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IMC Module 1
> Chapter 6 - Other Regulatory Requirements > Flashcards
Chapter 6 - Other Regulatory Requirements Flashcards
Study These Flashcards
IMC Module 1
(10 decks)
Chapter 1 - Introduction To Financial Markets
Chapter 2 - Authorised and Approved Persons
Chapter 3 - The Conduct of Business and Client Asset Rules
Chapter 4 - Complaints and Redress
Chapter 5 - Financial Crime
Chapter 6 - Other Regulatory Requirements
Chapter 7 - Client Objectives and Advice
Chapter 8 - Objectives of Funds
Chapter 9 - Financial Markets
Chapter 10 - Taxation
