteract the dangerous situation created. The steps need only be reasonable, so a person
would not be expected to risk their own life to save the lives of others, but they would be expected to take reasonable steps, such as summoning help, warning any occupants of the house that it is on fire, and so on.

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74
Q

Key case: R v Miller [1983] 2 AC 161 (per Lord Diplock)

A

Facts: Miller, a squatter, fell asleep in a bed whilst holding a lighted cigarette. He awoke to find the mattress smouldering. He realised it was his cigarette that had caused the fire, but all he did was to move to another room and go to sleep again. The house was damaged by fire.

Held: Miller was convicted of arson (Criminal Damage Act 1971, s 1(1) and s 1(3)).

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75
Q

House of Lords

A

The House of Lords held that if someone inadvertently sets in motion a chain of events that causes the risk of damage, and that person becomes aware of what is happening and he can prevent further damage, his inaction or omission to do so can become an actus reus of criminal damage.

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76
Q

Lord Diplock

A

I see no rational ground for excluding from conduct capable of giving rise to criminal liability,
conduct which consists of failing to take measures that lie within one’s power to counteract a danger that one has oneself created, if at the time of such conduct one’s state of mind is such as constitutes a necessary ingredient of the offence.

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77
Q

Key case: R v Evans [2009] 1 WLR 1999

A

Facts: Gemma Evans, a 24-year-old woman, purchased heroin and supplied her 16-year-old
sister, Carly. Carly self-injected in a house in which she resided with Evans and her mother
(Andrea Townsend). After injecting the drug, she developed and complained of symptoms
consistent with an overdose. Gemma Evans and Andrea Townsend were also heroin addicts, they knew the signs of an overdose and were fully aware of the dangers involved. They appreciated that Carly’s condition was very serious and indicative of an overdose

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78
Q

Key case: R v Evans [2009] 1 WLR 1999

A

Evans said that she had
seen that Carly’s lips had turned blue, that she was ‘in a mess’, and was incapable of responding
to attempts to speak to her. Evans and Townsend decided not to seek medical assistance because they feared that they themselves and possibly Carly would get into trouble. Instead, they put Carly in bed with the hope that she would make a miraculous recovery.

Although the women slept
in the same room and checked on Carly occasionally, Carly died during the night. The medical
evidence demonstrated that the cause of death was heroin poisoning. Evans and her mother were charged with gross negligence manslaughter.

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79
Q

Appeal against convictions

A

Evans appealed against her conviction for gross negligence manslaughter. It was argued by the defence team that the case should have been withdrawn from the jury because the Crown failed to establish that Evans owed the victim a duty of care.

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80
Q

Judgement

Adult Sibling Relationship

A

Held: The mother was convicted on the basis of her ‘familial duty or responsibility which marked
her relationship with the deceased’ and which required her to take responsible steps to summon assistance for her young daughter once she realised she was critically ill and in need of urgent medical attention. Since Evans was an older half-sister, the court decided that she did not come within the purview of the familial duty doctrine. An adult sibling is not regarded as the constructive guardian of younger siblings.

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81
Q

Court of Appeal Judgement

A

However, the Court of Appeal held that Evans had a duty of care because she had created a
dangerous situation and failed to do anything to remedy it. This overlooks the fact that Evans’s
sister created the dangerous situation by making the independent choice to self-inject. In effect, Evans was convicted on the grounds that she had helped her sister to create a dangerous
situation for herself by supplying her with deadly drugs, she was aware that her sister’s act of
self-injection had put her in peril and she failed to summon help when she was in a position to do
so

82
Q

4.7 Public office holders

Key case: R v Dytham [1979] QB 722

A

Facts: D was a police constable, on duty and in uniform, who in the early hours of the morning
saw a man who had been evicted from a club being kicked so badly that he later died. D did not
attempt to stop the disturbance and when the incident ceased, he drove off.

Held: He was guilty of wilfully neglecting to perform his duty.

83
Q

4.8 Omissions and causation

A
  • The relationship between omissions and causation in this context means that if the defendant
    had acted, D could have made a causal difference.
  • The defendant cannot cause by omission.
  • The defendant can fail to uncause when D has a duty to uncause, but this is different to
    causing.
    For example, if V self-injects dangerous drugs into their own arm and suffers an overdose, the
    cause of V’s death is their own act of self-injection. The drugs are causing V to die. But if the supplier of the drug is present when V overdoses, the supplier will have a duty to try to uncause
    what V has caused.
84
Q

4.9 Summary

A
  • The general rule is that a defendant cannot be criminally liable for a failure to act (R v Smith (William)). We examined the circumstances in which a defendant may commit the actus reus of an offence and be convicted because they have omitted or failed to act when under a duty to do so
85
Q

A legal duty to act may arise from a:

A

-Statutory duty;
- Special relationship;
- Voluntary assumption of a duty if care;
- Contractual duty;
- Creating a dangerous situation; and
- Public office

86
Q
  1. Mens rea overview
A

‘Mens rea’ means ‘guilty mind’. Most offences require that the defendant not only commits the
act, but also in some way has a ‘guilty mind’. However, this phrase can be quite misleading, as it does not necessarily mean that the defendant is morally guilty, merely that in law the defendant has the required mental element for the crime.

87
Q
  1. Mens rea overview
A

The term ‘mens rea’ covers a number of mental states that may need to be proved in relation to the actus reus of a crime. It is possible for a particular actus reus to have more than one type of mens rea required in order to complete the offence. Example is Burglary

88
Q

Focus on the state of mind

A

The state of mind that the prosecution must prove to secure a conviction will vary from crime to crime. You will need to familiarise yourself with the various types of mens rea and learn which type is required to accompany the actus reus for each crime. What follows is a brief summary of some of the differing types of mens rea

89
Q

5.1 Intention

A

Some offences require that the defendant must have intended a specified result. The obvious example of this is murder, where the defendant must intend to kill the victim or intend to cause the victim serious harm: R v Vickers [1957] 2 QB 664

90
Q

Types of Intention

A

There are two types of intention:
* Direct intention: The aim or purpose of the defendant’s act (R v Moloney); and
* Indirect/oblique intention: Used in rare cases where the defendant does something manifestly dangerous and someone dies or is seriously injured but that was not the primary aim of the
defendant.

91
Q

5.2 Recklessness

A

Recklessness occurs when somebody takes an unjustifiable risk, aware of the danger that the
prohibited harm may occur upon taking that risk. More often, the defendant can be convicted, either if D intended the result, or if D was reckless as to whether the result should occur. This is a position, for example, with the offence of criminal damage

92
Q

S 20 Offences Against the Person Act 1861.

A

Some offences use other words when defining the mens rea needed such as the word
‘maliciously’. This has been held to allow for the actus reus to be committed intentionally or in the
alternative, recklessly such as s 20 Offences Against the Person Act 1861.

93
Q

5.3 Knowledge and belief

A

Under s 22 Theft Act 1968, a person is guilty of handling stolen goods if, ‘knowing or believing
them to be stolen’, that person receives the goods. These words have been held to allow for the defendant who is absolutely certain as to the existence of a particular circumstance, or is at least possibly aware that the particular circumstance exists.

94
Q

5.4 Dishonesty

A

In common with most offences under the Theft Act 1968, the defendant must also be found to
have been dishonest when handling the goods. This word is not actually defined in the Act.
However, the Supreme Court considered this requirement in the case of Ivey v Genting Casinos
[2017] UKSC 67, and a workable test was set out.

95
Q

5.5 Negligence

A

Negligence is when the defendant’s actions fall below the standard of a reasonable person.
Although negligence is of great importance in civil law, it does not feature prominently in the
criminal law. There are a number of statutory offences in which negligence is the basis of liability,
and perhaps the best known of these is careless driving. Some criminal law offences have
negligence as an element of mens rea, gross negligence manslaughter for example. Here, the negligence must be gross.

96
Q

Key case: R v Bateman [1925] 19 Cr App R 8 (CCA)

A

In this case, the distinction between gross negligence and civil negligence was described:

[…] in order to establish criminal liability the facts must be such that, in the opinion of the jury,
the negligence of the accused went beyond a mere matter of compensation between subjects
and showed such disregard for the life and safety of others as to amount to a crime against
the state and conduct deserving punishment.

97
Q

Key case: R v Sheppard [1981] AC 394 (HL)

A

There is some opinion that negligence should not feature at all, as it requires judging a person
against the state of mind of a non-existent, hypothetical person rather than their own state of
mind, which is surely what mens rea requires.

98
Q

Lord Diplock

A

The concept of the reasonable man as providing the standard by which the liability of real
persons for their conduct is to be determined is a concept of civil law, particularly in relation to
the tort of negligence; the obtrusion into criminal law of conformity with the notional conduct of the reasonable man as relevant to criminal liability, though not unknown, is exceptional, and should not be lightly extended.

99
Q

5.6 Summary

A
  • ‘Mens rea’ means ‘guilty mind’.
  • This section contained an overview of some common types of mens rea:
  • Intention: Direct (the defendant’s aim) and indirect (death or serious injury was a virtual
    certainty and the defendant knew this, even if it was not the primary motive);
  • Recklessness: The defendant saw a risk of harm, went ahead anyway and the risk was an
    unjustified one to take;
  • Knowledge and belief;
  • Dishonesty; and
  • Negligence.
100
Q

Linking mens rea with actus reus

A

It is important to remember that any discussion concerning whether a defendant has a
particular form of mens rea must, in practice, be linked to a specific act or consequence as
required for the offence in question (ie the actus reus).

101
Q

Mens Rea cannot be discussed in abstract

A

It is never acceptable to simply state mens rea in the abstract. For example, to be convicted of committing criminal damage, the
defendant must either intend to destroy/damage property belong to another, or be reckless as
to the destruction/damage of the property belonging to another.

102
Q
  1. Intention
A

There are two types of intention in criminal law:
(a) Direct intent; and
(b) Oblique intent (also known as indirect intent).
We will also consider the role of motive in criminal law.

103
Q

6.1 Direct intention

A

Direct intent is where the consequence is what the defendant aims to happen. It is the purpose or objective of D’s act. If the consequence is D’s purpose, D intends it even if D’s chances of success are slim. This is a wholly subjective test, from the defendant’s point of view.

For example, if the defendant, wanting to kill, shoots at the victim half a mile away knowing that they could easily miss, D still intends to kill because that is what D is trying to achieve. The result has formed at least part of the reason for D acting.

104
Q

Key case: R v Moloney [1985] 1 All ER 1025 (HL)

A

Lord Bridge made it clear that it was the jury’s task to decide on the matter of intention. He stated
that the word should be given its ordinary meaning and that judges should generally avoid
defining the term intention, beyond explaining that it differs from ‘desire’ and ‘motive’.

105
Q

Direct Intention

A
  • Direct intention is the most common type of intention and the one you should consider first.
106
Q

The Golden Rule

A

The golden rule should be that, when directing a jury on the mental element necessary in a
crime of specific intent, the judge should avoid any elaboration or paraphrase of what it meant
by intent, and leave it to the jury’s good sense to decide whether the accused acted with
necessary intent, unless the judge is convinced that, on the facts and having regard to the
way the case has been presented to the jury in evidence and argument, some further
elaboration is strictly necessary to avoid misunderstanding.

107
Q

Intending a Result

A

Case law has recognised that a defendant may ‘intend’ a result because it is the purpose of
D’s act.

108
Q

Defendant’s aim or purpose

A

Whenever considering whether the defendant intended to commit the actus reus, a trial judge should simply direct the jury to convict the defendant if they are satisfied that it was the
defendant’s aim or purpose to commit the actus reus.

109
Q

In a murder trial

A

The jury must simply consider whether the defendant intended
(was it D’s aim/purpose) to kill or cause serious harm when D committed the actus reus. Judges
should refrain from giving juries any further elaboration as to what this means.

In reality, this happens in the vast majority of cases. This is particularly true in cases where there has been a direct attack upon the victim, and evidence is available to show that the defendant wanted the actual consequence to happen.

110
Q

6.2 Oblique intention

A

Elaborate on the meaning of intention:
* The jury has specifically requested further guidance on the issue, in which case further
direction should be given to them.
* The trial judge is of the opinion that the facts themselves, or the presentation of evidence in
court, has meant that the jury would benefit from further guidance.

111
Q

Lord Bridge in Moloney

A

It has been suggested by Lord Bridge in Moloney that such cases would be ‘rare’. However, he did not make any attempt to clarify what sort of cases would fall into this ‘rare’ category.

112
Q

Giving an elaborate direction

A

By way of example, it has since been suggested that it may sometimes be necessary to give a jury an elaborated direction on the meaning of intention in those relatively rare cases where the
defendant does an act which is manifestly dangerous, and as a result someone dies, but where
the primary desire or motive may not have been to harm that person.

113
Q

Murder Trials

A

It is murder trials that have provided the forum for discussion of this issue in the past, although there is no reason why this could not become an issue in any offence where intention is the only form of mens rea available. In reality, the number of cases where extended guidance is given to a jury is extremely small.

114
Q

Oblique Intent

A

Oblique intent is where the consequence is not the defendant’s purpose but rather a side effect that D accepts as an inevitable or certain accompaniment to D’s direct intention. The consequence here does not have to be ‘desired’. Indeed, the defendant may even regret that this incidental consequence will occur.

115
Q

Key case: R v Woollin [1999] AC 82

The test for oblique intent was adopted by the House of Lords

A

Where the charge is murder and in the rare cases where the simple direction is not enough, the jury should be directed that they are not entitled to find the necessary intention unless they
feel sure that the death or serious bodily harm was a virtual certainty (barring some
unforeseen event) as a result of the defendant’s action and that the defendant appreciated
that such was the case

116
Q

Whether oblique intention is a definition of intention or merely
evidence of intention.

R v Moloney

A

Lord Bridge stated that such a state of mind could only be evidence of
intention

117
Q

R v Woollin

A

The jury are still to be instructed that they are not entitled to find the necessary intention unless they find foresight of virtual certainty, not that they must find the necessary intention in such a case

118
Q

Key case: R v Matthews and Alleyne [2003] EWCA Crim 192

A

In this case, the trial judge had directed the jury to find that intention to kill was proved if they
were satisfied that the defendant had appreciated that there was a virtual certainty of death. The
Court of Appeal did not consider that Lord Steyn had changed the law, and said the foresight of
virtual certainty was still only evidence of intention. The law has not yet reached a definition of intent in murder in terms of appreciation of a virtual certainty.

119
Q

Professor John Smith [1998] Crim LR 891

A

Some of us hoped that a perceptive jury would ask some unlucky judge what was the state of mind they were required to find proved which was not purpose but was something more than foresight of virtual certainty? – a question to which there appears to be no answer.

120
Q

The Draft Criminal Code also includes oblique intention in its definition of intention

A

(1) […] a person acts
(a) “intentionally” with respect to a result when –
(i) it is his purpose to cause it, or
(ii) although it is not his purpose to cause it, he knows that it would occur in the ordinary course of events if he were to succeed in his purpose of causing some other result.

121
Q

R v Woollin

A

Much of the law in this area has concentrated on what is required for the jury to find indirect
intent but R v Woollin contains the current model direct to be given to the jury.

122
Q

Rare circumstances

A

Oblique intent is only to be used in rare circumstances when the facts require it and when intention is the only form of mens rea for the offence eg murder, causing GBH with intent contrary to s 18 Offences Against the Person Act 1861.

123
Q

Intention or recklessness

A

This means that if the rules of the offence allows mens rea in the form of intention or recklessness
then you must not refer to oblique intent. For example, if a defendant is charged with criminal damage and D does not directly intend to destroy/damage property, then you must consider whether D was reckless.

124
Q

6.3 Motive and intention

A

What the law is very clear about is that intention should not be confused with motive or desire. While the defendant may have a motive (for instance, a reason to kill), that does not mean when
D commits the actus reus D can automatically be taken to have the intention to kill.

125
Q

Intend both their ends

A

However, while a motive is not the same as intention, an individual can be taken to intend both their ends and the means through which they will achieve them.

126
Q

Key case: R v Moloney [1985] 1 All ER 1025 (HL)

A

Suppose D puts a bomb in a cargo
aeroplane which he has insured and the bomb is timed to go off mid-flight. It is D’s aim/direct
intention to claim for the aircraft on his insurance. This is his motive in placing the bomb in the aeroplane. However, the destruction of the aeroplane is the means to achieving his aim, so destroying the aeroplane is also his direct intention. The death of the pilot is an inevitable side effect of what he has done, but was not necessary for him to achieve his aim, so this is his oblique intention.

127
Q

Key case: Chandler v DPP [1964] AC 763 (HL)

A

Facts: The appellants had wished to demonstrate their opposition to nuclear weapons. They had
planned a non-violent action to immobilise an aircraft at an RAF station for a period of six hours.
They were convicted of conspiracy to commit a breach of s 1 Official Secrets Act 1911, namely to enter a prohibited place for ‘a purpose prejudicial to the safety or interests of the state’.

128
Q

Judgement

A

Held: On appeal against conviction, Radcliffe LJ agreed with the trial judge’s direction to the jury that the appellants had made their entry for two separate purposes:

[…] an immediate purpose of obstructing the airfield, and a further or long-term purpose of
inducing or compelling the government to abandon nuclear weapons in the true interests of the state

129
Q

Key case: R v Hill (1985) 81 Cr App R 206 (CA)

A

Motive can be used as evidence of intention. Robert Goff LJ stated in the context of poisoning offences under s24 Offences Against the
Person Act 1861. We have no doubt that, in considering whether in any particular case the accused acted “with
intent to injure”.

130
Q

Key case: R v Hill (1985) 81 Cr App R 206 (CA)

A

The accused may, in one case, administer the noxious thing
with the intent that it would itself injure the person in question; but in another case he may have an ulterior motive, as for example when he administers a sleeping pill to a woman with an intent to rape her when she is comatose. In either case he will, in our judgment, have an intent
to injure the person in question, within the words in the section.

131
Q

6.4 Summary

A
  • There are two types of intention in criminal law: direct intent and oblique intent.
  • When advising juries as to the meaning of intention, many judges have been keen to state
    that, in a majority of cases, no guidance as to its meaning should be given and rather it should be left to the common sense of the jury. Presumably, the reason behind this is that ‘intention’ is an ordinary word in everyday usage.
  • Direct intent is where the consequence is what the defendant, subjectively, aims to happen (R v Moloney).
  • Juries are not entitled to find oblique intent unless they feel sure:
  • Death or serious injury was a virtual certainty as a result of the defendant’s action
    (objective element); and
  • The defendant appreciated that (subjective element) (R v Woollin).
  • Oblique intent is not intention but evidence of it (R v Matthews & Alleyne).
  • Motive is not the same as intention (DPP v Chandler) but can be used as evidence of intention (R v Hill).
132
Q
  1. Recklessness
A

We are now moving on to consider those offences that can be carried out with reckless mens rea.

133
Q

The Offense of Criminal Damage

A

Where the defendant does not intend to destroy or damage property belonging to another, D can still be liable where D recklessly destroys or damages property belonging to another (s 1(1) Criminal Damage Act 1971).

134
Q

Recklessness Definition

A

Recklessness is when a person does not intend to cause a harmful result but sees a risk of harm and goes ahead anyway. In order to be criminally liable for reckless behaviour, the risk taking.

Must be unjustifiable. If risk taking is justifiable, there is social utility or value to the activity, against the likelihood and the amount of harm that might happen.

135
Q

Degree of Probability of Occurrence

A

If the conduct has no social utility—for example, a game of ‘Russian roulette’ or an armed robbery—the slightest possibility of any harm should be enough. If the act has a high degree of social utility—for example, the performance of a surgical operation—then only a very high degree of probability of grave harm that outweighs the social utility will suffice to condemn it as reckless

136
Q

7.1 The current definition of recklessness

A

Key case: R v G and another [2003] UKHL 50

The current definition of recklessness comes from this case and was given in the context of
criminal damage. Lord Bingham, with whom the other judges agreed, approved the following
definition of recklessness laid down in Clause 18 of the Law Commission’s Draft Criminal Code
(1989).

137
Q

Key case: R v G and another [2003] UKHL 50

A

A person acts recklessly within the meaning of section 1 of the Criminal Damage Act 1971 with
respect to –
(i) a circumstance when he is aware of a risk that it exists or will exist;
(ii) a result when he is aware of a risk that it will occur;
and it is, in the circumstances known to him, unreasonable to take the risk.

138
Q

The Court of Appeal in A-G’s Reference (No 3 of 2003) [2004] 2 Crim App R 367 R v G should be of general application.

Second part of recklessness

A

In the circumstances known to him, it was unreasonable to take the risk.

In deciding whether the risk is a reasonable one to take, the jury will consider the social utility of
what the defendant is doing. If there is no social utility at all, then the jury will probably decide
that even a tiny risk is unjustified.

139
Q

R v G

A

For example, if the accused throws a lighted cigarette into an empty wastepaper bin which, unknown to D, contains a small quantity of flammable fluid put there by someone else, the jury must ignore the presence of this flammable fluid when answering the second question.

140
Q

7.2 Summary

A
  • Recklessness is a form of mens rea or guilty mind.
  • Examples of offences that have recklessness as a form of mens rea are: assault and basic
    criminal damage.
  • According to R v G, a defendant is recklessness when:
  • D foresaw a risk of harm and went ahead anyway; and
  • In the circumstances known to the defendant, it was unreasonable to take the risk.
141
Q
  1. Additional principles
A

This section considers some additional principles of criminal liability such as the rules on
coincidence, transferred malice and mistake.

142
Q

8.1 Coincidence of actus reus and mens rea

A

Coincidence of actus reus and mens rea: As a general rule, the defendant must have the
relevant mens rea for the offence at the precise moment when D commits the actus reus. This
is known as the requirement for coincidence of actus reus and mens rea.

143
Q

Flexible Interpretations

A

The courts have developed some flexible interpretations to get round the requirement for coincidence of actus reus (guilty act) and mens rea (criminal intention):
* The continuing act theory; and
* The one transaction principle.

144
Q

8.2 The continuing act theory

Key case: Fagan v Metropolitan Police Commissioner [1969] 1QB 439

A

Facts: Fagan accidentally drove onto a policeman’s foot. The policeman asked him to move off his
foot, but Fagan put the handbrake on and refused to do so. He was charged with assaulting a
police officer in the execution of his duty. At the time of driving onto the foot, which was the actus
reus of the crime, he did not have the mens rea.

145
Q

Judgement

A

Held: However, the Divisional Court held that the assault involved a battery and this battery
continued after the car came to rest. The actus reus was a continuing act, and it was enough that
Fagan had the mens rea at some time during its continuance.

146
Q

Continuing Act Theory

A

A defendant can be guilty of an offence using the continuing act theory if they form the mens rea
for the offence at some point during the actus reus continuing. In the Fagan case, the defendant formed the mens rea when he realised that his vehicle was on the police officer’s foot and did not move it. At the moment he formed the mens rea, the actus
reus was still continuing

147
Q

One Transaction Principle

A

Sometimes the court will categorise the actions of the accused as a series of acts, making up one
transaction. In certain circumstances it is enough for the defendant to have the mens rea at some
time during that transaction.

148
Q

Key case: Thabo Meli [1954] 1 All ER 373 PC

A

Facts: The appellants hit V over the head with intent to kill him. Thinking that they had killed him,
they rolled his body over the cliff to make his death appear accidental. It was later discovered
that V died from exposure at the foot of the clif

149
Q

Key case: Thabo Meli [1954] 1 All ER 373 PC Judgement

Mens rea existed at one point

A

Held: The appellants had the mens rea for murder when they hit V, but not when they did the act
that caused his death, as they thought he was already dead at this point. The Privy Council said
that because the appellants’ acts were performed in pursuance of an antecedent plan to kill the victim, the series of acts could not be divided up. They formed one transaction and it was enough that the mens rea existed at some point during that transaction.

150
Q

8.4 Extension of the one transaction principle: Causation

A

This principle has been extended to cases where there was no prior planning. In Le Brun it was recognised that sometimes the problem of coincidence of actus reus and mens
rea may be avoided by viewing the act done with the mens rea (the first act) as causing subsequent acts. D’s act of knocking his wife unconscious caused him to drag her home and drop her on the pavement.

151
Q

Key case: R v Le Brun [1992] QB 61
(Part of the same transaction)

A

D assaulted his wife, hitting her on the jaw and knocking her unconscious. He then attempted to
drag her home, and in doing so he accidentally dropped her and she fractured her skull on the
pavement. She died from the fracture to the skull. D was convicted of manslaughter and the
conviction was upheld. The court said that the unlawful act and the act causing death were all
part of the ‘same transaction’

152
Q

Key case: R v Le Brun [1992] QB 61 Judgement

A

Lord Lane stated that it did not matter that there was no preconceived plan and that the defendant knew that his wife was still alive. He said that the
transaction continued as long as the defendant was trying to cover up the crime he believed he
had committed.

153
Q

8.5 Where it isn’t clear which of D’s acts was the actus reus

Key case: AG’s Ref [No 4 of 1980] [1981] 1 WLR 705

A

D pushed V down some stairs. He then pulled V back up the stairs by using rope tied around her
neck. He also cut her throat. It was unclear whether she had died from strangulation or the
stabbing. The court said that it was unnecessary to prove which act caused the death

154
Q

Judgement

A

If an accused kills another by one or other of two or more different acts each of which, if it caused the death, is a sufficient act to establish manslaughter, is it necessary in order to found a conviction to prove which act caused the death? The answer to that question is no, it is not
necessary to found a conviction to prove which act caused the death

155
Q

8.6 Transferred malice

A

Transferred malice: Transferred ‘malice’ is when D’s mens rea is transferred from the intended harm to the actual harm.

156
Q

8.6 Transferred malice

A

It does not make a difference to criminal liability that D, for example, intends to kill X, but misses
and kills Y instead. The doctrine of transferred malice operates to allow the mens rea against X to
be transferred and joined with the actus reus that causes the prohibited harm to Y. D’s intended
harm against X can be transferred to the unintended victim, Y, and D will still be guilty of the
crime of murder

157
Q

Key case: R v Latimer [1886] LR 17 QBD 359

A

Facts: L aimed a blow at C with a belt, striking C slightly. The belt then recoiled, hitting V in the
face and wounding her severely.

Held: L’s appeal against his conviction under s 20 Offences Against the Person Act 1861 was
dismissed. The court held that his intention to injure C could be transferred to V.

158
Q

Key case: R v Mitchell [1983] QB 741

A

Transferred malice was applied to manslaughter. The defendant assaulted A, aged 72, causing
him to fall on to B, aged 89, ultimately causing her death.

159
Q

8.7 Limits of transferred malice

Key case: R v Pembliton [1874] LR 2 CCR 119

A

Facts: The accused threw a stone at a crowd of people. He missed them but broke a glass window behind them. It was found that he intended to hit the people but not the window. Had he injured someone, he could have been convicted under s 20 Offences Against the Person Act 1861.

160
Q

Key case: R v Pembliton [1874] LR 2 CCR 119 Judgement

A

Held: The court quashed his conviction for criminal damage since that was an offence with a different mens rea. To be liable for criminal damage, the accused must have intended to damage
property or been reckless to the same. An intention to injure a person was insufficient

161
Q

Instances where transferred malice will not assist

A

Therefore,
transferred malice will not assist where the defendant has the mens rea for one crime and the
actus reus for another. The defendant must have the mens rea for the crime charged. It is not
possible to mix and match the mens rea of different crimes.

162
Q

8.8 Mistake

A

Where the defendant makes a mistake, the effect this will have on criminal liability depends upon
the type of mistake. We will consider:
* Ignorance of the law; and
* Mistakes that negate the mens rea.

163
Q

8.8.1 Ignorance of the law

A

If the defendant does not know they are breaking the law, this mistake will not help avoid liability.
Hence, the saying ‘ignorance of the law is no excuse’. This is the case even if the defendant’s
ignorance is quite reasonable, and even if it were impossible for D to know of the prohibition in
question.

164
Q

Key case: R v Bailey [1800] Russ & Ry 1

A

D was convicted of an offence created by a statute when he was on the high seas. He committed
it before the end of his voyage when he could not possibly have known of the statute.

165
Q

8.8.2 Mistakes that negate the mens rea

A

A defendant might make a mistake as to some element of the actus reus, which will prevent D from
having the mens rea. This could be a mistake of fact, for example if the defendant takes the wrong
umbrella away from a restaurant, mistakenly believing it is their umbrella, there will be no liability for theft because D will not be dishonest. The mistake could be one of civil law, as seen in R v
Smith.

166
Q

Reasonability

A

If the mens rea required for the relevant element of the actus reus is intention or recklessness,
there is no need for the mistake to be reasonable. If the mens rea requirement is negligence, then the mistake must be reasonable.

167
Q

Key case: R v Smith [1974] QB 354

A

Facts: Smith was the tenant of a flat. He installed a stereo system and, with the consent of the
landlady, added some roof and wall panels to hide the wiring. These, being affixed to the building, became the property of the landlady. Not knowing about this law, and believing them to
be his own property, Smith damaged the panels when he removed his stereo system.

Held: The Court of Appeal quashed his conviction because he did not intentionally or recklessly
damage property belonging to another as required by the Criminal Damage Act 1971.

168
Q

8.9 Summary

A
  • Coincidence of actus reus and mens rea
  • The continuing act theory
  • The one transaction principle
  • Transferred malice
  • Mistake
169
Q
  1. Defences overview
A

For a defendant to be criminally liable, they must have the actus reus and mens rea of the
relevant offence and the absence of a valid defence- a justification or excuse for D’s behaviour. General defences are available
to almost any crime, such as self-defence and intoxication

170
Q

Partial defences

A

These partial defences are covered in other elements. There are lots of other defences, general and specific, in addition to those covered in this element such as insanity/ automatism, duress, infancy and necessity.

171
Q
  1. Defences overview
A

Some defences only operate in
relation to specific crimes, such as the special defences of loss of control and diminished
responsibility which are available in relation to murder only.

172
Q

9.1 Intoxication

A

The defendant may avoid criminal liability if intoxicated with drugs or alcohol. A defendant is
more likely to be successful with an intoxication defence if involuntarily intoxicated rather than voluntarily intoxicated

173
Q

Involuntary intoxication (such as being drugged without consent)

A

With involuntary intoxication (such as being drugged without consent), the court will ask whether the defendant form the mens rea even though intoxicated (Kingston [1995] 2 AC 355).

174
Q

Voluntary intoxication (such as getting drunk on alcohol),

A

With voluntary intoxication (such as getting drunk on alcohol), the rules are a little more complex. Essentially, with less serious crimes of basic intent (where recklessness is a form of mens rea available), the defendant will be deemed reckless if they would have foresaw the risk of
harm if sober (Coley, McGhee and Harris [2013] EWCA Crim 233). Other elements cover these
rules in more detail.

175
Q

9.2 Consent

A
  • If the offence is an assault or battery, consent is available if the victim consented or D honestly
    believed that V was consenting (AG Reference (No 6 of 1980)[1981] QB 715).
176
Q

9.2 Consent

A
  • If D intended to cause the offence of actual bodily harm or above, consent is not available (R v
    Brown[1994] AC 212) unless some of the public interest exceptions apply: medical treatment,
    sport, horseplay, tattooing/personal adornment and sexual gratification/accidental infliction of harm.
177
Q

9.3 Self-defence

A

Self-defence can be used in protection of yourself, another or property.

178
Q

9.3 Self-defence

A
  • If successful, the defendant will be acquitted.
    It is a defence that is found in both common law and a statute, under s 76 Criminal Justice and
    Immigration Act 2008 (as amended).
    The defendant is entitled to rely on the defence if:
  • The defendant honestly believed that the use of force was necessary; and
  • The level of force the defendant used in response was objectively reasonable in the
    circumstances as the defendant believed them to be.
179
Q

9.4 Mistake

A

While ignorance of the criminal law will not prevent criminal liability, the defendant may make a
mistake of fact or civil law which can mean that the mens rea of the offence is not fulfilled and will
escape criminal liability as a result. This could be a mistake of fact. If Ryan takes the wrong
umbrella away from a restaurant, mistakenly believing it is his, he will not be liable for theft
because he will not be dishonest.

180
Q

9.5 Summary

A

This section considered some general defences in overview which can allow a defendant to avoid
criminal liability:

181
Q
A
  • With involuntary intoxication the court will ask whether the defendant form the mens rea even
    though intoxicated (Kingston). With voluntary intoxication and less serious crimes of basic
    intent, the defendant will be deemed reckless if they would have foresaw the risk of harm if sober (Coley, McGhee and Harris)
182
Q

Assault or battery

A
  • If the offence is an assault or battery, consent is available if the victim consented or D honestly
    believed that V was consenting, AG Reference (No 6 of 1980). If D intended to cause the
    offence of actual bodily harm or above, consent is not available (R v Brown) unless some of the
    public interest exceptions apply: medical treatment, sport, horseplay, tattooing/personal
    adornment and sexual gratification/accidental infliction of harm
183
Q

Entitled to rely on self-defence

A
  • A defendant is entitled to rely on self-defence if protecting themselves, another or property.
    The defendant must honestly believe that the use of force is necessary and the level of force
    the defendant uses in response is objectively reasonable in the circumstances as the
    defendant believes them to be
184
Q

Ignorance of the criminal law

A

While ignorance of the criminal law will not prevent criminal liability, the defendant may make
a mistake of fact or civil law which can mean that the mens rea of the offence is not fulfilled and will escape criminal liability as a result.

185
Q

Murder

A

Murder is a common law offence and is defined as ’unlawful homicide with malice aforethought

186
Q

Murder

A

Under English law there is no offence of homicide as such. It is a generic term and can be broadly
defined as causing the death of another human being. Murder is the most serious form of
homicide, and what distinguishes murder from other forms of homicide is that the defendant must
act with a specific intent. Homicide also covers other offences including involuntary manslaughter
for example.

187
Q

Punishment

A

Murder carries a mandatory life sentence pursuant to the Murder (Abolition of Death Penalty) Act 1965. The judge has no discretion in sentencing other than to recommend a minimum term before
a prisoner can be released on licence.

188
Q

Unlawful homicide

A

Unlawful homicide: The actus reus elements of the offence are the words ‘unlawful homicide’.
Unlawful homicide was defined by Sir Edward Coke (3 Inst 47) as ‘[…] unlawfully killing a reasonable person who is in being and under the King’s peace […]’.

189
Q

10.1 Unlawful

A

The killing must be unlawful. It will be lawful to kill another if it falls into one of the following
categories:
* Killing enemy soldiers in battle;
* Advancement of justice: An example of this is the lawful application of the death penalty.
Although we no longer have the death penalty in this country there are occasions when person
could be tried in this country for a killing which occurred in a country which does have the
death penalty;
* Self-defence: Killing will be lawful where the force used was reasonable and necessary to
prevent crime or protect self, others or property.

190
Q

10.2 Killing

A

Murder is a result crime which requires the prosecution to show that the defendant caused the
death of the victim. To do this, the tests of factual and legal causation must be satisfied. Other
elements cover causation in detail. In brief these tests are:
* Factual cause: ‘But for’ the acts or omissions of the defendant, the relevant consequence
would not have occurred in the way that it did (R v White[1910] 2 KB 124).
* Legal cause: The defendant’s act must be the ‘substantial’ cause of the prohibited harm.
Substantial does not mean it has to be the only or principal cause but it needs to be more than
minimal (R v Hughes[2013] UKSC 56).

191
Q

10.3 Human being & death

A

A reasonable person in being
The victim of a homicide must be a person, a human being. It is not possible to murder a corpse. . At the moment which the brain dies, the person will be held to have died. It is the unanimous belief of the medical profession that without the brain the body simply cannot survive. A person is ‘in being’ when born alive and capable of independent life. The court found it necessary to determine when a person becomes ‘in being’ in these cases.

192
Q

Key case: R v Poulton [1832] 5 C & P

A

Littledale J made it clear that the child must be fully expelled from the mother’s body and born alive: […] the being born must mean that the whole body is brought into the world; and it is not sufficient that the child expires in the progress of the birth. Whether the child was born alive or not depends mainly upon the evidence of the medical men

193
Q

Key case: R v Reeves [1839] 9 C & P 25

A

This case indicated that it was not necessary for the umbilical cord between mother and child to
have been cut.

194
Q

Key case: AG-Ref (No 3 of 1994) [1998] AC 245

A

A pregnant woman was stabbed in the abdomen, her child was born prematurely and died. The child was not a live person when stabbed and therefore this could not be murder.

195
Q

10.4 Under the King’s Peace

Key case: R v Adebolajo [2014] EWCA Crim 2779

A

Held: Lord Thomas CJ, said:
The law is now clear. An offender can generally be tried for murder wherever committed if he is
a British subject, or, if not a British subject, the murder was committed within England and Wales. The reference to “the Queen’s[/King’s] peace”, as originally dealt with in the cases to which we have referred, went essentially to jurisdiction

196
Q

10.5 Mens rea for murder

A

Malice aforethought: The mens rea for murder is ‘malice aforethought’ which means:
* Intention to kill (express malice); or
* Intention to cause grievous bodily harm (implied malice). Grievous bodily harm means
‘serious harm’ (Saunders[1985] Crim LR 230).
The defendant does not need to have any malice, nor does the act need to be premeditated.
Mercy killing is no defence in English law (Inglis [2011] 1 WLR 1110).
The defendant can have malice aforethought even if they kill a person in the spur of the moment.

197
Q

Key case: R v Vickers [1957] 2 QB 664

A

Facts: In Vickers, the defendant broke into a shop intending to steal from it. He was disturbed by the elderly lady who lived above the shop. Vickers struck her and kicked her in the face, as a result of which she died. Vickers was convicted of murder. He appealed against his conviction on the
grounds that the Homicide Act 1957 had removed an intention to cause grievous bodily harm as a
head of mens rea for murder. The defence argued that, if Vickers intended to cause her grievous
bodily harm, he was committing an offence under s 18 Offences Against the Person Act 1861, ie
another offence and therefore, under the s 1(1) Homicide Act 1957, the offence of murder had to
be disregarded.

Held: This argument was rejected by the Court of Appeal, which confirmed the mens rea of murder as intention to kill or intention to cause grievous bodily harm.

198
Q

10.6 Key principles of intention

A
  • Generally the meaning of intention should be left to the common sense of the jury. However, direct intent is where the consequence is what the defendant, subjectively, aims to happen (R v Moloney[1985] 1 All ER 10252q).
  • Where D’s aim or purpose in acting is something other than death or grievous bodily harm,
    juries are not entitled to find oblique intent unless they feel sure:
  • Death or serious injury was a virtual certainty as a result of the defendant’s action
    (objective element); and
  • The defendant appreciated that (subjective element) (R v Woollin[1999] AC 82).
  • Judges have said that the need for a Woollin direction will rarely arise. Oblique intent is not intention but evidence of it (R v Matthews & Alleyne[2003] EWCA Crim 192).
  • Motive is not the same as intention (DPP v Chandler[1964] AC 763) but can be used as evidence of intention (R v Hill(1985) 81 Cr App R 206).
199
Q

10.7 Summary

A

Murder is a common law offence defined as the unlawful killing of a reasonable person who is in
being under the King’s peace with malice aforethought. This element considered what the prosecution must prove for the actus reus of murder:
* Unlawful: The killing was not done in self-defence for example;
* Killing: The defendant caused the victim’s death in fact (White) and in law (Hughes);
* Human being: The victim was alive and capable of independent life before their death
(Poulton);
* King’s peace: The murder was committed within the legal jurisdiction of the courts of England
and Wales (Adebolajo).

200
Q

This section also considered the mens rea for murder which is ‘malice aforethought’:

A
  • Intention to kill (express malice); or
  • Intention to cause grievous bodily harm (implied malice) (Vickers). Grievous bodily harm means
    ‘serious harm’ (Saunders).
201
Q
A