ch 1 - reserved legal activities and LSB Flashcards

1
Q

who can provide reserved legal activities

A

need to be authorised and subject to regulation by relevant regulator or exempt

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2
Q

Who is the approved regulator for solicitors and who is regulatory function carried out by

A

Law Society
SRA

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3
Q

exemptions - rights of audience if court grants it then exempt.
Probate activities how are you exempt?

A

exemption allows an employee to act under supervision of an authorised person

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4
Q

are authorised persons subject to regulatory requirements of their own regulator for all the legal services they provide including those outside reserved legal activities?

A

yes

An authorised provider is subject to regulation by their own regulator in respect of all legal services they provide not just the ones within definition of reserved legal activities.

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5
Q

carry out reserved legal activity not authorised or exempt - punishment?

A

up to 2 years jail. right of audience and conduct of litigation - contempt of court.

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6
Q

who regulates solicitors?

A

SRA - SRA can’t authorise an individual to carry out notarial activities

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7
Q

who regulates barristers and what reserved activity id not authorised

A

Bar Standards Board, all reserved activities authorised except notorial activies (certifying and authenticating documents).

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8
Q

who regulates chartered legal executives

A

CILeX Regulation - authorise all except notarial.

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9
Q

who regulates licensed conveyancors and which activities are authorised

A

Council for Licensed Conveyancers - reserved instrument activities, probate and administration of oaths.

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10
Q

who authorises patent attorneys and trade mark attorneys and which are not authorised

A

Intellectual Property Regulation Board - all except probate and notarial.

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11
Q

who authorises cost lawyers and which activities authorised

A

Costs Lawyers Standards Boards - authorised rights of audience, conduct litigation and administer oaths

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12
Q

who authorises notaries and which are they not authorised for?

A

Master of Faculties. Not authorised for reserved legal activities of rights of audience and conducting litigation. Only the Master of Faculties can authorise notarial activities.

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13
Q

who authorises Chartered a/c and what are they authorised for?

A

Charted A/C Insititute in E and W to carry out probate activities.

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14
Q

can an individual be regulated and work for a firm regulated by another

A

yes eg barrister regulated by Bar Standards Board and firm authorised by SRA

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15
Q

Is providers’ work which falls outside the Legal Services Act still subject to specific statutory legislation?

A

Yes
Claims management companies, FCA. Immigration advisors - Office of Imm Services Commissioners. Insolvency practice - Insolvency Practitioners Associationn.

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16
Q

Can unregulated legal services providers conduct work outside areas of reserved legal activities?

A

Yes - eg will writing, family law advice or employment law advice.
Could have voluntary self regulation

17
Q

reserved legal activities - what is right of audience

A

exercise of a right of audience (right to appear before and address a court including right to call and examine witnesses

18
Q

what is conduct of litigation

A

issuing proceedings before any court England and Wales. Commencing/prosecuting/ defending those proceedings. Ancillary functions in relation - such as entering appearances of actions.

Putting together a trial bundle or giving advicce in connection with proceedings or corresponding with opposing party is not a reserved task. Admin is not reserved

19
Q

what is reserved instrument activities

A

conveyancing/ transfer of land/estates

20
Q

what is probate activities

A

preparing docs to obtain grant of probate/ LoA

21
Q

what are notarial activities

A

certifying and authenticating certain docs

22
Q

is administration of oaths a reserved activity

A

yes - power to admin an oath eg a doc is required to be sworn