Chp. 3 Quiz - Unlicensed Assistants & License Law Violations Flashcards

1
Q

What is a hearing appeal to the NY Supreme Court called?

A

Article 78 proceeding

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2
Q

What is the guideline for determining what an unlicensed assistant legally may or may not do?

A

Whether the activity is one covered in the law as requiring a license

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3
Q

Which of these activities is prohibited for an unlicensed assistant?

A

Hold an open house.

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4
Q

If a complaint has been filed against a licensee and the licensee refuses to mediate the complaint, what will happen?

A

The DOS will schedule a hearing.

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5
Q

In the hearing decision the licensee being charged with a violation is always which party?

A

The respondent

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6
Q

Brokers are prohibited from ______________ the funds of others with their own funds.

A

commingling

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7
Q

How may an unlicensed assistant legally be compensated?

A

On an hourly basis

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8
Q

Which of the following is NOT a violation of NY real estate license law?

A

Delivering duplicate documents for a real estate transaction to all parties to the transaction

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9
Q

What section in the case studies describes what the Department of State thinks the respondent may have done?

A

complaint

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10
Q

Which of the following is NOT a penalty the DOS may impose for license law violations?

A

$5,000 fine

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11
Q

What is a broker guilty of if he or she employs a salesperson who is not properly licensed?

A

Misdemeanor

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12
Q

If the Department denies a license application, the applicant will be notified in writing and may then ask for a hearing within ____ days of receiving the denial notice.

A

30

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13
Q

Why is entering into a net listing contract a violation of license law for salespersons?

A

Net listings are illegal in New York.

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14
Q

The Department of State may take any of these actions against a licensee in violation of the license law except?

A

Imprisonment

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15
Q

Which of the following is an administrative discipline?

A

Reprimand

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16
Q

Which of these actions would be a license law violation?

A

A Salesperson accepting a commission directly from a seller.

17
Q

Which statement is false?

A

When taking a condominium listing, the broker does not have to provide a written explanation of the difference between exclusive right to sell and exclusive agency listings.

18
Q

Which of the following statements is FALSE?

A

The DOS can impose a fine of up to $5,000.