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Series 7 > Brokerage Things > Flashcards

Brokerage Things Flashcards

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Series 7 Top-off Exam flashcards
1
Q

Order tickets must be approved by a ____ promptly after execution

A

Principal

Approved by a principal promptly after execution

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2
Q

Changes to order ticked must be approved by ___

A

A principal

Changes to order tickets must be approved by a principal

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Series 7 (64 decks)

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