a describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards; Flashcards
describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards; a Describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards. The CFA Institute Professional Conduct Program is covered by the CFA Institute Bylaws and the Rules of Procedure for Proceedings Related to Professional Conduct. The Disciplinary Review Committee of the CFA Institute B
1
Q
The structure of the CFA institute PCP program
A
PCP program = Gov board - oversight, responsibility + DRC bylaws and procedures enforce the code
2
Q
Principles the Rules of Procedure
A
Fair process
Confidentiality in proceedings
