Chapter 1- Regulation Flashcards by Vicky hart-mclaren | Brainscape

Q

What is the FCA’s 3 supporting operational objectives?

A

market confidence/stability
consumer protection
competition/fair deal

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Q

What are the 3 pillars used by FCA to manage risk?

A

firms systematic framework
thematic reviews
issues and products

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Q

What is the FCA’s main objective?

A

To protect and enhance the UK financial system.

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