Client Investment Recommendations and Strategies (30%)

Question 1

Preservation of Capital, Safety

Answer 1

Insured bank CDs, MMF, and T bills

Question 2

Growth Balanced

Answer 2

• large cap and defensive stocks

Question 3

Aggressive Growth

Answer 3

Technology stock, sector funds, or cyclical stocks

Question 4

Income

Answer 4

• greatest safety = us gov bonds
• tax free = muni bonds or fund
• HY = corporate bonds or fund
• stock portfolio = preferred stock or utilities

Question 5

Liquidity

Answer 5

MMF

Question 6

Speculation

Answer 6

Volatile stocks, HY bonds, stock options, leverage etfs