Adjudication Flashcards

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0
Q

When is Due Process Triggered?

A
  1. State Action
    If private parties are involved in government action, there must be sufficient state action to trigger due process.
  2. There must be facts in dispute - cannot transform rule-making into adjudication to trigger due process
  3. There must be property or liberty interest at stake
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1
Q

Procedural Constraints

A

Due process considerations
SAPA
Organic enabling act

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2
Q

What is a property interest

A

Real and personal property, chattel and money
specific government benefits if “legitimate claim of entitlement to it”

No property interest in state action benefiting person indirectly

tenured job at state university - property interest
freedom from suspension from public school - property interest
licenses - property

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3
Q

What is a Liberty Interest

A

ability to move free from physical restraint
not so much interest in reputation
freedom from school imposed corporal punishment is not a liberty interest

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4
Q

What Process is Due

A

Balancing test looking at
interests of party seeking process
interest of the government
risk of an erroneous deprivation if process is not supplied

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5
Q

What is an Adjudicatory Proceeding

A

an activity that is NOT a rule making proceeding or employee disciplinary action before an agency and

determination of legal rights, duties, or privileges is required by law to be made (i) made on the record (ii) after an opportunity for an agency hearing.

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6
Q

Hearing Rule

A

Adjudicatory proceedings must afford parties an opportunity for a hearing

  1. in a reasonable time
  2. with reasonable notice
  3. opportunity to submit evidence and argument
  4. settlement or stipulation
  5. right to counsel
  6. procedures - agencies must adopt rules to govern hearings and appeals
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7
Q

Notice of Hearing Requirements

A

time, place and nature of hearing
legal authority and jurisdiction
statutes and rules involved
short plain statement of matters asserted
interpreter services for deaf available free of charge

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8
Q

Record Requirements for Adjudicatory Proceedings

A

notices, pleadings, motions, intermediate rulings
evidence presented
matters officially noted
questions and offers of proof, related objections, and rulings on them
proposed findings and exceptions
findings of fact and conclusions of law
any decisions rendered

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9
Q

Presiding Officers for Adjudicatory Prodeedings

A

must be presided over by

  1. the agency
  2. one or more members of the agency
  3. one or more hearing officers designated by the agency to conduct hearings
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10
Q

duties of administrative officer

A

administer oaths and affirmations
issue subpoenas
take testimony and depositions
regulate course of hearings
set time and place for continued hearings
direct parties to appear and confer to consider simplification of issues
recommend a stay be granted in accord with military law

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11
Q

Evidence Rules and Privilege

A

agencies need not follow rules of evidence

must give effect to rules of privilege recognized by law

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12
Q

Evidence Rules and Relevance

A

Irrelevant or unduly repetitious evidence or cross examination may be excluded

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13
Q

Evidence Rules - Hearsay

A

Allowed and can be basis for determination

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14
Q

Evidence Rules and Burden of Proof

A

on the party initiating the proceeding

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15
Q

Evidence in the record

A

determinations must be made exclusively on evidence in the record and be supported by SUBSTANTIAL evidence

parties have the right to cross examination

16
Q

Discovery

A

Agencies adopt their own rules providing for discovery and depositions

17
Q

Adverse Decisions

A

Must be in writing or stated on the record

must contain findings of fact or conclusions of law

18
Q

Index of Decisions

A

agencies must maintain index by name and subject of all written final decisions by agency

must be available to the public

final decisions indexed within 60 days of being rendered

19
Q

3 Methods for Obtaining Information

A
  1. Subpoena
  2. Inspections and Searches
  3. Reporting Requirements
20
Q

Administrative subpoena can be issued by

A

attorney for a party

upon request of a party or presiding officer

21
Q

Requirements of Administrative Subpoenas

A

can require party attend proceeding
require giving of testimony by witnesses
production of documents or other evidence

22
Q

Administrative searches and inspections

A

4th amendment provides right to be free from unreasonable searches and seizures

23
Q

Warrant Requirements for Administrative Searches

A

must obtain warrant
standard is not as high as criminal cases
agency must show inspection complies with reasonable legislative or administrative standards

Except for closely regulated industries - no warrant required
ie. liquor and gun sales