Chapter 0 - ARMA Recordkeeping Principles Flashcards

1
Q

List the Eight Principles by name/theme.

A

Accountability
Transparency
Integrity
Protection
Compliance
Availability
Retention
Disposition

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2
Q

The Principle of Accountability

A ________ ________ (or a person of comparable _________) shall oversee the ________ ________ to appropriate individuals.

A

The Principle of Accountability

A senior executive (or a person of comparable authority) shall oversee the information management to appropriate individuals.

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3
Q

The Principle of Transparency

An organisation’s ________ ________ and ________, including its information governance programme, shall be documented in an ________ and ________ manner, and that documentation shall be available to all ________ and ________, ________ ________.

A

The Principle of Transparency

An organisation’s business processes and activities, including its information governance programme, shall be documented in an open and verifiable manner, and that documentation shall be available to all personnel and appropriate, interested parties.

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4
Q

The Principle of Integrity

An information governance programme shall be constructed so the information assets ________ by, or ________ for, the organisation have a reasonable ________ of ________ and ________.

A

The Principle of Integrity

An information governance programme shall be constructed so the information assets generated by, or managed for, the organisation have a reasonable guarantee of authenticity and reliability.

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5
Q

The Principle of Protection

An information governance programme shall be constructed to ensure an appropriate level of protection to information assets that are ________, ________, ________, ________, ________, essential to ________ ________, or that otherwise require ________.

A

The Principle of Protection

An information governance programme shall be constructed to ensure an appropriate level of protection to information assets that are private, confidential, privileged, secret, classified, essential to business continuity, or that otherwise require protection.

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6
Q

The Principle of Compliance

An information governance programme shall be constructed to comply with ________ ________, other ________ ________, and the organisation’s ________.

A

The Principle of Compliance

An information governance programme shall be constructed to comply with applicable laws, other binding authorities, and the organisation’s policies.

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7
Q

The Principle of Availability

An organisation shall maintain its information assets in a manner that ensures their ________, ________, and ________ ________.

A

The Principle of Availability

An organisation shall maintain its information assets in a manner that ensures their timely, efficient, and accurate retrieval.

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8
Q

The Principle of Retention

An organisation shall maintain its information assets for an appropriate time, taking into account its ________, ________, ________, ________, and ________ requirements.

A

The Principle of Retention

An organisation shall maintain its information assets for an appropriate time, taking into account its legal, regulatory, fiscal, operational, and historical requirements.

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9
Q

The Principle of Disposition

An organisation shall provide ________ and ________ disposition for information assets no longer required to be ________, in compliance with ________ ________ and the organisation’s ________.

A

The Principle of Disposition

An organisation shall provide secure and appropriate disposition for information assets no longer required to be maintained, in compliance with applicable laws and the organisation’s policies.

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10
Q

The Principle of ________

A senior executive (or a person of comparable authority) shall oversee the information management to appropriate individuals.

A

The Principle of Accountability

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11
Q

The Principle of ________

[…] business processes and activities, including its information governance programme, shall be documented in an open and verifiable manner….

A

The Principle of Transparency

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12
Q

The Principle of _________

[…] information assets generated by, or managed for, the organisation have a reasonable guarantee of authenticity and reliability.

A

The Principle of Integrity

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13
Q

The Principle of __________

[…] information assets that are private, confidential, privileged, secret, classified, essential to business continuity…

A

The Principle of Protection

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14
Q

The Principle of __________

[ …] applicable laws, other binding authorities, and the organisation’s policies.

A

The Principle of Compliance

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15
Q

The Principle of __________

[…] ensures their timely, efficient, and accurate retrieval.

A

The Principle of Availability

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16
Q

The Principle of __________

[…] an appropriate time, taking into account its legal, regulatory, fiscal, operational, and historical requirements.

A

The Principle of Retention

17
Q

The Principle of __________

[…] information assets no longer required to be maintained, in compliance with applicable laws and the organisation’s policies.

A

The Principle of Disposition