Ch 2 Deck 1 Flashcards

You may prefer our related Brainscape-certified flashcards:
1
Q

when a company raises money by creating and selling shares to the public and proceeds go to issuer

A

primary offering

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

when a company issues securities for the first time (company goes public)

A

IPO

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

when a company issues additional securities after its securities are already publicly traded

A

Follow-on offering

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

when a company raises money by creating and selling shares to the public and proceeds go to the major shareholders

A

Secondary Offering

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

In a Split Offering proceeds go

A

partly to issuer partly to shareholders

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

Offering that is part primary and part secondary

A

Split offering

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

Main thrust of the securities act of 1933 is

A

to provide disclosure to investors who may want to invest in the securities

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

Securities Act of 1933 requires that investors are given a

A

prospectus giving detailed information

How well did you know this?
1
Not at all
2
3
4
5
Perfectly