Arizona Administrative Code Flashcards
The Board shall hold not less than _______________ meetings per fiscal year to conduct general business and interview permit and license applicants.
4
A special meeting of the Board may be held at any time subject to the call of the:
President or a majority of the Board
members and in compliance with the notification requirements
Define
AHCCCS
Arizona Health Care Cost Containment
System
Define
Approved course in pharmacy law
a continuing education activity that addresses practice issues related to state or federal pharmacy statutes, rules, or regulations
Define
Automated dispensing system
a mechanical system in a long-term care facility that performs operations or activities, other than compounding or administration, relative to the storage, packaging, counting, labeling, and dispensing of medications, and which collects, controls, and maintains all transaction information
Define
Automated storage and distribution system
a mechanical system that performs operations or activities other
than counting, compounding, or administration, relative to the
storage, packaging, or distributing of drugs or devices and that
collects, controls, and maintains all transaction information
Define
Contact hour
means 50 minutes of participation in a continuing education activity sponsored by an Approved Provider
Define
“Continuing education unit” or “CEU”
means 10 contact hours of participation in a continuing education activity sponsored by an Approved Provider.
Define
Continuous quality assurance program or “CQA program”
means a planned process designed by a pharmacy permittee to
identify, evaluate, and prevent medication errors.
Define
Current good compounding practices
means the minimum standards for methods used in, and facilities or controls used for, compounding a drug to ensure that the drug has the identity and strength and meets the quality and purity characteristics it is represented to possess
Define
Current good manufacturing practice
means the minimum standard for methods used in, and facilities or controls used for manufacturing, processing, packing, or holding a drug to ensure that the drug meets the requirements of the federal act as to safety, and has the identity and strength and meets the quality and purity characteristics it is represented to possess.
Define
DEA
“Drug enforcement administration” means the drug enforcement administration of the United States department of justice or its successor agency.
Define
Delinquent license
means a pharmacist, intern, or pharmacy technician license the Board suspends for failure to renew or pay all required fees on or before the date the renewal is due.
Define
Dispensing pharmacist
means a pharmacist who, in the process of dispensing a prescription medication after the complete preparation of the prescription medication and before delivery of the prescription medication to a patient or patient’s agent, verifies, checks, and initials the prescription medication label
Define
Drug sample
a unit of a prescription drug that a manufacturer provides free of charge to promote the sale of the drug
Define
“Durable medical equipment” or “DME”
Durable medical equipment” or “DME” means technologically sophisticated medical equipment that may be used by a
patient or consumer in a home or residence. DME may be prescription-only devices as defined in A.R.S. § 32-1901. DME
includes:
Air-fluidized beds,
Apnea monitors,
Blood glucose monitors and diabetic testing strips,
Continuous Positive Airway Pressure (CPAP) machines,
Electronic and computerized wheelchairs and seating
systems,
Feeding pumps,
Home phototherapy devices,
Hospital beds,
Infusion pumps,
Medical oxygen and oxygen delivery systems excluding
compressed medical gases,
Nebulizers,
Respiratory disease management devices
Define
“Immediate notice”
means a required notice sent by mail, fax,
or electronic mail to the Board Office within 24 hours
Define
Long-term care consultant pharmacist
means a pharmacist providing consulting services to a long-term care facility
Define
Long-term care facility” or “LTCF”
means a nursing care
institution
Define
Low-income subsidy
Medicare-provided assistance
that may partially or fully cover the costs of drugs and is based
on the income of an individual and, if applicable, the
individual’s spouse.
Define
Materials approval unit
means any organizational element
having the authority and responsibility to approve or reject
components, in-process materials, packaging components, and
final products.
Define
Mediated instruction
means information transmitted via
intermediate mechanisms such as audio or video tape or
telephone transmission
Define
Medical practitioner-patient relationship
“Medical practitioner-patient relationship” means that before
prescribing, dispensing, or administering a prescription-only
drug, prescription-only device, or controlled substance to a
person, a medical practitioner shall first conduct a physical examination of that person or have previously conducted a physical examination.
.
This subdivision does not apply to:
-A medical practitioner who provides temporary patient
supervision on behalf of the patient’s regular treating
medical practitioner;
-Emergency medical situations
- Prescriptions written to prepare a patient for a medical
examination; or Prescriptions written, prescription-only drugs,
prescription-only devices, or controlled substances issued
for use by a county or tribal public health department for
immunization programs, emergency treatment, in
response to an infectious disease investigation, public
health emergency, infectious disease outbreak or act of
bioterrorism. For purposes of this subsection,
“bioterrorism”
Define
Medicare
a federal health insurance program
established under Title XVIII of the Social Security Act.
Define
Other designated personnel
means a non-pharmacist
individual who is permitted in the pharmacy area, for a limited
time, under the direct supervision of a pharmacist, to perform
non-pharmacy related duties, such as trash removal, floor
maintenance, and telephone or computer repair.
Define
Prepackaged drug
means a drug that is packaged in a
frequently prescribed quantity, labeled in compliance with
A.R.S. §§ 32-1967 and 32-1968, stored, and subsequently
dispensed by a pharmacist or intern under the supervision of a
pharmacist, who verifies at the time of dispensing that the drug
container is properly labeled
Define
Red C stamp
means a device used with red ink to imprint an
invoice with a red letter C at least one inch high, to make an
invoice of a Schedule III through IV controlled substance
Define
Remote drug storage area
means an area that is outside the
premises of the pharmacy, used for the storage of drugs,
locked to deny access by unauthorized persons, and secured
against the use of force
Define
Shared order filling
“Shared order filling” means the following:
Preparing, packaging, compounding, or labeling an order,
or any combination of these functions, that are performed
by:
A person with a current Arizona Board license, located at
an Arizona pharmacy, on behalf of and at the request of
another resident or nonresident pharmacy; or
A person, located at a nonresident pharmacy, on behalf of
and at the request of an Arizona pharmacy; and
Returning the filled order to the requesting pharmacy for
delivery to the patient or patient’s care-giver or, at the
request of this pharmacy, directly delivering the filled
order to the patient
Define
“Shared order processing”
Interpreting the order, performing order entry verification, drug utilization review, drug compatibility and drug
allergy review, final order verification, and when necessary, therapeutic intervention, or any combination of
these order processing functions, that are performed by:
A pharmacist or intern, under pharmacist
supervision, with a current Arizona Board license,
located at an Arizona pharmacy, on behalf of and at
the request of another resident or nonresident
pharmacy
or
A pharmacist or intern, under pharmacist
supervision, located at a nonresident pharmacy, on
behalf of and at the request of an Arizona pharmacy;
and
After order processing is completed, returning the
processed order to the requesting pharmacy for order
filling and delivery to the patient or patient’s caregiver or, at the request of this pharmacy, returning
the processed order to another pharmacy for order
filling and delivery to the patient or patient’s caregiver.
Define
Support personnel
means an individual, working under the
supervision of a pharmacist, trained to perform clerical duties
associated with the practice of pharmacy, including cashiering,
bookkeeping, pricing, stocking, delivering, answering nonprofessional telephone inquiries, and documenting third-party reimbursement. Support personnel shall not perform the tasks of a pharmacist, intern, pharmacy technician, or pharmacy
technician trainee
Define
Temporary pharmacy facility
means a facility established as
a result of a declared state of emergency to temporarily
provide pharmacy services within or adjacent to declared
disaster areas.
Define
Tourist
means an individual who is living in Arizona but
maintains a place of habitation outside of Arizona and lives
outside of Arizona for more than six months during a calendar
year.
Define
Transfill
means a manufacturing process by which one or
more compressed medical gases are transferred from a bulk
container to a properly labeled container for subsequent
distribution or supply.
Define
Wholesale distribution
means distribution of a drug to a person other than a consumer or patient, but does not include:
Selling, purchasing, or trading a drug or offering to sell,
purchase, or trade a drug for emergency medical reasons.
For purposes of this Section, “emergency medical
reasons” includes transferring a prescription drug by a
community or hospital pharmacy to another community
or hospital pharmacy to alleviate a temporary shortage;
Selling, purchasing, or trading a drug, offering to sell,
purchase, or trade a drug, or dispensing a drug as
specified in a prescription;
Distributing a drug sample by a manufacturers’ or
distributors’ representative; or
Selling, purchasing, or trading blood or blood
components intended for transfusion.
Define
Wholesale distributor
means any person engaged in
wholesale distribution of drugs, including: manufacturers;
repackers; own-label distributors; private-label distributors;
jobbers; brokers; warehouses, including manufacturers’ and
distributors’ warehouses, chain drug warehouses, and
wholesale drug warehouses; independent wholesale drug
traders; and retail pharmacies that conduct wholesale
distributions in the amount of at least 5% of gross sales
What are the requirements for obtaining or reinstating a pharmacist license in Arizona, and how must a pharmacy verify a pharmacist’s licensure? General
ARTICLE 2. PHARMACIST LICENSURE
R4-23-201. General
A. License Requirement: To practice as a pharmacist in Arizona, a valid pharmacist license from the Board is required.
B. Licensure Methods:
1. Examination using a Board-approved method.
2. Reciprocity as per A.R.S. § 32-1922(B).
C. Reinstatement:
1. If a pharmacist with an expired Arizona license (lapsed over five years) is practicing in another jurisdiction, they must pass the MPJE or another Board-approved exam and pay all fees and penalties to reinstate their license.
2. If a pharmacist’s Arizona license lapsed over five years ago and they haven’t practiced in the last 12 months, they must meet the above requirements and also appear before the Board to prove their fitness for licensure.
D. License Verification: A pharmacy permittee or pharmacist-in-charge must verify that a pharmacist is currently licensed by the Board before allowing them to practice.
ARTICLE 2. PHARMACIST LICENSURE: Licensure by Examination- Application
Application Process for Licensure by Examination
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Application Requirements:
- Submit a completed application form provided by the Board.
- Include the specified documents and application fee.
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Application Receipt:
- The Board office records the application receipt date when the form is date-stamped.
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Examination Registration:
- Register for the NAPLEX and jurisprudence exams through NABP. NABP will issue an authorization to test once eligibility is confirmed.
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Application Validity:
- Applications are invalid 12 months after receipt. To continue, submit a new application if the original is invalid.
What are the time frames for the administrative completeness and substantive reviews of a licensure application by examination, and what happens if an applicant fails to submit required information on time?
Time Frames for Licensure by Examination
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Administrative Completeness Review:
- The Board will complete this review within 60 days of receiving the application.
- If the application is complete, the Board will issue a notice of administrative completeness.
- If incomplete, the Board will notify the applicant of missing information. The 60-day review period is suspended until the missing information is provided.
- If no notice is received, the application is deemed complete after 60 days.
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Submitting Missing Information:
- Applicants must submit missing information within 90 business days of receiving the notice of incompleteness.
- If additional time is needed, a 30-day extension request must be postmarked or delivered within 90 business days.
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Application Closure:
- If an applicant does not submit a complete application within the allowed time, the file will be closed. The applicant must reapply if they wish to continue.
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Substantive Review:
- The Board will complete this review within 120 days of finishing the administrative completeness review.
- Applications are invalid 12 months after receipt.
- If deficiencies are found, the Board will request additional documentation. The 120-day review period is suspended until all documentation is received.
- The review period can be extended by up to 45 days if agreed upon in writing.
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Overall Time Frames:
- Administrative Completeness Review: 60 days
- Substantive Review: 120 days
- Total Overall Time Frame: 180 days
. Time frames for licensure by examination.
Overall Time Frames:
- Administrative Completeness Review:
- Substantive Review:
- Total Overall Time Frame:
a. Administrative completeness review time frame: 60
days.
b. Substantive review time frame: 120 days.
c. Overall time frame: 180 days.
What are the requirements for renewing a pharmacist license, and what are the consequences if the renewal fee is not paid by the deadline?
License Renewal
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Renewal Process:
- Pharmacists must submit a completed renewal application form provided by the Board, along with the biennial renewal fee.
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Late Payment:
- If the renewal fee is not paid by November 1 of the renewal year, the license is suspended, and the pharmacist cannot practice. To reinstate the license, the licensee must pay a reinstatement penalty.
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Renewal Certificate:
- The renewal certificate must be maintained at the practice site for Board inspection or public review.
Q: What is the general continuing education requirement for license renewal?
A: In accordance with A.R.S. § 32-1925(F), a license will not be renewed unless the licensee has completed 30 contact hours (3.0 CEUs) of continuing education from an Approved Provider in the two years preceding the renewal application.
Special continuing education requirement. The Board
shall not renew a license unless:
a. Immunizations and Emergency Medications: At least 2 contact hours related to administering immunizations, vaccines, and emergency medications for licensees certified to administer them.
b. Controlled Substances: At least 3 contact hours of opioid-related, substance use disorder-related, or addiction-related continuing education for licensees authorized to dispense controlled substances.
c. Hormonal Contraceptives: At least 3 contact hours related to self-administered hormonal contraceptives for licensees who dispense them under a standing prescription order.
Acceptance of continuing education units CEUs. The Board shall:
A: The guidelines are:
- Approved Providers: CEUs must be from continuing education activities sponsored only by an Approved Provider.
- Accrual Period: CEUs must be accrued during the two-year period immediately before licensure renewal.
- No Carryover: CEUs from one biennial renewal period cannot be carried forward to the next period.
- Presentation CEUs: Pharmacists who lead, instruct, or lecture at a continuing education activity sponsored by an Approved Provider can receive CEUs for their presentation, following the same attendance procedures as other participants.
- Normal Teaching Duties: CEUs will not be accepted for normal teaching duties performed by pharmacists whose primary role is the education of health professionals.
Continuing education records and reporting CEUs. A pharmacist shall:
A: The requirements are:
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Record Maintenance:
- Maintain records verifying continuing education activities participated in during the past five years.
- Records should include a statement of credit or certificate from an Approved Provider issued at the end of each continuing education activity.
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Renewal Attestation:
- At the time of licensure renewal, attest to the number of CEUs completed during the renewal period on the biennial renewal form.
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Proof Submission:
- Submit proof of continuing education participation to the Board office within 20 days if requested.
Intern Licensure: The prerequisite for licensure as an intern is one of the following
- Current enrollment, in good standing, in an approved college or school of pharmacy;
- Graduation from a college or school of pharmacy along
with:
a. Proof the applicant is certified by the Foreign Pharmacy Graduate Examination Committee (FPGEC),
if applicable; or
b. Application for licensure as a pharmacist by examination or reciprocity; or - By order of the Board if the Board determines the applicant needs intern training.
What should an intern licensee do if they stop attending pharmacy school classes without graduating?
The intern licensee must immediately stop practicing as an intern and surrender the intern license to the Board or its designee within 30 days of the last attended class, unless they petition the Board as specified in R4-23-401 and receive approval to continue working as an intern. If a student re-enters a pharmacy program and wishes to continue internship training, they must reapply for intern licensure.
Q: What are the requirements for experiential training for interns?
- Supervised Training: The preceptor must ensure that the intern’s training includes activities and services defined as the “practice of pharmacy” under A.R.S. § 32-1901.
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Out-of-State Training: The Board may credit experiential training received outside the state if it meets or exceeds the minimum requirements of Arizona. To receive credit, the applicant must provide a certified copy of training records from:
- The Board of Pharmacy or intern licensing agency of the jurisdiction where the training occurred, or
- If no intern licensing agency exists, from the director of the experiential training program at the applicant’s approved pharmacy school.
Q: What are the procedures for issuing and managing intern licenses?
- Ineligibility: If an applicant is found ineligible for intern licensure, the Board office will issue a written notice of denial.
- Eligibility: If an applicant is eligible, the Board office will issue a certificate of licensure and a wall license. The intern may start practicing once assigned a license number and granted “open” status on the Board’s license verification site, even if the certificate has not yet been received.
- Pending Status: An applicant with a “pending” status on the Board’s license verification site must wait to practice as an intern until the Board office issues the certificate of licensure.
- Certificate Maintenance: The licensee must keep the certificate of licensure at the practice site for inspection by the Board or its designee and for public review.
Q: What are the renewal procedures for an intern license?/ when to renew?
- Renewal Within Six Years: An intern whose license expires before completing required education or training but within six years of the initial license issuance can renew their license for a period equal to the remaining time up to six years from the original issue date. They must pay a prorated renewal fee based on the initial license fee.
- Relicensure After Six Years: If an intern does not graduate within six years, they are ineligible for renewal unless they obtain Board approval as per A.R.S. § 32-1923(E) and R4-23-401. With Board approval, they must pay a prorated renewal fee for the approved licensure period before the license expires.
- Suspension for Non-Payment: If an intern with Board-approved relicensure does not pay the renewal fee before the license expires, the license is suspended. The intern cannot practice until they pay a penalty to reinstate the license, as outlined in A.R.S. § 32-1925 and R4-23-205.
What are the notification requirements for an intern regarding training and address changes?
- Training Notification: An intern must notify the Board within 10 days of starting, terminating, or changing their training site if employed outside the experiential training program of an approved pharmacy college or school.
- Address Change: An intern must notify the Board within 10 days of any change in their employment or mailing address.
To receive credit for intern training hours, an intern shall train
in a site that:
- Holds a valid Arizona pharmacy permit; or
- Is an alternative training site. For purposes of this Section, the term alternative training site is a non-pharmacy
training site established and monitored by an approved
college or school of pharmacy or other non-pharmacy site
where pharmacy-related activities are performed and
where an intern gains experience as specified in R4-23-
301(D).
Intern preceptor. To be an intern preceptor, a pharmacist shall:
- Hold a current unrestricted pharmacist license;
- Have at least one year of experience as an actively practicing pharmacist; and
- If found guilty of violating any federal or state law relating to the practice of pharmacy, drug or device distribution, or recordkeeping or unprofessional conduct, enter
into an agreement satisfactory to the Board that places
restrictions on the pharmacist’s license.
Q: What are the responsibilities of a preceptor in supervising an intern?
A preceptor is responsible for the actions of an intern during the training period. They must provide opportunities for skill development and offer timely, realistic feedback on the intern’s progress.
Q: What is the process and timeline for the Board office to complete an administrative completeness review of a request?
A: The Board office has 15 days from the date of receipt of a written request to complete the administrative completeness review and open a request file. If no deficiencies are found, the Board office will issue a written notice of administrative completeness to the applicant. If the request is incomplete, the Board office will provide a written notice detailing the missing information. The 15-day review period is suspended from the date the notice of incompleteness is served until the applicant provides the missing information. If the Board office does not issue a notice of administrative completeness within the 15-day period, the request is deemed complete 15 days after receipt by the Board office.
Q: What should an applicant do if their request is incomplete and they cannot submit all missing information within 30 days of receiving a notice of incompleteness?
A: An applicant must submit all missing information within 30 days of receiving the notice of incompleteness. If the applicant cannot meet this deadline, they can request an extension by sending a written request to the Board office, post-marked or delivered within 30 days of the notice. This written request must explain why the applicant cannot meet the 30-day deadline. The Board office will review the extension request and grant it if they determine that more time will help the applicant provide the missing information. The extension can be for no more than 30 days. The Board office will notify the applicant in writing of their decision. If additional time is needed, the applicant must submit another written request for further extension.
Q: What is the process and timeline for the Board to complete a substantive review of a request after the administrative completeness review is finished?
A: From the date the administrative completeness review is finished, the Board has up to 120 days to complete the substantive review of the request. During this period, the Board will either approve or deny the request or, if deficiencies are found, request additional documentation from the applicant. If the Board approves or denies the request, the Board office will issue a written notice of approval or denial. If deficiencies are identified, the Board office will send a written request to the applicant for additional documentation. The 120-day review period is suspended from the date the request for additional documentation is issued until the next Board meeting after all required documentation is received. The applicant must submit additional documentation as per the specified requirements. Additionally, if both the applicant and the Board office agree in writing, the 120-day review period may be extended once by up to 30 days.
Q: What are the established time-frames for Board approvals and special requests under A.R.S. § 41-1072 et seq.?
A: The time-frames established by the Board are as follows:
1. Administrative Completeness Review Time-frame: 15 days.
2. Substantive Review Time-frame: 120 days.
3. Overall Time-frame: 135 days.
Part 1
A pharmacist or a graduate intern or pharmacy intern under the
supervision of a pharmacist shall perform the following professional practices in dispensing a prescription medication
from a prescription order:
- Receive, reduce to written form, and manually initial oral
prescription orders; - Obtain and record the name of the individual who communicates an oral prescription order;
- Obtain, or assume responsibility to obtain, from the
patient, patient’s agent, or medical practitioner and
record, or assume responsibility to record, in the patient’s
profile, the following information:
a. Name, address, telephone number, date of birth (or
age), and gender;
b. Individual history including known diseases and
medical conditions, known drug allergies or drug
reactions, and if available a comprehensive list of
medications currently taken and medical devices
currently used;
Part 2
A pharmacist or a graduate intern or pharmacy intern under the
supervision of a pharmacist shall perform the following professional practices in dispensing a prescription medication
from a prescription order:
- Record, or assume responsibility to record, in the
patient’s profile, a pharmacist’s, graduate intern’s, or
pharmacy intern’s comments relevant to the patient’s
drug therapy, including other information specific to the
patient or drug; - Verify the legality and pharmaceutical feasibility of dispensing a drug based upon:
a. The patient’s allergies,
b. Incompatibilities with medications the patient currently takes,
c. The patient’s use of unusual quantities of dangerous
drugs or narcotics,
d. A medical practitioner’s signature, and
e. The frequency of refills; - Verify that a dosage is within proper limits
Part 3
A pharmacist or a graduate intern or pharmacy intern under the
supervision of a pharmacist shall perform the following professional practices in dispensing a prescription medication
from a prescription order:
- Interpret the prescription order, which includes exercising
professional judgment in determining whether to dispense a particular prescription; - Compound, mix, combine, or otherwise prepare and
package the prescription medication needed to dispense
individual prescription orders; - Prepackage or supervise the prepackaging of drugs by a
pharmacy technician or pharmacy technician trainee
under R4-23-1104. For drugs prepackaged by a pharmacy
technician or pharmacy technician trainee, a pharmacist
shall:
a. Verify the drug to be prepackaged;
b. Verify that the label meets the official compendium’s standards;
c. Check the completed prepackaging procedure and
product; and
d. Manually initial the completed label; or
e. For automated packaging systems, manually initial
the completed label or a written log or initial a computer-stored log
Part 4
A pharmacist or a graduate intern or pharmacy intern under the
supervision of a pharmacist shall perform the following professional practices in dispensing a prescription medication
from a prescription order:
10. Check prescription order data entry to ensure:
- a. The data is for the correct patient (name, address, telephone number, gender, date of birth or age).
- b. The data is for the correct drug (name, strength, dosage form).
- c. Prescriber’s directions are accurate (dose, dosage form, route, frequency, quantity).
- d. The medical practitioner’s details are correct (name, address, telephone number).
11. Except as in 12, make a final accuracy check of the prescription label, ensuring:
- Medication accuracy.
- Correct patient’s name.
- Consistency with the prescription order.
- Drug utilization review.
- Initial the finished label by handwriting or another approved method.
12. If using technology-assisted verification, make a final accuracy check of the label for patient’s name, consistency with the prescription order, and drug utilization review. Product verification is not required if technology-assisted verification is used.
Part 5
A pharmacist or a graduate intern or pharmacy intern under the
supervision of a pharmacist shall perform the following professional practices in dispensing a prescription medication
from a prescription order:
- Record, or assume responsibility to record, a prescription
serial number and date dispensed on the original prescription order; - Obtain, or assume responsibility to obtain, permission to
refill a prescription order and record, or assume responsibility to record on the original prescription order:
a. Date dispensed,
b. Quantity dispensed, and
c. Name of medical practitioner or medical practitioner’s agent who communicates permission to
refill the prescription order; - Reduce to written or printed form, or assume responsibility to reduce to written or printed form, a new prescription order received by:
a. Fax,
b. E-mail, or
c. Other means of communication;
Part 6
A pharmacist or a graduate intern or pharmacy intern under the
supervision of a pharmacist shall perform the following professional practices in dispensing a prescription medication
from a prescription order:
- Verify, or assume responsibility to verify, that a completed prescription medication is sold only to the correct
patient, patient’s care-giver, or authorized agent; - Record on the original prescription order the name or initials of the pharmacist, graduate intern, or pharmacy
intern who originally dispenses the prescription order;
and - Record on the original prescription order the name or initials of the pharmacist, graduate intern, or pharmacy
intern who dispenses each refill
Only a pharmacist, graduate intern, or pharmacy intern shall
provide oral consultation about a prescription medication to a
patient or patient’s care-giver in an outpatient setting, including a patient discharged from a hospital. The oral consultation
is required whenever the following occurs:
A: Oral consultation by a pharmacist, graduate intern, or pharmacy intern is required when:
- The medication has not been previously dispensed to the patient in the same strength, dosage form, or directions.
- The pharmacist deems it necessary through professional judgment.
- The patient or their caregiver requests it.
Oral consultation shall include
- Reviewing the name and strength of a prescription medication or name of a prescription-only device and the
labeled indication of use for the prescription medication
or prescription-only device; - Reviewing the prescription’s directions for use;
- Reviewing the route of administration; and
- Providing oral information regarding special instructions
and written information regarding side effects, procedure
for missed doses, or storage requirements
When, in the professional judgment of the pharmacist or graduate intern or pharmacy intern under the supervision of a pharmacist, or when circumstance precludes it, oral consultation may be omitted if the pharmacist, graduate intern, or pharmacy intern:
- Personally provides written information to the patient or
patient’s care-giver that summarizes the information that
would normally be orally communicated; - Documents, or assumes responsibility to document, both
the circumstance and reason for not providing oral consultation by a method approved by the Board or its designee; and - Offers the patient or patient’s care-giver the opportunity
to communicate with a pharmacist, graduate intern, or
pharmacy intern at a later time and provides a method for the patient or patient’s care-giver to contact a pharmacist,
graduate intern, or pharmacy intern at the pharmacy.
The pharmacist or graduate intern or pharmacy intern under
the supervision of a pharmacist, through the exercise of professional judgment, may provide oral consultation that
includes:
- Common severe adverse effects, interactions, or therapeutic contraindications, and the action required if they
occur; - Techniques of self-monitoring drug therapy;
- The duration of the drug therapy; and
- Prescription refill information.
Oral consultation documentation. When oral consultation is
required as specified in subsection (B), a pharmacist, graduate
intern, or pharmacy intern shall:
Q: What documentation is required related to oral consultation?
A: Documentation is required to:
- Record that oral consultation was provided.
- Document if oral consultation was not provided due to patient refusal or if someone other than the patient or caregiver picked up the prescription.
- Note the circumstances and reasons for omitting oral consultation if decided under subsection (D).
- Include the name, initials, or ID of the pharmacist, graduate intern, or pharmacy intern involved.
When a prescription is delivered to the patient or patient’s
care-giver outside the immediate area of a pharmacy and a
pharmacist is not present, the prescription shall be accompanied by written or printed patient medication information that, in addition to the requirements in subsection (C), includes:
- Approved use for the prescription medication;
- Possible adverse reactions;
- Drug-drug, food-drug, or disease-drug interactions;
- Missed dose information; and
- Telephone number of the dispensing pharmacy or another
method approved by the Board or its designee that allows
a patient or patient’s care-giver to consult with a pharmacist
Q: Is a prescription medication or prescription-only device exempt from certain requirements when delivered to a patient at a location with a licensed health care professional responsible for its administration?
A: Yes, a prescription medication or prescription-only device delivered to a patient at a location where a licensed health care professional is responsible for administering it is exempt from the requirements of subsection (C).
Q: What are the prohibitions related to rebates and payments for pharmacists and pharmacy permittees?
- General Prohibition: Pharmacists and pharmacy permittees must not offer, deliver, receive, or accept any unearned rebate, refund, commission, preference, patronage dividend, discount, or other unearned consideration (money or otherwise) as compensation or inducement to refer a patient, client, or customer, except for a rebate or premium paid directly and completely to the patient.
- Payments to Medical Practitioners: Payment in money or other consideration for a prescription order prescribed by a medical practitioner is prohibited.
-
Payments to Health Care Institutions: Payment to long-term care, assisted living facilities, or other health care institutions in money, discount, rental, or other consideration above the prevailing rate is prohibited for:
- Prescription medication or devices dispensed or sold for patients or residents.
- Drug selection, drug utilization review services, drug therapy management services, or other pharmacy consultation services provided for patients or residents.
Prescription order-blank advertising prohibited. A pharmacist
or pharmacy permittee shall not:
- Directly or indirectly furnish to a medical practitioner a
prescription order-blank that refers to a specific pharmacist or pharmacy in any manner; or - Actively or passively participate in any arrangement or
agreement where a prescription order-blank is prepared,
written, or issued in a manner that refers to a specific
pharmacist or pharmacy
Fraudulent claim for a fee. A pharmacist or pharmacy permittee:
- Shall not claim a fee for a service that is not performed or
earned; - May divide a prescription order into two or more portions
of prescription medication at the request of a patient, or
for some other ethical reason, and charge a dispensing fee
for the additional service; and - Shall not divide a prescription order merely to obtain an
additional fee.
Prohibiting a prescription-only drug or device from being dispensed over the counter. A pharmacist shall ensure that:
- A prescription-only drug or device is dispensed only after
receipt of a valid prescription order from a licensed medical practitioner; - The dispensed prescription-only drug or device is properly prepared, packaged, and labeled
What are the rules for dispensing drugs based on internet-based prescriptions?What are the rules for dispensing drugs based on internet-based prescriptions?
- Internet-Based Prescriptions: A pharmacist must not dispense a drug if they know, or reasonably should know, that the prescription was issued based on an internet-based questionnaire or consultation without a medical practitioner-patient relationship.
- Unethical Conduct: Dispensing a prescription-only drug, prescription-only device, or controlled substance in violation of this rule is considered unethical conduct under A.R.S. § 32-1901.01.
Prescription orders. A pharmacist shall ensure that:
1. A prescription order the pharmacist uses to dispense a
drug or device includes the following information:
a. Date of issuance;
b. Name and address of the patient for whom or the
owner of the animal for which the drug or device is
dispensed;
c. Drug name, strength, and dosage form or device
name;
d. Name of the manufacturer or distributor of the drug
or device if the prescription order is written generically or a substitution is made;
e. Prescribing medical practitioner’s directions for use;
f. Date of dispensing;
g. Quantity prescribed and if different, quantity dispensed;
h. For a prescription order for a controlled substance,
the medical practitioner’s address and DEA number;
i. For a written prescription order, the medical practitioner’s signature;
j. For an electronically transmitted prescription order,
the medical practitioner’s digital or electronic signature;
k. For an oral prescription order, the medical practitioner’s name and telephone number; and
l. Name or initials of the dispensing pharmacist;
Q: How long must a pharmacist or pharmacy permittee keep a prescription order record?
A: A pharmacist or pharmacy permittee must keep a prescription order record for seven years from the date the drug or device is dispensed.
Q: What are the labeling and packaging requirements for schedule II controlled substances that are opioids?
A: Schedule II controlled substances that are opioids must be placed in a container with a red cap and a warning label stating “CAUTION: OPIOID, Risk of Overdose and Addiction” or similar language indicating the risk of overdose and addiction. However, the Executive Director, under delegation from the Board, may waive the red-cap requirement if it is not feasible due to the specific dosage form or packaging type.
Prescription refills. A pharmacist shall ensure that the following information is recorded on the back of a prescription order
when it is refilled:
- Date refilled,
- Quantity dispensed,
- Name or approved abbreviation of the manufacturer or
distributor if the prescription order is written generically
or a substitution is made, and - The name or initials of the dispensing pharmacist.
Prescription order adaptation. Except for a prescription order
for a controlled substance, a pharmacist, using professional
judgment, may make the following adaptations to a prescription order if the pharmacist documents the adaptation in the
patient’s record:
- Change the prescribed quantity if the prescribed quantity
is not a package size commercially available from the
manufacturer; - Change the prescribed dosage form or directions for use
if the change achieves the intent of the prescribing medical practitioner; - Complete missing information on the prescription order if
there is sufficient evidence to support the change; and - Extend the quantity of a maintenance drug for the limited
quantity necessary to achieve medication refill synchronization for the patient.
Q: Can a pharmacist provide a copy of a prescription order to a patient or their authorized representative, and what are the conditions?
Yes, a pharmacist may provide a copy of a prescription order to the patient or their authorized representative, provided the copy is clearly marked “COPY FOR REFERENCE PURPOSES ONLY” or a similar statement. However, this copy is not a valid prescription order, and the pharmacist must not dispense a drug or device based on the information on the copy.
Transfer of prescription order information. For a transfer of
prescription order information to be valid, a pharmacy permittee or pharmacist-in-charge shall ensure that:
- Both the original and the transferred prescription order
are maintained for seven years after the last dispensing
date; - The original prescription order information for a Schedule III, IV, or V controlled substance is transferred only as
specified in 21 CFR 1306.25 - The original prescription order information for a noncontrolled substance drug is transferred without limitation only up to the number of originally authorized refills;
- For a transfer within Arizona:
a. The transfer of original prescription order information for a non-controlled substance drug meets the
following conditions…in next slide :)
For a transfer within Arizona:
a. The transfer of original prescription order information for a non-controlled substance drug meets the
following conditions:
The transfer of original prescription order information for a Schedule III, IV, or V controlled substance
meets the following conditions
i. The transfer of information is communicated directly between two licensed pharmacists or interns electronically or verbally;
ii. The following information is recorded by the transferring pharmacist or intern:
(1) The word “void” is written on the face of the invalidated original prescription order unless it is an electronic or oral transfer and the transferred prescription order information is invalidated in the transferring pharmacy’s computer system;
and
(2) The name, address, and DEA number of the pharmacy to which the prescription is transferred, the name of the receiving pharmacist, the date of transfer, and the name of the transferring pharmacist is written on the back of the prescription order or entered into the transferring
pharmacy’s computer system; and
iii. The following information is recorded by the
receiving pharmacist on the transferred prescription order:
(1) The word “transfer;”
(2) Date of issuance of original prescription order;
(3) Original number of refills authorized on the original prescription order;
(4) Date of original dispensing;
(5) Number of valid refills remaining and the date of the last refill;
(6) Name, address, DEA number, and original prescription number of the pharmacy from which the prescription is transferred;
(7) Name of the transferring pharmacist; and
(8) Name of the receiving pharmacist
Q: What are the conditions for the electronic transfer of original prescription order information?
A: The electronic transfer of original prescription order information must meet the following conditions:
- Same Company: The transfer is between pharmacies owned by the same company using a common or shared database.
- Non-Controlled Substances: For non-controlled substances, the transfer can be performed by a pharmacist, intern, pharmacy technician trainee, or pharmacy technician under the supervision of a pharmacist.
- Controlled Substances: For controlled substances, the transfer must be performed between two licensed pharmacists.
- The electronic transfer of original prescription order
information for a non-controlled substance drug
meets the following conditions: …in next slide!
The electronic transfer of original prescription order
information for a non-controlled substance drug
meets the following conditions:
i. The transferring pharmacy’s computer system:
(1) Invalidates the transferred original prescription order information;
(2) Records the identification code, number, or address of the pharmacy to which the prescription order information is
transferred;
(3) Records the name or identification code of the receiving pharmacist, intern, pharmacy technician trainee, or pharmacy
technician; and
(4) Records the date of transfer; and
.
ii. The receiving pharmacy’s computer system;
(1) Records that a prescription transfer occurred;
(2) Records the date of issuance of the original prescription order;
(3) Records the original number of refills authorized on the original prescription order;
(4) Records the date of original dispensing;
(5) Records the number of valid refills remaining and the date of the last refill;
(6) Records the identification code, number, or address and original prescription number of the pharmacy from which the
prescription is transferred;
(7) Records the name or identification code of the receiving pharmacist or intern, pharmacy technician trainee, or pharmacy
technician; and
(8) Records the date of transfer;
The electronic transfer of original prescription order
information for a controlled substance meets the following conditions:
The transferring pharmacy’s computer system:
(1) Invalidates the transferred original prescription order information;
(2) Records the identification code, number, or address, and DEA number of the pharmacy to which the prescription order
information is transferred;
(3) Records the name or identification code of the receiving pharmacist;
(4) Records the date of transfer; and
(5) Records the name or identification code of the transferring pharmacist
Q: What are the conditions for transmitting a prescription order by fax from a medical practitioner to a pharmacy?
A: The faxing of a prescription order is allowed under these conditions:
- Destination: The prescription is faxed only to the pharmacy of the patient’s choice.
-
Content Requirements:
- It must include all required information as per A.R.S. §§ 32-1968 and 36-2525.
- It should only be faxed from the medical practitioner’s practice location, except for cases where a nurse at a hospital, long-term care facility, or inpatient hospice sends it for a patient at the facility.
-
Additional Information Required:
- The date the prescription is faxed.
- The fax number of the prescribing medical practitioner or facility, and the facility’s telephone number.
- The name of the person transmitting the fax if not the medical practitioner.
Q: What are the requirements for the electronic transmission of a prescription order from a medical practitioner to a pharmacy?
- General Transmission: A medical practitioner or their agent may transmit a prescription order electronically, directly or through an intermediary (e.g., E-prescribing network), unless prohibited by law.
- Controlled Substances: For Schedule II, III, IV, or V controlled substances, both the medical practitioner and pharmacy must ensure compliance with federal security requirements.
- Privacy Compliance: All electronic transmissions must comply with state and federal laws related to the privacy of protected health information.
-
Additional Information Required:
- The date of transmission.
- The name of the medical practitioner’s authorized agent if they transmit the prescription order.
- Pharmacy Responsibilities: The pharmacy must maintain the electronic prescription order as specified by A.R.S. § 32-1964 or R4-23-408(H)(2).
- Pharmacy Choice: The electronic prescription order must be transmitted only to the pharmacy of the patient’s choice.
Exceptions under A.R.S. § 36-2525 regarding electronic prescribing requirements:
1. Medical Practitioner Exceptions: A medical practitioner authorized to prescribe controlled substances may use a written prescription order instead of an electronic one in the following cases:
- Out-of-State: The prescription is written in this state but intended to be filled outside the state.
- Compounding: The medication requires compounding two or more ingredients.
- Not in Database: The medication is not in the E-prescribing database.
- In Custody: The individual is detained by or in custody of an Arizona or federal law enforcement agency.
2. Pharmacist Exceptions: A pharmacist may dispense a controlled substance from a written prescription if:
- Out-of-State Practitioner: The prescription is from a medical practitioner not licensed in this state.
- Compounding: The medication requires compounding two or more ingredients.
- Not in Database: The medication is not in the E-prescribing database.
- In Custody: The individual is detained by or in custody of an Arizona or federal law enforcement agency.
Dispensing an Opioid Antagonist
Community member
“Community member” means any person in position to assist an individual at risk of experiencing an opioidrelated overdose. This includes emergency first responders, peace officers or other law enforcement personnel, fire department personnel, school district employees, and personnel of a facility or center that provides services to individuals at risk of experiencing an opioid-related overdose
Dispensing an Opioid Antagonist
Opioid antagonist
“Opioid antagonist” means any drug approved by the
U.S. Food and Drug Administration that binds to opioid
receptors, effectively blocking or inhibiting the receptor
and preventing the body from responding to the opioid.
Naloxone hydrochloride is an opioid antagonist.
Dispensing an Opioid Antagonist
Opioid-related overdose
means an acute condition
caused by excessive opioids. An opioid-related overdose
can be identified by a triad of symptoms: decreased level
of consciousness, pinpoint pupils, and respiratory depression. Other symptoms may include seizures, muscle spasms, and coma or death. An opioid-related overdose requires medical assistance
When dispensing an opioid antagonist under A.R.S. § 32-
1979, a pharmacist or pharmacy intern shall provide the following education to the individual to whom the opioid antagonist is dispensed
- How to prevent an opioid-related overdose;
- How to recognize an opioid-related overdose;
- How to administer an opioid antagonist safely to an individual experiencing an opioid-related overdose;
- Precautions regarding: a. Potential side effects, and b. Possible adverse events associated with administration of the opioid antagonist; and
- Importance of seeking emergency medical assistance for
the individual experiencing an opioid-related overdose
before or after administering the opioid antagonist.
Before dispensing an opioid antagonist under A.R.S. § 32-
1979(A), a licensed pharmacist shall complete an opioid prevention and treatment training program that includes the following information:
- How to recognize the symptoms of an opioid-related
overdose, - How to respond to a suspected opioid-related overdose,
- How to administer all preparations of an opioid antagonist, and
- The information needed by an individual to whom an opioid antagonist is dispensed.
A pharmacist who has completed an opioid prevention and
treatment training program may . . .
- May administer an opioid antagonist to an individual the
pharmacist believes is experiencing an opioid-related overdose, and - Is exempt from civil liability under the terms of A.R.S. §
36-2267(B)
Dispensing a Self-administered Hormonal Contraceptive
Standard procedures. The first time a pharmacist dispenses a
self-administered hormonal contraceptive under a standing
prescription order, as authorized under A.R.S. § 32-1979.01, to
a patient, the pharmacist shall:
- Determine the patient is at least 18 years old;
- Obtain from the patient a completed self-screening risk
assessment based on nationally recognized guidelines; - Provide the patient with written information prepared by
the manufacturer of the hormonal contraceptive; and - Provide the following information orally to the patient:
a. How hormonal contraception works;
b. When and how to take the self-administered hormonal contraceptive;
c. Risks associated with taking a self-administered hormonal contraceptive; and
d. When to seek medical assistance while taking a selfadministered hormonal contraceptive.
Q: What is required of a pharmacist who dispenses a self-administered hormonal contraceptive under a standing prescription order?
A: The pharmacist must have the patient complete a self-screening risk assessment based on nationally recognized guidelines annually.
Q: What documentation must a pharmacist maintain when dispensing a self-administered hormonal contraceptive under a standing prescription order?
A: The pharmacist must maintain evidence of the patient’s age at the time of initial dispensing and the completed nationally recognized self-screening risk assessment for at least seven years. This information must be readily retrievable and available to the Board upon request.
Q: What continuing education requirement must a pharmacist fulfill during each biennial renewal period if they dispense self-administered hormonal contraceptives under a standing prescription order?
A: The pharmacist must complete three contact hours of continuing education during each biennial renewal period.
Q: What are the requirements for a pharmacy permittee or pharmacist-in-charge regarding computer system policies and procedures?
-
Develop and Implement Policies: The pharmacy permittee or pharmacist-in-charge must:
- Create and follow policies for output documentation, system interruptions, backup procedures, audit procedures, and data entry validation.
- Biennial Review: Review and, if necessary, revise these policies every two years.
- Document Review: Document the biennial review.
- Written Manual: Assemble the policies into a written manual or another Board-approved method.
- Accessibility: Ensure the manual is available within the pharmacy for reference by staff and inspection by the Board or its designee.
Q: What are the requirements for a pharmacy permittee or pharmacist-in-charge regarding computer system data storage and retrieval?
- Sight-Readable Information: The computer system must be capable of producing sight-readable information on all original and refill prescription orders and patient profiles.
- Online Retrieval of Prescription Information: The system must provide online retrieval (via CRT display or hard-copy printout) of original prescription order information as required by A.R.S. § 32-1968(C), R4-23-402(A), and R4-23-407(A).
- Online Retrieval of Patient Profiles: The system must provide online retrieval (via CRT display or hard-copy printout) of patient profile information as required by R4-23-402(A).
- Documentation of Dispensing Pharmacist: The system must provide documentation identifying the pharmacist responsible for dispensing each original or refill prescription order. If the system in use before the effective date of this section cannot provide this documentation, manual documentation identifying the dispensing pharmacist is acceptable.
-
Printout of Prescription Order Information: The system must produce a printout of all prescription order information, including a single-drug usage report containing:
- The name of the prescribing medical practitioner.
- The name and address of the patient.
- The quantity dispensed on each original or refill prescription order.
- The date of dispensing for each original or refill prescription order.
- The name or identification code of the dispensing pharmacist.
- The serial number of each prescription order.
- Printout of Requested Information: The system must provide a printout of requested prescription order information to an individual pharmacy within 72 hours of the request if the information is maintained in a centralized computer record system.
A pharmacy permittee or pharmacist-in-charge of a pharmacy
that uses a pharmacy computer system:
- Notification: The pharmacy must notify the D.E.A. and the Board in writing that original and refill prescription order information and patient profiles are stored in the pharmacy computer system.
- Compliance: The pharmacy must comply with the requirements of this section if the computer system’s refill records are used as an alternative to the manual refill records required in R4-23-407(B).
- Exemption: The pharmacy is exempt from the manual refill recordkeeping requirements of R4-23-407(B) if the computer system complies with the requirements of this section.
-
Accuracy Documentation: The pharmacy must ensure that documentation of the accuracy of original and refill prescription order information entered into the computer system is provided by each pharmacist and kept on file for seven years from the date of the last refill. Documentation options include:
-
Hard-Copy Printout:
- States that original and refill data for prescriptions dispensed by each pharmacist is reviewed for accuracy.
- Includes the printed name of each dispensing pharmacist.
- Signed and initialed by each dispensing pharmacist.
-
Log Book or Separate File:
- States that original and refill data for prescriptions dispensed by each pharmacist is reviewed for accuracy.
- Includes the printed name of each dispensing pharmacist.
- Signed and initialed by each dispensing pharmacist.
-
Hard-Copy Printout:
Q: What actions must a pharmacy permittee or pharmacist-in-charge take if the pharmacy computer system does not comply with the requirements of subsections (A), (B), and (F)?
- Compliance Deadline: The pharmacy permittee or pharmacist-in-charge must bring the computer system into compliance within three months of receiving a notice of noncompliance or violation letter.
- Manual Recordkeeping: If the computer system remains noncompliant with subsections (A), (B), or (F) after the three-month period, the pharmacy permittee or pharmacist-in-charge must immediately revert to the manual recordkeeping requirements of R4-23-402 and R4-23-407.
Security. To maintain the confidentiality of patient records, a
pharmacy permittee or pharmacist-in-charge shall ensure:
- The computer system has security and systems safeguards designed to prevent and detect unauthorized
access, modification, or manipulation of prescription
order information and patient profiles; and - After a prescription order is dispensed, any alteration of
prescription order information is documented, including
the identification of the pharmacist responsible for the
alteration
Q: What are the requirements for using an electronic imaging recordkeeping system for prescription records instead of filing original hard-copy prescriptions?
-
System Capabilities: The electronic imaging recordkeeping system must:
- Capture, store, and reproduce the exact image of a prescription order, including the reverse side if necessary.
- Ensure that any notes of clarification or alterations are directly associated with the electronic image of the prescription order.
- Retention Period: The system must retain the prescription order image and any associated notes for at least seven years from the date the prescription was last dispensed.
- Policies and Procedures: Develop, implement, review, and revise policies and procedures for the electronic imaging system as described in subsection (A).
- Controlled Substances: The prescription cannot be for a controlled substance.
A pharmacy permittee or pharmacist-in-charge shall make all
prescription records available within ________ after a Board
request.
72 hours
R4-23-409. Returning Drugs and Devices
Q: Under what conditions can a pharmacist or pharmacy permittee accept a returned drug or device for resale or reuse?
-
Drugs:
-
General Rule:
- The drug must be in its original, unopened container.
- The drug or its container must not show signs of contamination or deterioration.
-
Exceptions:
- Hospital Inpatients: Drugs dispensed to hospital inpatients are exempt.
-
Long-Term Care Facility Residents: Drugs dispensed to residents of a long-term care facility where a licensed healthcare professional administers the drug, provided:
- The drug has been stored in compliance with official compendium requirements.
- The drug is not visibly contaminated or deteriorated.
-
General Rule:
-
Devices:
- The device must:
- Be inspected and free of defects.
- Be rendered incapable of transferring disease.
- Not be claimed as new or unused if resold or reused.
- The device must:
R4-23-410. Current Good Compounding Practices
Q: What are the requirements for compounding pharmaceutical products in a pharmacy?
-
Substance Quality and Source:
-
Quality Standards:
- Substances must meet official compendium requirements.
- Must be of high quality (e.g., Chemically Pure (CP), Analytical Reagent (AR), ACS certified, or Food Chemical Codex (FCC) grade).
- Alternatively, substances must come from a source deemed acceptable and reliable by the pharmacist.
-
Quality Standards:
-
Compounding in Anticipation:
- Before compounding a pharmaceutical product in large quantities, the pharmacist must have a history of compounding valid prescriptions for that product.
-
Distribution of Compounded Products:
- General Rule: Compounded products cannot be provided to other pharmacies, medical practitioners, or persons for dispensing or distribution.
-
Exception: Products may be provided to a medical practitioner for patient administration if:
- Each container includes a written list and a label with:
- Pharmacy’s name, address, and phone number.
- Product name and required information.
- Lot or control number.
- Beyond-use date (based on the pharmacist’s judgment, up to the maximum recommended in the compendium).
- “Not For Dispensing” and “For Office or Hospital Administration Only” statements.
- Each container includes a written list and a label with:
-
Advertising Compounding Services:
- Pharmacies and pharmacists are allowed to advertise or promote their prescription compounding services.
R4-23-410. Current Good Compounding Practices
A pharmacy permittee shall ensure compliance with the organization, training, and personnel issues in this subsection.
1. Before dispensing a compounded pharmaceutical product, a pharmacist:
a. Inspects and approves or rejects, or assumes responsibility for inspecting and approving or rejecting,
components, pharmaceutical product containers and
closures, in-process materials, and labeling;
b. Prepares or assumes responsibility for preparing all
compounding records;
c. Reviews all compounding records to ensure that no
errors occur in the compounding process;
d. Ensures the proper use, cleanliness, and maintenance of all compounding equipment; and
e. Documents by hand-written initials or signature in
the compounding record the completion of the
requirements of subsections
You GOT this! :)
Q: What are the responsibilities of a pharmacist engaged in compounding?
a. Compliance:
- Adheres to current good compounding practices and applicable state pharmacy laws.
b. Proficiency:
- Maintains compounding skills through ongoing awareness, training, and continuing education.
c. Personnel Requirements:
- Ensures that compounding personnel wear:
- Clean Clothing: Appropriate for the work performed.
- Protective Apparel: Such as coats, aprons, gowns, gloves, or masks to protect against chemical exposure and prevent contamination of pharmaceutical products.
A pharmacy permittee shall ensure the security, safety, and
quality of a compounded pharmaceutical product by conforming with the following standards:
- Implement procedures to exclude from direct contact
with components, pharmaceutical product containers and
closures, in-process materials, labeling, and pharmaceutical products, any person with an apparent illness or open
lesion that may adversely affect the safety or quality of a
compounded pharmaceutical product, until the illness or
lesion, as determined by competent medical personnel,
does not jeopardize the safety or quality of a compounded
pharmaceutical product; and - Require all personnel to inform a pharmacist of any
health condition that may adversely affect a compounded
pharmaceutical product.
Q: What are the requirements for equipment and utensils used in pharmaceutical product compounding to ensure safety and quality?
-
Design and Location:
- Equipment and utensils must be appropriately designed, adequately sized, and suitably located for proper operation, cleaning, and maintenance.
-
Material:
- They should be made of materials that are non-reactive, non-additive, and non-absorptive when exposed to components, in-process materials, or pharmaceutical products.
-
Cleaning:
- Equipment and utensils must be cleaned and protected from contamination before use.
-
Inspection:
- They should be inspected and determined suitable for use before starting compounding operations.
-
Routine Checks:
- Equipment and utensils must be routinely inspected, calibrated, or checked to ensure proper performance.
Q: What procedures must a pharmacy permittee ensure to prevent cross-contamination in compounding?
-
Procedures for Cross-Contamination Prevention:
- The pharmacist-in-charge must establish, implement, and comply with procedures to prevent cross-contamination, especially when compounding products requiring special precautions (e.g., penicillin).
-
Options for Preventing Cross-Contamination:
- Dedication of Equipment: Use dedicated equipment solely for certain pharmaceutical products.
- Meticulous Cleaning: Thoroughly clean equipment that has been contaminated before using it for compounding other products.
A pharmacy permittee shall ensure that the pharmacist-incharge establishes, implements, and complies with control procedures for components and pharmaceutical product containers and closures, either written or electronically stored
with printable documentation, that conform with the standards
in this subsection
- Components and pharmaceutical product containers and
closures are:
a. Stored off the floor,
b. Handled and stored to prevent contamination, and
c. Rotated so the oldest approved stock is used first. - Container closure systems comply with official compendium standards.
- Pharmaceutical product containers and closures are clean
and made of material that is not reactive, additive, or
absorptive.
Q: What must a pharmacy permittee ensure regarding compounding controls and procedures?
-
Compounding Procedures Availability:
- Procedures must be available in written or electronic form with printable documentation.
-
Content of Procedures:
-
Description of Each Pharmaceutical Product:
- Components: Manufacturer, lot number, expiration date, amounts, order of addition, and compounding process.
- Equipment and utensils used.
- Container and closure system appropriate for the product’s sterility and stability.
-
Testing and Validation:
-
Monitor and Validate:
- Dosage form weight variation.
- Adequacy of mixing for uniformity and homogeneity.
- Clarity, completeness, and pH of solutions (if applicable).
-
Monitor and Validate:
-
Description of Each Pharmaceutical Product:
Components for pharmaceutical product compounding
are accurately weighed, measured, or subdivided. To
ensure that each weight, measure, or subdivision is correct as stated in the compounding procedures, a pharmacist:
a. Checks and rechecks, or assumes responsibility for
checking and re-checking, the operations at each
stage of the compounding process; and
b. Documents by hand-written initials or signature the
completion and accuracy of the compounding process.
When a component is removed from its original container
and transferred to another container, the new container
label contains, in full text or an abbreviated code system,
the following:
a. The component name,
b. The manufacturer’s or supplier’s name,
c. The lot or control number,
d. The weight or measure,
e. The beyond-use-date
f. The transfer date
Q: What additional labeling requirements must be included for a compounded pharmaceutical product beyond A.R.S. § 32-1968(D)?
-
Identification:
- A statement, symbol, designation, or abbreviation indicating that the pharmaceutical product is compounded.
-
Beyond-Use-Date:
- A clearly specified beyond-use-date as outlined in the relevant subsection.
A pharmacy permittee shall ensure that the pharmacist-incharge stores any quantity of compounded pharmaceutical
product produced in excess of the quantity dispensed in accordance with subsection (B):
- In an appropriate container with a label that contains:
a. A complete list of components or the pharmaceutical
product’s name;
b. The preparation date;
c. The assigned lot or control number; and
d. A beyond-use-date - Under conditions, dictated by the pharmaceutical product’s composition and stability characteristics, that ensure
its strength, quality, and purity.
A pharmacy permittee shall ensure that the pharmacist-incharge establishes, implements, and complies with recordkeeping procedures that comply with this subsection:
- Pharmaceutical product compounding procedures and
other records required by this Section are maintained by
the pharmacy for not less than seven years, and - Pharmaceutical product compounding procedures and
other records required by this Section are readily available for inspection by the Board or its designee.
R4-23-411. Pharmacist or Intern-administered Immunizations
Q: Under what conditions can a pharmacist or intern administer immunizations, vaccines, and emergency medications to eligible adult and minor patients?
-
Eligibility:
- Eligible Adult Patient: 13 years of age or older.
- Eligible Minor Patient: At least 3 years of age but less than 13 years old.
-
For Eligible Adult Patients:
- The immunization or vaccine must be:
- Recommended for adults by the U.S. Centers for Disease Control and Prevention (CDC).
- Recommended by the CDC’s Health Information for International Travel.
- The immunization or vaccine must not be on the Arizona Department of Health Services
- The immunization or vaccine must be:
-
For Eligible Minor Patients:
- Immunizations or vaccines can be administered for:
- Influenza or a booster dose
- Other immunizations or vaccines only in response to a public health emergency declared by the Governor
- Immunizations or vaccines can be administered for:
-
Administration Without Prescription:
- Immunizations, vaccines, and emergency medications can be administered without a prescription under these conditions.
R4-23-411. Pharmacist or Intern-administered Immunizations
A pharmacist or intern who is authorized to administer immunizations, vaccines, and emergency medications to an eligible adult patient or eligible minor patient shall:
- Not delegate the authority to any other pharmacist, intern,
or employee not specifically authorized by rule; and - Maintain their current certificate for inspection by the
Board or its designee or review by the public.
Q: What are the qualifications required for a pharmacist or intern to administer immunizations, vaccines, and emergency medications to eligible patients?
-
Current License:
- The pharmacist or intern must have a current license to practice pharmacy in this state.
-
Training Program:
- The pharmacist or intern must successfully complete a training program specified in subsection (E).
-
Certification:
- The pharmacist or intern must have a current certificate in basic cardiopulmonary resuscitation (CPR).
Note: Authorization to administer these medications is granted by the Board upon receipt of a completed application form.
Q: What are the training program requirements for pharmacists or interns to administer immunizations, vaccines, and emergency medications?
A: The training program must include the following courses of study:
-
Basic Immunology:
- Understanding the human immune response.
-
Vaccine Information:
- Mechanics of immunity, adverse effects, dosage, and administration schedule of available vaccines.
-
Emergency Response:
- Handling emergency situations resulting from the administration of immunizations, vaccines, or medications, including administering emergency medications to counteract adverse effects.
-
Intramuscular Injections:
- Techniques for administering intramuscular injections.
-
Other Administration Methods:
- Various methods of immunization administration.
-
Recordkeeping and Reporting:
- Requirements for proper documentation and reporting as specified in subsection (F).
A pharmacist or intern authorized under this Section to
administer immunizations, vaccines, and emergency
medications to an eligible patient shall provide to the
pharmacy the following information and documentation
regarding each immunization, vaccine, or emergency
medication administered:
a. The name, address, and date of birth of the patient;
b. The date of administration and site of injection;
c. The name, dose, manufacturer’s lot number, and expiration date of the vaccine, immunization, or emergency medication;
d. The name and address of the patient’s identified primary-care provider or physician;
e. The name of the pharmacist or intern administering the immunization, vaccine, or emergency medication;
f. A record of the pharmacist’s or intern’s consultation
with the patient determining that the patient is an eligible patient
g. Consultation or other professional information provided to the patient by the pharmacist or intern;
h. The name and date of the immunization or vaccine
information sheet provided to the patient; and
i. For an immunization or vaccine given to an eligible
minor patient, a consent form signed by the minor’s
parent or guardian
Q: What are the requirements for reporting and maintaining records after administering immunizations, vaccines, or emergency medications?
-
Report to Primary-Care Provider:
- The pharmacist or intern must provide a written or electronic report to the patient’s primary-care provider or physician, including the documentation
- The pharmacy must document the time and date the report is sent.
- This record must be available for inspection by the Board or its designee within 72 hours of request.
-
Record Maintenance:
- The pharmacy’s pharmacist-in-charge or permittee must maintain the records for a minimum of seven years from the administration date.
Q: What are the guidelines for emergency refill prescription dispensing during a state of emergency?
-
Initial Emergency Refill:
- When Applicable: During a state of emergency declared affecting prescription refills.
-
Conditions:
- The medication is essential for life maintenance or continuation of therapy, as determined by the pharmacist.
- The pharmacist must make a good faith effort to reduce the information to a written prescription marked “emergency prescription” and file and maintain it as required by law.
- Quantity: Up to a 30-day supply.
-
Subsequent Emergency Refill:
- When Applicable: If the state of emergency continues for at least 21 days after the initial emergency refill.
- Conditions: The pharmacist must comply with the requirement to reduce the information to a written prescription marked “emergency prescription” and file and maintain it as required by law.
- Quantity: One additional emergency refill of up to a 30-day supply.
-
End of Authority:
- The pharmacist’s authority to dispense emergency prescriptions ends when the declared state of emergency is terminated.
Q: What are the conditions for temporary recognition of nonresident licensure during a state of emergency?
-
For Nonresident Pharmacists:
-
Eligibility: A pharmacist not licensed in this state but licensed in another state may dispense medications in affected areas if:
- Proof of current licensure in another state is provided.
- The pharmacist is engaged in a relief effort during the state of emergency.
- Scope: Applies only to the counties, cities, or towns affected by the state of emergency.
-
Eligibility: A pharmacist not licensed in this state but licensed in another state may dispense medications in affected areas if:
-
For Nonresident Pharmacy Technicians or Interns:
-
Eligibility: A pharmacy technician or intern not licensed in this state but licensed or registered in another state may assist in dispensing medications if:
- Proof of current licensure or registration in another state is provided.
- The pharmacy technician or intern is engaged in a relief effort during the state of emergency.
- Supervision Requirement: Must be under the direct supervision of a pharmacist.
-
Eligibility: A pharmacy technician or intern not licensed in this state but licensed or registered in another state may assist in dispensing medications if:
End of Recognition: The temporary recognition of nonresident licensure or registration ends with the termination of the declared state of emergency.
Q: What is the Board’s approach to handling impaired licensees? and what are the different participants classification
-
Program Operation:
- The Board may contract with qualified organizations to manage a treatment and rehabilitation program for licensees impaired by alcohol or drug abuse, as per A.R.S. § 32-1932.01.
-
Participant Classification:
-
Confidential Participants:
- Self-referred.
- Remain unidentified to the Board.
- Must comply with their program contract.
-
Known Participants:
- Ordered by the Board to complete a minimum tenure in the program.
- May have their license reinstated after completing the minimum tenure if the Board decides to terminate the order.
-
Confidential Participants:
The program contract with a qualified organization shall
include as a minimum the following:
- Duties and responsibilities of each party.
- Duration, not to exceed two years, of contract and terms of compensation.
- Quarterly reports from the program administrator to the
Board indicating:
a. Identity of participants;
i. By name, if a known participant; or
ii. By case number, if a confidential participant;
b. Status of each participant, including;
i. Clinical findings;
ii. Diagnosis and treatment recommendations;
iii. Program activities; and
iv. General recovery and rehabilitation program information. - The program administrator shall report immediately to
the Board the name of any impaired licensee who poses a danger to self or others. - The program administrator shall report to the Board, as
soon as possible, the name of any impaired licensee:
a. Who refuses to submit to treatment,
b. Whose impairment is not substantially alleviated
through treatment, or
c. Who violates the terms of their contract. - The program administrator shall periodically provide
informational programs to the profession, including
approved continuing education programs on the topic of
drug and chemical impairment, treatment, and rehabilitation.
Q: Under what circumstances can the Board publish the names of participants, and what are the requirements for providing treatment records?
-
Publication of Names:
- The Board may publish the names of participants under current Board orders as authorized by A.R.S. § 32-1903(F).
-
Treatment Records:
- Request for Records: The Board or its executive director may request treatment records for any participant. The program administrator must provide these records within 10 working days of receiving a written request.
- Authorization: Participants must authorize the release of their records from drug and alcohol treatment facilities or private practitioners to the program administrator or the Board upon request.
-
Informal Meetings:
- On recommendation by the program administrator or a Board member, and with mutual consent, the program administrator, Board member, Board staff, and program participant may meet informally to discuss program compliance.
Controlled Substances Prescription Monitoring
Q: Who is required to have a current Controlled Substances Prescription Monitoring Program (CSPMP) registration?
- A medical practitioner licensed under A.R.S. Title 32, Chapters 7, 11, 13, 14, 15, 16, 17, 21, 25, or 29, and who has a current DEA registration under the Federal Controlled Substances Act, must have a current CSPMP registration issued by the Board, as per A.R.S. § 36-2606.
CSPMP
- An applicant for CSPMP registration shall:
a. Submit a completed application for CSPMP registration electronically or manually on a form furnished
by the Board, and
b. Submit with the application form the documents
specified in the application form.
2. The Board office shall deem an application form received
on the date the Board office electronically or manually
date-stamps the form.
Q: What is the process for CSPMP registration and renewal?
-
Registration Process:
- Within seven business days of receiving a completed application, the Board office will determine if the application is complete.
- If complete, the Board will issue a registration number and provide a registration certificate by mail or electronically.
- If incomplete, the Board will issue a notice of incompleteness, and the applicant must address the issues
-
Registration Renewal:
- The Board will automatically suspend the registration of any registrant who fails to renew by May 1 of the renewal year
- The suspension will be vacated upon submission of a renewal application.
- Registrants with suspended CSPMP database access credentials are prohibited from accessing the database.
Q: What are the procedures for obtaining CSPMP database access for medical practitioners and pharmacists?
-
Medical Practitioners (Licensed in Arizona):
- Request access from the CSPMP Director by completing an electronic access user registration form.
- The CSPMP Director or designee will issue access credentials if the medical practitioner complies with registration requirements.
-
Pharmacists (Licensed in Arizona):
- Request access from the CSPMP Director by completing an electronic access user registration form.
- The CSPMP Director or designee will issue access credentials if the pharmacist has an active pharmacist license.
-
Medical Practitioners or Pharmacists (Not Licensed in Arizona):
- Complete an electronic access user registration form.
- Print and notarize the access user registration form.
- Mail the notarized form along with a current nonresident state license and driver’s license.
- The CSPMP Director or designee will issue access credentials if the nonresident license shows an active license in another state.
A. Each dispenser shall submit to the Board or its designee by electronic means information regarding each prescription dispensed for a controlled substance listed in Schedules II, III, and IV of A.R.S. Title 36, Chapter 27, the Arizona Uniform Controlled Substances Act. The information reported shall conform to the August 31, 2005 Version 003, Release 000 ASAP Rules-based Standard Implementation Guide for Prescription Monitoring Programs published by the American Society for Automation in Pharmacy as specified in A.R.S. § 36-2608(B). The information submitted for each prescription shall include:
- The name, address, telephone number, prescription number, and DEA registration number of the dispenser;
- The name, address, gender, date of birth, and telephone number of the person or, if for an animal, the owner of the animal for whom the prescription is written;
- The name, address, telephone number, and DEA registration number of the prescribing medical practitioner;
- The quantity and National Drug Code (NDC) number of the Schedule II, III, or IV controlled substance dispensed;
- The date the prescription was dispensed;
- The number of refills, if any, authorized by the medical practitioner;
- The date the prescription was issued;
- The method of payment identified as cash or third party; and
- Whether the prescription is new or a refill.
Q: What privacy and security standards must a dispenser’s electronic data transfer equipment meet?
A: A dispenser’s electronic data transfer equipment, including hardware, software, and internet connections, must meet the privacy and security standards of the Health Insurance Portability and Accountability Act (HIPAA) of 1996, as amended, and A.R.S. § 12-2292. Additionally, it must adhere to common internet industry standards for privacy and security.
Q: What data protection requirements must be met for each electronic transmission of prescription data?
Data Encryption: Data must be encrypted with at least 128-bit encryption during transmission and while at rest.
Transmission Methods: Data must be transmitted via secure methods such as secure e-mail, telephone modem, diskette, CD-ROM, tape, secure File Transfer Protocol (FTP), Virtual Private Network (VPN), or other Board-approved media.
R4-23-503. Access to CSPMP Data
Q: What is the procedure if the Board or its designee suspects unprofessional or illegal conduct based on prescription information?
If the Board or its designee has reason to believe an act of
unprofessional or illegal conduct has occurred, the Board or its
designee shall notify the appropriate professional licensing
board or law enforcement or criminal justice agency and provide the prescription information required for an investigation.
R4-23-503. Access to CSPMP Data
The Board or its designee is authorized to release data collected by the program to the following:
- A person who is authorized to prescribe or dispense a
controlled substance to assist that person to provide medical or pharmaceutical care to a patient or to evaluate a
patient; - An individual who requests the individual’s own controlled substance prescription information
- A professional licensing board established under A.R.S.
Title 32, Chapter 7, 11, 13, 14, 15, 16, 17, 18, 21, 25, or - Except as required under subsection (B), the Board or
its designee shall provide this information only if the
requesting board states in writing that the information is
necessary for an open investigation or complaint; - A local, state, or federal law enforcement or criminal justice agency. Except as required under subsection (B), the
Board or its designee shall provide this information only
if the requesting agency states in writing that the information is necessary for an open investigation or complaint; - The Arizona Health Care Cost Containment System
Administration regarding individuals who are receiving
services . Except as required under subsection (B), the Board or its designee shall provide this information only if the Administration states in writing that the information is necessary for an open investigation or complaint; - A person serving a lawful order of a court of competent
jurisdiction; - A person who is authorized to prescribe or dispense a
controlled substance and who performs an evaluation on
an individual; and - The Board staff for purposes of administration and
enforcement of A.R.S. Title 36, Chapter 28 and this Article.
Q: What is the purpose of the Task Force appointed by the Board under R4-23-504?
A: The Task Force is appointed to assist the Board in administering the computerized central database tracking system as specified in A.R.S. § 36-2603.
Q: How often does the Task Force meet, and for what purpose?
A: The Task Force meets at least once each year and at the call of the chairperson to establish procedures and conditions related to the release of prescription information as specified in A.R.S. § 36-2604 and R4-23-503.
Q: What are the responsibilities of the Task Force?
A: The Task Force is responsible for:
Determining the information to be screened.
Setting the frequency and thresholds for screening.
Defining the parameters for using the information to notify medical practitioners, patients, and pharmacies for education and patient management.
ARTICLE 6. PERMITS AND DISTRIBUTION OF DRUGS
R4-23-601. General Provisions-
.
A. Permit required to sell a narcotic or other controlled substance, prescription-only drug or device, nonprescription drug, precursor chemical, or regulated chemical. A person shall have a current Board permit to:
- Sell a narcotic or other controlled substance, prescriptiononly drug or device, nonprescription drug, precursor
chemical, or regulated chemical in Arizona; or - Sell a narcotic or other controlled substance, prescriptiononly drug or device, nonprescription drug, precursor
chemical, or regulated chemical from outside Arizona
and ship the narcotic or other controlled substance, prescription-only drug or device, nonprescription drug, precursor chemical, or regulated chemical into Arizona
How does the Board interact with the Task Force’s established procedures and conditions?
A: The Board reviews and approves the procedures and conditions established by the Task Force as needed, but at least once every calendar year
ARTICLE 6. PERMITS AND DISTRIBUTION OF DRUGS
R4-23-601. General Provisions-
.
Q: What are the details regarding the permit fee?
A: Permits are issued biennially, with expiration dates alternating between odd and even years based on the assigned permit number. The fee for the permit is specified in R4-23-205 and is non-refundable unless the Board fails to comply with the permit time frames established in R4-23-602.
Q: What records are required for the receipt and disposal of controlled substances and other drugs?
-
A:
-
Manufacturing, Repackaging, or Relabeling Records:
- Every person involved in manufacturing, repackaging, or relabeling controlled substances, prescription-only drugs, nonprescription drugs, precursor chemicals, or regulated chemicals must prepare and retain records for a minimum of three years. These records must include the date of manufacturing, repackaging, or relabeling.
- Every person involved in manufacturing, repackaging, or relabeling controlled substances, prescription-only drugs, nonprescription drugs, precursor chemicals, or regulated chemicals must prepare and retain records for a minimum of three years. These records must include the date of manufacturing, repackaging, or relabeling.
-
Receipt, Sale, Delivery, or Disposal Records:
- Every person involved in receiving, selling, delivering, or disposing of these substances must record and retain the following information for no fewer than three years:
- The name, strength, dosage form, and quantity of the substance.
- The name, address, and license or permit number of the person from whom the substance was received.
- The name, address, and license or permit number of the person to whom the substance was sold, delivered, or disposed.
- The date of receipt, sale, delivery, or disposal.
- Every person involved in receiving, selling, delivering, or disposing of these substances must record and retain the following information for no fewer than three years:
-
Availability for Inspection:
- The records must be available for inspection by the Board or its compliance officer during regular business hours.
- The records must be available for inspection by the Board or its compliance officer during regular business hours.
-
Centralized Recordkeeping System:
- If records are stored in a centralized system and not immediately available for inspection, the permittee, manager, or pharmacist-in-charge must provide the records within four working days of a request from the Board or its compliance officer.
-
Manufacturing, Repackaging, or Relabeling Records:
ARTICLE 6. PERMITS AND DISTRIBUTION OF DRUGS
.
R4-23-602. Permit Application Process and Time frames
C. Time frames for permits.
.
Q: How long does the Board office have to complete an administrative completeness review of an application?
-
A:
-
Review Time Frame:
- The Board office must complete the administrative completeness review within 60 days from the date the application form is received.
-
Notice of Administrative Completeness:
- If no deficiencies are found, the Board office will issue a written notice of administrative completeness to the applicant.
-
Incomplete Application:
- If the application form is incomplete, the Board office will send a written notice detailing the missing information. The 60-day review time frame is suspended from the date the notice is served until the applicant submits all the missing information.
-
Deemed Complete:
- If the Board office does not provide a written notice of administrative completeness, the application form is considered complete 60 days after receipt by the Board office.
-
Review Time Frame:
ARTICLE 6. PERMITS AND DISTRIBUTION OF DRUGS
.
R4-23-602. Permit Application Process and Time frames
C. Time frames for permits.
Q: What should an applicant do if their application form is incomplete?
A:
1. Submission Deadline:
- The applicant must submit all missing information to the Board office within 90 days of receiving the notice of incompleteness.
-
Extension Request:
- If the applicant cannot meet the 90-day deadline, they may request an extension by sending a written request to the Board office. This request must be postmarked or delivered no later than 90 days from the notice of incompleteness.
-
Extension Request Details:
- The written request must explain why the applicant is unable to meet the 90-day deadline.
-
Review and Granting of Extension:
- The Board office will review the extension request and may grant it if they determine that an extension will help the applicant gather and submit the missing information. The extension can be for no more than 30 days.
-
Notification:
- The Board office will notify the applicant in writing whether the extension request is granted or denied.
Q: What is the process for issuing a permit and how long does the review take?
A:
For nonprescription drug, compressed medical gas distributor, and durable medical equipment and compressed medical gas supplier permit applicants, the Board office will issue a permit on the day it determines that an administratively complete application is received.
For other permits, the Board office must complete a substantive review within 120 days from finishing the administrative completeness review. If deficiencies are found, the review time is suspended until all required additional documentation is received. The 120-day review period may be extended once for up to 45 days if both parties agree in writing.