AOS 2 - UNIT 3 Flashcards
Define the civil justice system and identify the two parties in a civil case.
Civil justice system = a set of processes and institutions used to resolve civil disputes and protect rights
Parties = Plaintiff v Defendant
Outline the key concept of the burden of proof in a civil trial.
Burden of proof is the responsibility of proving the facts of the case.
The burden in civil cases usually rests with the plaintiff (as they are the initiating party), however, it can be reversed in rare cases (such as counterclaims made by the defendant).
Outline the key concept of the standard of proof in a civil trial.
Standard of proof is the level of proof needed to successfully prove your case.
The civil standard is ‘on the balance of probabilities’, meaning your version of the facts is more probable/likely than not.
Outline the key concept of representative proceedings in a civil trial.
A group proceeding with 7 or more plaintiffs who share similar claims and wish to litigate together under a ‘lead plaintiff’.
The Supreme Court in Victoria has the specialised jurisdiction to hear these matters.
What are some of the positives associated with the use of representative proceedings in the civil justice system?
*Shared costs, which allow people to pursue their claims that they otherwise wouldn’t have been able to afford on their own
*There is considered to be strength in numbers because of increased evidence available, thereby creating a more convincing case
*The process makes it more efficient for the courts, as they hear one case for a group of people instead of a whole lot of individual cases
*It provides individuals with greater access to legal advice and support services
What are some of the negatives associated with the use of representative proceedings in the civil justice system?
*More preparation time required
*People have to forgo their right to sue individually, regardless of whether the class action wins or loses
*Outcomes are ‘generic’ because they are created as an overview of the case rather than individually calculating everyone’s loss
*The award received if successful may be small, because it has to be broken up among all the group members & first has the high costs associated with representative proceedings taken out of it
*Strict “qualification” requirements often prevent some people with otherwise valid claims from joining the class action
What are the five important factors a person must consider before initiating a civil claim?
- Are there negotiation options available?
- What are the costs likely to be?
- Is there a limitation of actions?
- What is the scope of liability?
- Will there be enforcement issues?
Remembered as CLENS!
Why does a person need to consider negotiation options before initiating a civil claim? What do negotiation options mean?
*Negotiations are discussions between the parties to try and amicably resolve the dispute
*Should be considered because it stops parties from having to endure the stress, costs, time and inconvenience of going to court
*Not suitable for all disputes (e.g. if there is threatening behaviour or a severe party imbalance)
What costs need to be considered before initiating a civil claim and why?
*Cost of legal representation, disbursements (non-legal related expenses, such as the jury or mediation costs) & adverse costs orders (paying the legal costs of the losing party)
*Must be considered because you have to be able to afford the proceedings
*Outcome (if successful) needs to outweigh potential costs
*Have to consider whether the defendant can pay damages if you are successful
What is the limitation of actions, and why does it need to be considered prior to initiating a civil claim?
*A time limit in which a plaintiff can initiate a claim
*Time limits vary for different types of cases (e.g. defamation cases are 1 year but breaches of contracts are 6 years)
*Prevents evidence from being lost by ensuring cases are started within a reasonable time
*Plaintiff can technically still initiate proceedings after the expiration of the limitation period, but if raised as a defence, prevents the plaintiff from getting a remedy
What does the scope of liability refer to, and why does it need to be considered prior to initiating a civil claim?
*The scope of liability is the extent to which someone is responsible/liable for the plaintiff’s damage or loss
*Can sometimes be difficult to determine who is responsible – must sue the right person or you may not be entitled to any remedy
*E.g. Vicarious liability – employer responsible for the actions of their employees if acting during the course of their employment
What are enforcement issues and why do they need to be considered prior to initiating a civil claim?
*Enforcement is the ability to actually receive any remedy awarded by the court
Need to consider likelihood of defendant following through on court ordered remedy
*Can go back to court for ‘enforcement proceedings’ but this adds costs to the case
*Court can order enforcements such as a garnishee order, which requires the defendant’s employer/bank to take a small portion of their income out until the remedy is paid
Who are Consumer Affairs Victoria and what are some of their purposes?
A complaints body that monitors and regulates consumer affairs, operating from the business unit from the Victorian Government’s Department of Justice & Regulation.
Purposes
*Advise Vic government about consumer laws and relevant industry codes
*Educate consumers, businesses and landlords about consumer laws, including rights and responsibilities
*Enforce compliance with consumer laws
*Help people settle their disputes efficiently and constructively without any cost or binding resolution (through conciliation)
*Registering and licensing businesses and occupations
Suggest when the use of Consumer Affairs Victoria is appropriate in resolving civil disputes.
*Within their jurisdiction – only Vic and goods up to $40,000
*Matter is likely to settle using CAV’s assistance
*If parties can’t afford to take legal action
*If parties are more comfortable with an informal approach
Suggest when the use of Consumer Affairs Victoria is not appropriate in resolving civil disputes.
*Beyond their jurisdiction – involves laws outside of Vic or goods above $40,000
*One party unwilling to participate in conciliation process
*If binding resolution is needed or desired
*If matter is too complex or would benefit from a greater level of formality
Who are VCAT? What types of disputes are they used for?
VCAT = Victorian Civil and Administrative Tribunal used as a one-stop shop to resolve civil disputes arising in Victoria, established in 1998
Used for disputes involving:
*Consumer matters (Civil division)
*Human rights matters (Human rights division)
*Residential tenancy disputes (Residential tenancies division)
*Professional conduct matters (Administrative division)
*Planning and environment matters
Outline the four main purposes of VCAT.
- Low cost dispute resolution (lower fees, 3-tier fee structure, limited pre-trial procedures etc.)
- Accessible by operating in various venues, allowing telephone and video conferences in some situations and using online lodgment of some documents
- Independent from government – members separate from political processes & support provided by Court Services Victoria (independent body)
- Efficient dispute resolution (less delays and waiting times than court, upgrades to technology and processes) BUT delays have been increasing, and they vary list to list.
Suggest when it is appropriate to use VCAT when resolving civil disputes.
*Within their jurisdiction – falls under one of the 5 divisions
*If parties can’t afford to take legal action
*If parties are more comfortable with an informal approach
*If binding resolution is needed
Suggest when it is not appropriate to use VCAT when resolving civil disputes.
*Beyond their jurisdiction – involves disputes between employees and employers, tenants and tenants, workplace injuries etc.
*If parties want more grounds of appeal available to them
*If matter is too complex or parties want to use precedent
Justify the use of Consumer Affairs Victoria in resolving civil disputes.
*Services are free to use/access
*Processes ensure both parties have an opportunity to present their case and rebut the others, providing fairness
*Informal procedures, often over the phone
*Tries to resolve disputes quickly and focus on early enforcement action and prompt responses to complaints
Justify the use of VCAT in resolving civil disputes.
*Cheaper than court (low application & hearing fees, no legal representation etc.)
*Decision is binding & enforceable
*Usually more efficient than courts, with some lists having very low average waiting times
*Processes are informal and flexible, suiting a range of parties without any disadvantage
What purposes of pre-trial procedures relate to the example of pleadings?
*Ensures procedural fairness by making parties state their claims and defences to one another
*Compels parties to disclose the material facts they wish to rely on, avoiding trial by ambush
*Gives the court a written record of the case, which helps to establish a timeline to manage the trial
*Sets limits/boundaries for the dispute, so other processes are more efficient
*May help to reach an out-of-court settlement where one parties claims or defences are very compelling
What purposes of pre-trial procedures relate to the example of directions hearings?
*Identifies any issues or delays and allows directions to be made to ensure the prompt, economical and efficient determination of the dispute
*Establishes a timetable for future pre-trial procedures
*Allows the judge to determine the approximate length of the trial to efficiently allocate court resources and set a date for the trial
*May help determine that an alternative method of dispute resolution would be more appropriate to try before going to trial
What purposes of pre-trial procedures relate to the example of discovery?
*Avoids trial by ambush by requiring the parties to disclose all relevant information to the other party
*Helps determine the strength of the other side’s case and your likely chances of success in court
*Helps to narrow down/clarify the details or issues of the case
*May help to reach an out-of-court settlement where documents are very compelling
What are the two reasons why we need a civil court hierarchy?
Administrative Convenience:
*Ensures cases are distributed according to their complexity, staff are distributed according to experience and processes are as efficient as possible to avoid unnecessary delays in the achievement of justice
*Not possible without a hierarchy because cases would be heard anywhere, meaning small cases may be delayed by complex ones
Appeals:
*On appropriate grounds, parts of a case may be re-heard on appeal in an attempt to fix potential miscarriages of justice
*Not possible without a hierarchy because there would be no higher court to go to
What are some of the key roles of a judge during a civil trial?
*Manage the trial and exercise their judicial case management powers
*Decide on the admissibility of evidence
Attend to jury matters, such as excusing jurors who have good reason & giving jurors information prior to the trial
*Determining if the defendant is liable or not liable (if no jury used)
*If liable, deciding on an appropriate remedy (unless a jury is used and it’s not a defamation case)
What are some of the key roles of the jury during a civil trial?
*Remain objective by keeping an open mind on the evidence presented
*Listen to and remember all evidence presented during the trial
*Understand any directions given by the judge, and ask to clarify where needed (via jury foreman)
*Determine a verdict of liable/not liable on the balance of probabilities
*Determine the amount of damages (unless it’s a defamation case)
What are some of the key roles of the parties during a civil trial?
Give an opening address to the court (plaintiff first)
Assist the judge in jury matters (if used)
Present their case in the best possible way using relevant evidence & witnesses
Comply with overarching obligations set out in the Civil Procedures Act 2010 (Vic) (such as disclosing critical evidence at the earliest possible time)
What are some of the key roles of legal representatives during a civil trial?
Be prepared for the trial
Prepare and present opening and closing submissions on behalf of their client
Comply with their overarching duty to the court to find justice
Comply with the overarching obligations listed in the Civil Procedure Act 2010 (Vic)
Engage in the questioning of witnesses
What are judicial case management powers in a civil trial? What are the two specific types of powers held by Victorian judges?
Judicial case management = a judges ability to supervise the progress of a civil case, from the initiation of pre-trial processes all the way through to the completion of the trial
Powers include ordering mediation and giving parties relevant directions to ensure continued progression of the case.
Outline a judge’s power to order mediation using their judicial case management powers.
*Can refer parties at any time (provided no verdict has been handed down)
*Used in most Supreme Court cases before trial
*Tries to help parties reach a settlement to avoid time, stress, cost and inconvenience of going to court
*Can be ordered so the parties organise it privately, or so that a court officer acts as the mediator
*Can be ordered more than once in the same case
Outline a judge’s power to give directions to the parties using their judicial case management powers.
*Direction can be anything that aims to keep the case progressing in a positive manner in order to bring about a just and fair resolution
*Directions can be given at any stage of proceedings under the Civil Procedure Act 2010 (Vic)
*Penalties can be imposed if parties fail to comply with a direction
*Examples of directions before trial include amending a document, participating in an ADR method & completing something within a set time frame
*Examples of directions during trial include limiting the number of witnesses & the order of evidence
Describe the dispute resolution method of mediation.
*One of the simplest forms of dispute resolution
*Involves parties discussing their dispute with the assistance of a an independent 3rd party who helps facilitate discussion and ensure both parties are being heard
*Mediator can’t give any suggestions or advice – just there to ensure positive and open communication between the parties
*Decision is not binding (unless parties agree to create a deed of settlement)
*Method relies on party cooperation
*Often used by courts as part of judicial case management powers, and by VCAT as a way of resolving disputes before a final hearing