CHAPTER 3: INVESTIGATION Flashcards
Which of the following is not a legitimate purpose of an investigation for employee misconduct?
a. To determine whether company rules have been violated
b. To ascertain whether company policies have been violated
c. To catalog information about employees that might be derogatory for future use
d. To determine if state laws have been violated
e. To determine if federal laws have been violated
c. To catalog information about employees that might be derogatory
The investigation’s best approach to questioning relies on the following:
a. Most suspects will lie or circumvent the truth.
b. A suspect is innocent until proven guilty.
c. A key suspect is guilty, and evidence must be found.
d. A signed statement in the form of a confession must be obtained.
e. None of the above.
b. A suspect is innocent until proven guilty.
Some facts about drug users that may assist in recognizing problem areas during a drug investigation are set forth as follows.
Indicate the one that is erroneous.
a. The only common characteristic is that drug abusers use drugs to a point where they feel they can no longer manage without its support.
b. The adult abuser of drugs commonly has a history of social maladjustment.
c. Drug abuse is concentrated in but not confined to “slum areas” of large cities.
d. Those who can afford to buy drugs without resorting to crime are less likely to be arrested for drug violations.
e. Chronic abuse of drugs is generally not considered a symptom of mental or emotional illness.
e. Chronic abuse of drugs is generally not considered a symptom
of mental or emotional illness.
A craving for a drug is exhibited often by the following:
a. Water running from nose or eyes
b. Frequent yawning or sneezing
c. Continual itching of arms and legs
d. All of the above
e. None of the above
d. All of the above
A narcotic addict is sometimes called:
a. A bingo
b. A geezer
c. A hophead
d. A pop
e. A bagman
c. A hophead
One whose sexual desires are directed to both men and women is known as a:
a. Lesbian
b. Bisexual
c. Homosexual
d. Transvestite
e. None of the above
b. Bisexual
When it is necessary to question a witness about sexual deviation, all of the following should be avoided except:
a. Using street language
b. Giving the impression of being avid to develop the facts
c. Leaving the impression that you suspect subject of being a sex
deviate
d. Allowing the witness to frame the testimony in his or her own
words
e. None of the above
d. Allowing the witness to frame the testimony in his or her own words
In conducting gambling investigations, the security officer should:
a. Cooperate with local, county, state, or federal law enforcement
b. Not use undercover operatives
c. Wiretap the employee’s home phone
d. Search the lockers of all suspects
e. None of the above
a. Cooperate with local, county, state, or federal law enforcement
Which of the following investigative resources should not normally be used in a gambling investigation conducted by a proprietary investigative force?
a. Closed-circuit TV cameras
b. Undercover operatives
c. Telephone surveillance
d. Fluorescent powder
e. Physical surveillances
c. Telephone surveillance
In an investigation concerning regulations of common carriers in interstate commerce or investigation of railroad accidents, a good
source of information would be the:
a. Federal Bureau of Investigation
b. Bureau of Customs
c. Federal Trade Commission
d. Interstate Commerce Commission
e. General Accounting Office
d. Interstate Commerce Commission
In investigating homicide and suicide, the best source of information would probably be the:
a. County coroner’s office
b. Health office
c. State attorney general’s office
d. Federal Bureau of Investigation
e. Sheriff’s office
a. County coroner’s office
To obtain information concerning marriage licenses, an investigator would contact the:
a. Appropriate health department
b. Tax bureau
c. Bureau of Vital Statistics
d. Appropriate court
e. Social Security Office
c. Bureau of Vital Statistics
In conducting a “claim” investigation where the claim is a serious one and where there is cause for doubt in connection with the loss or claim, the type of investigation to be used is:
a. Telephone
b. Mail
c. Personal contact
d. Undercover
e. Clandestine
c. Personal contact
One of the following is not one of the desired characteristics of a statement obtained during a claim investigation:
a. It should be written in ink or indelible pencil, or typed.
b. It must be dated.
c. It should be in short paragraphs with two spaces between each paragraph.
d. It may be signed or unsigned.
e. It must contain the identification of the person making it.
c. It should be in short paragraphs with two spaces between each paragraph.
A sudden, violent, and noisy eruption, outburst, or discharge by material acted upon with force, such as fire, shock, or electrical charge, which causes the material, either solid or liquid, to convert into gas and violently expand or burst is the definition of:
a. A flash fire
b. An explosion
c. A detonation
d. All of the above
e. None of the above
d. All of the above
A yellow-colored crystalline solid pertains to the following explosive:
a. TNT
b. Dynamite
c. Nitroglycerin
d. Mercury fulminate
e. Picric acid
e. Picric acid
Which of the following is not a high explosive?
a. Nitrocellulose
b. Nitroglycerin
c. Dynamite
d. Nitro starch
e. Picric acid
a. Nitrocellulose
Which of the following could be considered a source of information?
a. A record
b. A custodian of record
c. A public official
d. All of the above
e. None of the above
d. All of the above
One of the following is not considered an element of the common law crime of arson:
a. Commercial building
b. Maliciousness
c. Burning
d. Willfulness
e. Of another
a. Commercial building
Which of the following is not usually applicable to a confession?
a. It was voluntary.
b. It was made subsequent to commission of a wrongful act.
c. It is often applied to civil transactions.
d. It gives no inference other than guilt.
e. It is an admission of guilt.
c. It is often applied to civil transactions.
Which of the following is not a requirement for a successful undercover investigation?
a. A qualified investigator
b. A plausible cover story
c. An effective control scheme
d. Developing necessary evidence for prosecution
e. A reliable method to discontinue or even suddenly abort the investigation
d. Developing necessary evidence for prosecution
If it is necessary to terminate an undercover investigation, one of the following actions should not be done:
a. Withdraw agent safely
b. Withdraw agent immediately
c. Salvage as much of the resultant data as possible
d. Prepare explanations for those who demand them
e. Reveal the agent’s identity
e. Reveal the agent’s identity
The principal item of expense in an investigations budget will be:
a. Communications
b. Equipment
c. Maintenance
d. Personnel costs
e. Training
d. Personnel costs
The single most important administrative control in handling investigations is:
a. Indexing
b. Case assignment
c. Case review
d. Documentation of status
e. Case “ticklers”
a. Indexing
The frequency of a reinvestigation of the “financial lifestyle” inquiry should generally be:
a. Never
b. Every 6 months
c. Every year
d. Every 18 months
e. Every 3 years
d. Every 18 months
In conducting interviews during an investigation concerning “financial lifestyle,” the investigator should more appropriately tell the person being interviewed that the employee is:
a. Being considered for a position.
b. Suspected of wrongdoing.
c. Being interviewed in connection with a position of trust.
d. Being considered for a promotion.
e. None of the above: Tell the interviewee nothing.
c. Being interviewed in connection with a position of trust.
One of the following is not prohibited by the Federal Civil Rights Act during an investigation:
a. Asking questions about prior arrests
b. Asking questions about prior convictions
c. Directing inquiry into areas of race or color for discriminatory purposes
d. Directing inquiry into areas of religion or sex for discriminatory purposes
e. None of the above
b. Asking questions about prior convictions
Age discrimination in the Employment Act of 1967 bans discrimination against workers or applicants who are:
a. At least 35 but less than 60
b. At least 45 but less than 70
c. At least 50 but less than 70
d. At least 30 but less than 60
e. At least 40 but less than 65
e. At least 40 but less than 65
Questions on an application left blank or field investigative inquiries that deal with a union membership or affiliation should be avoided as they may lead to charges that constitute violations of:
a. The National Labor Relations Act
b. The Civil Rights Act of 1964
c. The Civil Rights Act of 1976
d. The Fair Credit Reporting Act
e. The Federal Tort Claims Act
a. The National Labor Relations Act
As a general rule, the number of consecutive years of employment or nonemployment to be verified preceding the date of investigation is:
a. 5 years
b. 7 years
c. 3 years
d. 2 years
e. 10 years
b. 7 years
Any investigation containing unfavorable information should be retained in a file for a period of not less than:
a. 1 year
b. 5 years
c. 3 years
d. 2 years
e. 10 years
c. 3 years
A question on an application form inquiring about prior arrests is illegal as a violation of:
a. The National Labor Relations Act
b. The Federal Tort Claim Act
c. The Omnibus Crime Control Act
d. The Civil Rights Act of 1964
e. The Federal Full Employment Act
d. The Civil Rights Act of 1964
The rule that states that approximately 1 in 10 applications will have major omissions, which will require going back to the applicant, is called:
a. The Rule of Ten
b. The Rule of Nine
c. The 1-10 Rule
d. The Verification Rule
e. Sullivan’s Rule
a. The Rule of Ten
Who of the following should be interviewed last or near the end of an investigation under usual circumstances?
a. Those with extensive information
b. Those preparing to take a trip out of the area
c. Those likely to be hostile
d. Those with less than extensive information
e. Those only in the area temporarily
c. Those likely to be hostile
If the interviewee during an investigation is hostile, it is preferable to conduct the interview:
a. At the security office
b. In the home of the interviewee
c. At a neutral spot
d. In an automobile
e. At the office of the interviewee’s lawyer
a. At the security office
Which of the following characterizations regarding investigative surveillance is not true?
a. It is expensive.
b. It is time consuming.
c. It is often nonproductive.
d. It is illegal in most jurisdictions.
e. It can be fixed or mobile.
d. It is illegal in most jurisdictions.
The process whereby communications are intercepted or recorded is known as:
a. Physical surveillance
b. Technical surveillance
c. Surreptitious surveillance
d. Black bag operations
e. None of the above
b. Technical surveillance