Candidate Fitness Standards Flashcards
1
Q
Conduct that is (ALWAYS) UNACCEPTABLE
A
Felony conviction for: theft, embezzlement, tax fraud, murder, rape and any other violent crime within 5 yrs. Revocation of financial professional unless in administrative nature
2
Q
Conduct that is (PRESUMED) UNACCEPTABLE
A
2+ personal bankruptcies, suspension or revocation of non financial professional, felony conviction for non violent crimes (& perjury) and any other non violent crimes within 5 years.
