Civil Procedure Flashcards
Rule 4 Service of Process Contains?
Process consist of 2 docs: 1) Summons (formal court notice of suit) & 2) Copy of Complaint
Rule 4 Service on Foreign Corp
Service on a foreign corp may be made:
1) in accordance with international treaty; if there is no treaty, service on a foreign corp may be made:
2) in accordance with the foreign country’s laws
3) as the foreign country directs in response to a letter request for guidance
4) by having the clerk mail process to the def, with a signed receipt requested or
5) by any other means not prohibited by international agreement as the court may order.
-Federal Rule 4 permits the court to authorize alternative methods of service in appropriate cases
-Fed. Rule 4 also specifically requires that the method of service ordered by the court be reasonably calculated to provide the defendant with notice of the action (this is a Constitutional requirement)
Who Can Serve Process?
fed court → any person who is a nonparty AND at least 18, no court appt necessary
When Must Process be Served?
If def is to be served w/in US, service must take place within 90 days of filing of complaint
Only way to survive a motion to dismiss for failure to effect timely service is to demonstrate good cause for failing to do so. “Good cause” is typically something beyond the party’s control.
When Must Process be Served?
If def is to be served w/in US, service must take place within 90 days of filing of complaint
Service of Process on Individual?
4 options:
1) Personal Service (in-hand delivery)
2) Substituted Service at A) D’s usual abode on B) someone of suitable age & discretion C) who resides there
*usual abode doesn’t have to live there everyday
3) Service on Agent → as long as receiving service is within scope of that agency
4) State law methods → methods for serving process that are permitted by the law of the state 1) where the fed court sits OR 2) where service is made (Generally, service of process by mail is allowed. BUT, state provision MUST be constitutional, meaning it must be reasonably calculated to give def notice of the action.)
Service of Process on Business Org?
Deliver to an Officer (president, treasurer, secretary of corp) OR Managing/General agent
Appeals
Only final orders are reviewable on appeal. An order for a new trial is not considered a final judgment in the federal system.
An appeal may be taken by filing a notice of appeal w/ the district court within 30 days from the entry of judgment
Claim Preclusion
(Res Judicata)
-Bars a claimant from asserting the same cause of action in a later lawsuit.
-Requires:
1) Valid, Final judgment “on the merits”
2) Cases are brought by same claimant against same Def (same configurations of parties) and
3) Same cause of action or claim involved in the later lawsuit.
When claimant wins the 1st lawsuit, the cause of action is “merged” into the judgment
When the defendant wins 1st lawsuit, the claimant is “barred” by the earlier adverse judgment
Claim for legal and equitable relief is considered the same claim, so if 2nd suit seeks injunctive relief, claim preclusion can prevent.
-Dismissal of a case because the court does not have subject matter jurisdiction, because the service of process was improper, because the venue was improper or because a necessary party has not been joined, are not judgments on the merits.
Generally bind only persons who were parties to the original action, not strangers to the og action. But, there are exceptions to this general rule: if someone is closely linked enough to a party in the og action that there is a substantive legal relationship b/w them, that person may be bound by the 1st result for preclusive purposes, just as if that person had been a party in the og action. The substantive legal relationship puts them in privity w/ each other, which allows the non-party to be bound by the og action.
Issue Preclusion (Collateral estoppel)
A judgment binds a P/D (or their privies) in subsequent actions on different causes of action b/w them (or their privies) as to issues actually litigated and essential to the judgment in the first action.
For issue preclusion to apply:
1) Judgment must have been final
2) The Issue actually litigated in the 1st case and
3) Issue must have been essential to the judgment
Issue preclusion is only asserted AGAINST someone who was a party (or in privity with a party) to the previous case.
Issue preclusion is only asserted BY someone who was a party (or in privity with a party) in the previous case.
Erie Doctrine
Erie Doctrine mandates that when there is DIVERSITY jurisdiction, federal courts must apply state substantive law & federal procedural law
**Erie analysis on MBE → pay close attention to the facts. If the court is not sitting in diversity and is exercising federal q jrdx, then federal law will apply & no need to examine applicable state law.
What law applies in federal jurisdiction cases?
Federal law
Erie Analysis
1) Is issue substantive or procedural? If substantive → apply state law. If procedural → apply federal law. If something in the middle (neither substantive or procedural) → go to step 2.
2) Use one of 3 tests below
-Outcome Determinative test: Does the choice of law impact the outcome of the case? If so, apply state law.
-Forum Shopping test: Would failing to apply state law lead more people to want to litigate in federal court (aka encourage forum shopping?) If yes, then apply state law
-Balance of Interest Tests: Does the state have a greater interest in having its own law applied than the federal law? If so, apply state law.
Erie: Generally, for what types of rules will the balance of interests fall in favor of the state?
-Remittitur
-Additur
-Notice of Claim Requirements
-Issue Preclusion Rules
Erie: Substantive Issues
Generally these are substantive:
-choice of law rules
-statutes of limitations
-elements of a crime or case
-burdens of proof
Subject Matter Jurisdiction
Federal courts are courts of limited jurisdiction. In other words, in order for a federal court to have subject matter jurisdiction over a claim, it must have been granted subject matter jurisdiction by statute.
By statute, federal courts have been granted subject matter jurisdiction primarily in two areas - federal question jurisdiction and diversity of citizenship jurisdiction.
Federal Question Jurisdiction
For federal question jurisdiction to be proper, the case must arise under the Constitution, laws, or treaties of the United States.
Diversity of Citizenship Jurisdiction
For diversity of citizenship jurisdiction to be proper, there must be complete diversity of citizenship, meaning each plaintiff must be of diverse state citizenship from every defendant when the suit is filed, and the amount in controversy must exceed $75,000 based on the plaintiff’s good faith claim.
A person’s state citizenship is determined by his domicile ( the state in which he is physically present and in which he intends to remain permanently or for an indefinite period). A corporation is a citizen of every U.S. state and foreign country in which it is incorporated and the one U.S. state or foreign country in which it has its principal place of business.
An unincorporated association (Partnership, LLC) takes on citizenships of all of its members. [If it’s a Limited Partnership, only include citizenship of General & Limited Partners]
A representative of a decedent, minor or incompetent takes on citizenship of person represented.
Class action citizenship is that of the named representative.
Jurisdiction is denied, however if an alien who has been admitted to permanent residence in the U.S. is domiciled in the same state as an adverse party.
Federal Courts & Domestic Relations Decrees
Generally, federal courts will not take jurisdiction over actions involving the issuance of a divorce decree, alimony, or a child custody decree. This exception is very narrow, as the case must relate to the issuance of such a decree.
Permissive Joinder
Under the Federal Rules, Permissive Joinder allows a plaintiff to join multiple defendants if:
1) some claim against each defendant relates to or arises out of the same series of occurrences or transactions, AND
2) there is a question of fact or law common to all the parties.
The policy is to permit the adjudication of all claims arising out of a single transaction.
Remember, joinder here is permissive, not mandatory
Questions of Fact on Appeal
JURY TRIAL: findings of fact by a jury are given great deference
When jury decides questions of fact, Court of Appeals will affirm unless reasonable people could not have made that finding.
BENCH TRIAL: Court of Appeals will affirm unless the findings are clearly erroneous
An appellate court will conclude that a finding was “clearly erroneous” if it has a definite and firm conviction that a mistake has been committed.
Questions of Law on Appeal
No deference given to trial judge on questions of law. (This includes when a judge gives a jury instruction that summarizes a question of law)
On appeal, when it is alleged that trial judge erred on a pure matter of law, the appellate court will conduct a de novo review & may substitute its judgment for that of the trial judgment.
Discretionary Issues on Appeal
Many decisions by trial court judges are discretionary. On appeal, the standard of review is whether the judge “abused her discretion” in making her decision.
This means that the judge’s ruling will not be overturned on appeal unless it is Plainly Wrong OR Without an Appropriate Basis.
-deferential standard
Mixed Questions of Law & Fact
Reviewed de novo.
(bc involves law so reviewed de novo. No deference is given when it pertains to matters of law)