A. Duties Owed to the Client (Standard of Conduct) Flashcards
1
Q
A1 - Fiduciary Duty
A
2
Q
A2 - Integrity
A
3
Q
A3 - Competence
A
4
Q
A4 - Diligence
A
5
Q
A5 - Conflicts of Interest (Disclose/Manage)
A
6
Q
A6 - Sound and Objective Professional Judgement
A
7
Q
A7 - Professionalism
A
8
Q
A8 - Comply with the Law
A
9
Q
A9 - Confidentiality and Privacy
A
10
Q
A10 - Provide Information to a Client
A
11
Q
A11 - Communicating with Client
A
12
Q
A12 - Duties with Representing Compensation
A
13
Q
A13 - Recommending, Engaging OR Working with Additional Persons
A
14
Q
A14 - Selecting and Using Technology
A
15
Q
A15 - Refrain from Borrowing or Lending Money and Commingling
A
15
Q
A15 - Refrain from Borrowing or Lending Money and Commingling
A
