Consent Flashcards

You may prefer our related Brainscape-certified flashcards:
1
Q

Why do we value consent on an ethical basis?

A

Consent is ethically significant because it respects individuals’ autonomy, dignity and right to make decisions about their own bodies and lives. It acknowledges that each person has the right to control what happens to them. There are two key ways to look at consent and why we value it.

Moral agency is based on the view that we are human agents because we have the capacity to reason. This capacity to reason is what separates us from other animate objects and allows us to make decisions that are in line with our own standards. No giving value to consent takes away someone’s ability to reason.

Prudential value/well being is based on our ability to experience different states and each of us have different views of what’s going to make our lives go well. Consent on this approach enables us to be guided by what is going to aid in our well being. If we try overrule this we are acting on an unjustified assumption that we know better what will make their live go well.

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2
Q

Why do we value consent on a legal basis?

A

Consents importance is also reflected in legal frameworks. Were consent is not given it can result in criminal liability (Crimes Act), Civil liability (Tortious battery), code liability (right 7 - the right to make an informed choice and give informed consent), or disciplinary liability.

Every intervention that involves touching is an assault/battery - but it would be absurd to be held liable for brushing past someone. There is an implied consent to touching in what is accepted as ordinary in daily life. Section 20(1) of Crimes Act provides that all law defenses are retained - consent is a common law defence/justification - therefore it remains applicable to the Crimes Act.

Medical treatment is not a daily life activity that is consented to within the scope of this implied consent. Rather section 61A of the Crimes Act sets out that any surgical procedure is lawful provided there is consent. The Court in Crown v Lee has held that this section extends to cover other procedures that are not surgical - section has a broad scope to cover all health related procedures.

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3
Q

When does the law say that consent is no defence?

A

Crimes Act Section 63 - Consent to Death. No one has a right to consent to the infliction of death upon himself or herself; and ; if any person is killed the fact he or she gave any such consent shall not affect the criminal responsibility of any person who is a party to the killing. (E.g., if you told someone to kill you and they did, they would still be guilty of murder).

**The End of Life Act is an exception to section 63.

Also consent not valid when incapacitated, intoxicated and do something outside the scope of the consent.

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4
Q

When do courts not recognise consent?

A

When what was done was outside the scope of what was consented to, in the cases of minors and if consent was given whilst intoxicated.

Specifically to health law - consent may be vitiated if patients consent was premised on a mistake belief of the nature and quality of the act/procedure. Very fact dependant assessment.

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5
Q

In the health care context exemplary damages are available when there is a ….

A

Flagrant disregard of rights.

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6
Q

What does it mean for consent to be legally effective in relation to medical law for the purposes of the Criminal law?

A

Consented to the nature and quality of the act.

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7
Q

Where there is consent to nature and quality of the act, but a failure to inform of aspect of treatment what can happen?

A

Courts generally treat as a DOC/Code breach.

They are reluctant to use tort of battery in the medical context involving failure to inform.

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8
Q

What are the facts of R v Lee?

A

Women consented to a religious deliverance practice which involved group applying excessive force to her for long period of time - she died.

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9
Q

What was the legal issue in R v Lee and what was the outcome?

A

Whether the should recognise her consent.

Could held that in cases of intention infliction of harm consent may be enough unless there are really good public policy reasons to remove the exception of consent and those policy reasons outweigh the social utility of the activity in question and the value that sociality places on personal autonomy.

Basically, means that if someone consents to getting hurt on purpose, it would be valid unless there’s a really good reason not to allow it, like if it’s against what most people think is right and it goes against personal freedom.

In this case it was recognised that religious practices are really important to us so we do not want to undermine her consent. Therefore her autonomy respected.

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10
Q

What are the facts of S v R?

A

38 year old man took in 17 year old girl. Accused her of doing something to one of his kids. As punishment smashed her finger with a hammer. He said if she did submit to punishment she had to leave.

He said she consented.

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11
Q

What did the court conclude in S v R?

A

That the circumstances were equivalent to duress because the alternative was to be homeless.

Public policy reasoning - example of domestic violence so good public policy reasons

No positive social utility associated to this situation.

Displaced personal autonomy = consent no defence.

Autonomy is very important but there are limits - consent will be removed on case-by-case basis when public policy reasons outweigh to value we put on autonomy.

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12
Q

If you are considered to not have capacity what effect does that have on your decisions and consent?

A

Not legally effective

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13
Q

What is the starting point and the presumption in relation to decisional capacity of consent?

A

The starting point is that if someone is of sound mind (has capacity) they can make their own decisions.

We have a presumption that you are of capacity and only when there is a reasons to look further can that presumption be rebutted.

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14
Q

Who has the onus of proof in disputing capacity?

A

The onus is on the personal who disputes capacity to prove lack of capacity.

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15
Q

Why the the legal test to rebut presumption of capacity high?

A

Because it overrides someone’s wishes which is inconsistent with human rights of respecting autonomy and dignity.

The test is not a status based or outcome based test - it is a functional test which requires reasoning.

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16
Q

What is the test for if a person has capacity?

A

Person must understand the information.

Must be able to retain the information so that you can weight and evaluate it in order to work out the consequences and decisions value.

Can the person reason through their decision (rational to their own values - so the reason for decision does not matter).

Re: C (Audit: Refusal of Treatment) 1994 (UK)

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17
Q

What are the three characteristics of capacity?

A

Time Specific - what is capacity at the time decision is being made and loss of capacity can be temporary, permanent or fluctuate.

Risk-Relative - capacity is more important for things that propose more risk - the more risky the more capacity required.

Decision Specific - not all or nothing.

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18
Q

What are the facts of Re: T?

A

Car accident. Refused blood transfusion whilst in premature labor. C-section. Child was then delivered still born. Her condition deteriorated. Doctor gave blood transfusion in best interest of the patient.

Mother made point to nurses that if blood transfusion became necessary she would refuse because Jehovah’s witness.

Undue influence - T had not practiced this religion in years. Lived with boyfriend and had other lifestyle choices.

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19
Q

What was the issue and outcome of Re: T?

A

Whether the doctor performing a blood transfusion without consent was lawful?

Held that it was justified on the principle of necessity.

The law requires that an adult patient who is mentally and physically capable of exercising a choice must consent for the treatment to be lawful - But in some instances consent will not be explicit and can be inferred from the patients conduct in the context of the surrounding circumstances.

If in an emergency and the patient has made no choice (and in no position to make one) a practitioner can lawfully treat the patient in accordance with clinical judgement of what’s is in the patients best interest.

What is in the best patients interest will often fall on the side where life will be protected.

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20
Q

What are the facts of Re: C?

A

Patient has paranoid schizophrenia - been in psychiatric ward for 32 years.

Patient refused to consent to amputation of the leg below the knee. Was advised that failing to do so would result in small chance of survival. He said he understood this risk - he said he’d rather die with two feet than live with one.

Patient consented to conservative treatment and as a result his condition improved.

The hospital refused to give an undertaking that the leg would not be amputated at some time in the future.

Patient applied for injunction to prevent amputation without first having his written consent.

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21
Q

What was the issue and the outcome of Re C?

A

Whether patient can get an injunction to ensure unconsented amputation will not occur.

Injunction was granted because could not be established that the patients capacity was so impaired to render him incapable of understanding the nature, purpose and effects of the treatment advised.

The fact he said he would rather die with two than live with one leg showed he was capable of reasoning with himself.

Set out the test for if a person has capacity.

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22
Q

Explain capacity in the context of the HDC Code of Rights

A

Right 7(2) of the Code is about the right to make informed choice and give informed consent. This right directly states the presumption of capacity. It goes further and says that “even when a consumer has diminished competence that person retains the right to make informed choices and given informed consent to the extent appropriate to his or her level of competence”. This reflects that capacity is not all or nothing.

There is no doctrine that allows family members to consent on behalf of adult children unless appointed as EPOA.

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23
Q

What is the adult guardianship Act?

A

Protection of Personal and Property Rights Act (PPRA).

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24
Q

What is section 5 of the PPRA?

A

Section 5 reflects the principle of presumed capacity unless rebutted.

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25
Q

What is section 8 of the PPRA?

A

That the primary objective is to make the least restrictive intervention possible.

Section 8 is in recognition that substituted decision making is an intrusion into human rights.

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26
Q

What is a critical analysis of decision making?

A
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27
Q

What is the argument for why supported decision making is a better system than substituted decision making?

A
28
Q

What does the UN Convention not the Rights of Persons with Disabilities 2006 that NZ signed and ratified say?

A

That we recognise that persons with disabilities enjoy legal capacity on an equal basis with others in all aspects of life.

To do so we should be taking appropriate measures to provide access to the support they may require in exercising their legal capacity.

To take appropriate and effective safeguards to prevent abuse.

29
Q

Do you think NZ is meeting their commitment to the UNCRPD 2006?

A

No - the obligations are more aligned with a supported decision making system rather than a substituted decision making system which doesn’t help them but just stripes them of their decisional capacity on the basis of disability.

30
Q

What does Harman v DOP say that “enables” means in relation to Right 5(1) Right to Effective Communication?

A

Enable involves some level of checking for understanding and ascertaining whether the information provided has been understood (such is inherent in effective communication).

Enables does not require ensuring that the actually possess actual understanding.

Enables is about facilitating understanding.

31
Q

What is the test of materiality?

A

The duty of providers to warn a patient of a material risk inherent in the proposed treatment.

What determines something being a material risk is specific to the circumstances of the particular case - subjective to the particular patient e.g., what might be a risk to one person is not to another given underlying health conditions.

Mixed objective and subjective.

32
Q

What case did the materiality test come from?

A

Rodgers v Whitaker AUS 1992

33
Q

What was Rodgers v Whitaker about?

A

Women at age of 9 had an accident that meant she had a sympathetic eye.

Went to an optometrist in her 40s who referred her to a surgeon who could improve her sight and appearance of sympathetic eye.

She was assured it wouldn’t involve any risks but there was actually a very rare but significant risk that her good eye would become inflamed.

Surgery was performed will all due care and skill but she developed the rare condition and her good eye was damaged and she was left almost completely blind.

Claimed she wasn’t adequately informed about the risks and that she wouldn’t have undergone the surgery had she know of this risk.

34
Q

What was the outcome of Rodgers v Whitaker?

A

Held that the choice to undergo a procedure is meaningless unless it is made on the basis of relevant information and advice = needs to be informed to be valid.

Held that because she had placed a lot of importance on her good eye the provider should have advised of this risk - she was successful in proving it was not a informed choice/consent.

35
Q

What the areas of uncertainty under the code in relation to informed consent?

A

Does the duty to inform extent to ensuring the patient understands the information given - or is the duty in Right 5 & 6 limited to enabling understanding?

Can patients waive their right to be informed - is there a RNTK?

36
Q

What are the three cases that made obiter comments on whether there is a RNTK?

A

Reible v Hughes Supreme Court of Canada

F v R Supreme Court of South Australia.

Montgomery v Lanarkshire Health Board UK Supreme Court.

37
Q

What did Wild J conclude on whether there is a RNTK in NZ?

A

Said that the legal position in NZ is uncertain.

That the weight of authority is that a provider should insist on the patient listening to sufficient detail at least in the instances of major surgery carrying high risks.

38
Q

What is the overseas common law position on RNTK?

A

Obiter comments suggest that patients may waive their right to information - But providers must exercise reasonable care / judgement in ascertaining a patients real wishes.

39
Q

What does Paternalistic mean?

A

If you are paternalistic it means making decisions for someone else rather than letting them make their own and take responsibility for themselves.

40
Q

What right is devoted to information disclosure?

A

Right 6

But also engaged rights 5 and 7.

41
Q

Who is at the centre of the Rodgers v Whittaker approach?

A

Patient-centered standard of disclosure.

42
Q

If you do not have consent what tort can you be held liable for?

A

Battery - a battery is the intentional application of force to another person.

43
Q

When is battery justified when no consent is given?

A

Where the common law doctrine of necessity applies.

44
Q

What is the common law doctrine of necessity in relation to consent?

A

The force (battery) was in the best interests of the patient - represented in 7(4)(a).

45
Q

What are the statutory exception to be able to treat without consent to a person WITH CAPACITY?

A

Mental Health (Compulsory Assessment & Treatment) Act 1992

Intellectual Disability (Compulsory Assessment & Treatment) Act 2003 s 4(1)

Crimes Act s 41 (reasonable force to prevent commission of suicide)

Health Act 1956 (Public Health Order - infectious disease)

46
Q

What are the requirements for the doctrine of necessity to justify treating someone without consent who lacks capacity?

A

(1) Must be necessary to act (not practicable to communicate).

(2) The action taken must be such as a reasonable person would in all the circumstances take, acting the persons best interest.

47
Q

What are the two evils of treating without consent?

A

Choosing the lesser of two evils e.g., wrong to do something without prior consent but also wrong to allow something to happen that could be prevented by treatment.

48
Q

What is a material consideration when applying the doctrine of necessity in relation to treating without consent?

A

Whether loss of capacity is permanent or temporary is material - doctrine will apply differently.

If permanent no point in waiting.

Can still be applied in temporary situations where treatment cannot safely be delayed until the patient is able to consent - in best interest not to wait.

49
Q

What NZ case endorsed the doctrine of necessity for consent?

A

R v Harris

50
Q

Why might the doctrine of necessity be inappropriate in relation to consent and the PPRA may be better?

A

One key reason why necessity may be inappropriate in certain cases is the potential violation of individual autonomy and dignity. While the doctrine of necessity aims to act in the best interests of the person, it does so without their consent, potentially disregarding their rights and preferences. In the case of Re F, while the surgical sterilization may have been deemed necessary to prevent harm, it fundamentally altered the individual’s bodily autonomy without their input.

In contrast, the substituted decision-making scheme, such as the PPPRA, emphasizes the importance of representing the person’s wishes and values through a designated substitute decision-maker. This approach respects the individual’s autonomy by considering their previously expressed preferences, beliefs, and values, even in situations where they lack capacity to make decisions in the moment. By involving a substitute decision-maker who acts as a proxy for the person, the PPPRA ensures that decisions align more closely with the individual’s own wishes and values, rather than relying solely on what may be perceived as necessary by others.

51
Q

Use re HWK to explain we should rely on PPPRA over other things?

A

The reason PPPRA should be resorted to is exemplified in Re HWK. Involved a man with severe mental illness (schizophrenia) who developed very bad tooth pain - dentist said at least two teeth needed taken out and possibly four others - Mr K opposed treatment based on delusional beliefs. He doesn’t seem to be demonstrating capacity - he doesn’t believe the information and consequences of the decision. In his best interest to remove teeth because of the pain and without treated infection can spread and be life threatening but could be argued not in best interest because of his illness treatment could send him sideways.

WHY we should rely on PPPRA because once you get under this Act the person said to be incapacitate has legal representation who understands the legal consequences - protects person - provides security for health care provider - can preserve patient-provider relationship. Has to be the least treatment necessary - so take out the really bad teeth that have to be taken out and leave the others. His loss of capacity was not permanent.

52
Q

What are the facts of Re B?

A

Gave formal instructions to the hospital through solicitors that she wished artificial ventilation to be removed ever though she released that that would almost certainty result in her death.

Hospital didn’t want to do this because had seen people who in her state recover (she was paralyzed from waist down). So, doctors got in physiatrists to test her and they said she was depressed.

She was found to have capacity - clinicians should have then done what she asked - but they said no to stitching it off because they said she did not know how she would feel about this if/when she recovered.

She claimed they were committing a battery.

53
Q

What was the outcome in Re B?

A

We are to prioritise autonomy over sanity of human life = “the principle of the sanctity of human life mist yield to the principle of self-determination”

Held that the right of a patient to cease treatment must prevail over the natural desire of medical profession to try keep patient alive.

Should not confuse the question of mental capacity with the nature of the patients decision however grave the consequences.

Medical professionals cannot left emotions cloud their judgement in answering questions.

There are dangers to paternalism.

54
Q

What is an advanced directive?

A

An advanced directive is a statement signed by a person setting out in advance the treatment wanted or not wanted in the event of becoming unwell in the future.

55
Q

Why is an AD a good idea?

A

An AD can be a good way to gain more control over the treatment and care you are given if you experience an episode of mental illness that leaves you unable to decide or communicate your preferences at the time.

56
Q

Do AD have to be followed?

A

No they are a request not a demand.

57
Q

Where does legal basis for AD come from?

A

Right 7(5) = Every consumer may use an AD in accordance with the common law.

58
Q

When can a provider depart from the wishes expressed in an AD?

A

A provider will consider five questions when consider whether or not to follow your AD:

Were you competent to make the decision when you made the advance directive?

Did you make the decision of your own free will?

Were you sufficiently informed to make the decision?

Did you intend your directive to apply to the present circumstances, which may be different from those anticipated?

Is the advance directive out of date?

59
Q

Why is it a good idea to get a lawyer involved in writing your AD?

A

Whilst AD do not necessitate the involvement of a solicitor to have the greatest chance in the wishes being respected it would be a good idea to ensure you follow formalities such as it being I wiring, signed and dated.

60
Q

What can you do if your AD is not followed and you do not agree with the providers explanation for why?

A

Complain to the Health and Disability Commissioner

61
Q

Is an EPOA or AD better?

A

EPOA - because someone makes a legal and binding decision on your behalf.

62
Q

What is an Anticipatory Refusal of Treatment?

A

E.g., if you say in the event of becoming life threatening condition or permanently mentally impaired then do not give any life prolonging treatment.

63
Q

What legal principle was established in Chief Executive of the Department of Corrections v All Means All [2014] NZHC?

A

Held that a person owing a duty of care to Mr All Means All will have a lawful excuse for not providing medical treatment to him while he continues not to give informed consent to such treatment, or an advance directive refusing consent is in place.

64
Q

Should AD be binding (legally mandated) in NZ?

A
65
Q

What is the concern with AD?anticipatory refusal in NZ?

A

Whether the AD was intended to apply in the particular circumstances that have arisen.

NZ: PDG Skegg - the big challenge is working out whether anticipatory refusal should be treat as applicable in the circumstances as have arisen.

66
Q

HE v A Hospital NHS Trust

A
67
Q
A