6. Comparative approaches Flashcards
What are the 3 theoretical approaches?
- Rational
- Cultural
- Structural
What does the rational approach focus on?
- Focuses on individuals, President, PM, MPs, Senators etc.
- Suggests these individuals are guided more by their own interests than those of groups or structures.
- Comparing the power of the President and the PM. What authority do they have as leaders of government based on their own personal views?
- Comparing MPs with members of Congress. How much do they ignore pressure from party or executive patronage to please their own constituents for example?
What does the cultural approach focus on?
- Focuses on groups – pressure groups, voter groups, parties, factions, etc.
- How much do these groups conform and have shared ideas, beliefs and values?
- How much influence do they have over the President or PM?
- How much of a level of party unity is there?
- Do politicians act on the basis of party culture without considering their own rational self-interest?
What does the structural approach focus on?
- Focuses on structures such as election processes, constitution, legislative processes, regional power etc.
- Actions of individuals and groups largely limited and determined by these structures.
- How do our constitutions determine the roles of the PM and President?
- How much as they restricted by court decisions for instance?
- Why are UK MPs more limited because of the power of the executive whereas US politicians are more free to determine their own course?
What are the main differences in the US and UK constitutions?
- The US Constitution is codified, whereas the UK Constitution is not.
- The US Constitution is a legally binding, written document that is the highest source of authority, whereas the British Constitution is a combination of statute and common law, along with various conventions and (for the time being), EU law.
- Both can be vague however, allowing leaders to read what they want into them.
What are the key principles/provisions of the US and UK constitutions on ‘Separation of powers’?
UK:
- Parliamentary system
Three separate branches (executive, legislature and judiciary), but they overlap or fuse power
- At elections, people vote for the legislature (parliament) only. The government is drawn from and sits in parliament
US:
- Presidential system
Separation of powers between executive, legislature and judiciary - no one can be part of two branches at the same time
- Separate elections for the legislature (Congress) and executive (president)
What are the key principles/provisions of the US and UK constitutions on ‘Checks and balances’?
UK:
- System of checks and balances exists between the three branches
- Parliament can check government by voting on government proposals and using a vote of no confidence
- House of Lords is unelected and cannot rejected decisions made by the Commons
- Prime minister, as head of government, commands a majority in the House of Commons
US:
- High premium placed on effective checks and balances between the three branches
- President can propose legislation, veto legislation, nominate to the executive and judiciary, and is commander in chief
- Congress can propose, amend and pass legislation, ratify treaties and appointments and declare war
- Both House and Senate provide powerful checks on the executive and each other
What are the key principles/provisions of the US and UK constitutions on ‘Regional power’?
UK:
- Regional power given in the form of devolution. Parliament can give give power to regions, but this power is not constitutionally guaranteed
- Different regions have different levels of power. Scottish parliament holds highest level; England has no devolved power at all
US:
- Regional power created through the provision of federalism
- Power of states cannot be reduced without their consent through a 75% vote to amend the Constitution
- Regional power is even: each state has the same powers
- Regional power of states is more extensive than in the UK
What are the key principles/provisions of the US and UK constitutions on ‘Location of sovereignty’?
UK:
Parliamentary sovereignty:
- Parliament has absolute power
- Parliament can amend the constitution with a simple 50%+ vote in the House of Commons
US:
Constitutional sovereignty:
- Constitution is sovereign; its sovereignty is upheld by the Supreme Court
- Constitution is entrenched, so is protected from change. Amendment requires supermajorities in House, Senate and states
What are the key principles/provisions of the US and UK constitutions on ‘Rights protection’?
UK:
- Main protection through the human Rights Act 1998 and membership of the European Convention on Human Rights, which the UK joined in 1951
US:
- Main protection through constitutionally entrenched rights, particularly in the Bill of Rights and the 14th amendment
- The Constitution is entrenched and therefore difficult to change
What are the key principles/provisions of the US and UK constitutions on ‘Amendment process’?
UK:
- The constitution is easy to change with a 50%+ vote in the House of Commons
US:
- The constitution is entrenched and therefore difficult to change
What is significant in the difference between the UK and US in ‘Separation of powers’?
UK:
- The executive (PM and government) are fused with and dominate the legislature (parliament). If the gov’t has a majority in the H of C’s, it can achieve its policy goals.
US:
- The executive (President) is separate from the legislature (Congress) and will frequently be in opposition to each other. They can both claim equal mandates, whereas in the UK, this is not the case – parliament and government are elected as one.
What is significant in the difference between the UK and US in ‘Checks and balances’?
UK:
- This is limited, as the PM and the whips tend to dominate, although MPs can vote against the government
US:
- Constitutional checks are more extensive. The President does not have the same kind of power of patronage as the PM and politicians tend to vote more in their constituents interests.
What is significant in the difference between the UK and US in ‘Location of sovereignty’?
US:
- The Supreme has the power to declare acts of congress as unconstitutional and overturn them
UK:
- Whereas the UK Supreme Court’s powers are limited in this regard.
What is significant in the difference between the UK and US in ‘Rights protection’?
UK:
- Although the UK has a strong record on rights protection, these are still vulnerable to executive and parliamentary attack.
US:
- In the US rights are entrenched, but acts such as the Patriot Act after 9/11 can challenge this. The rights of racial minorities have also been challenged in the light of Shelby v Holder.
What is significant in the difference between the UK and US in ‘The amendment process’?
UK:
- Any judicial independence can simply be overturned by an act of parliament
US:
- The constitution restricts politicians in what they can do and through judicial review, the actions of any institution can be overturned by the Supreme Court
How does regional power work in the UK and US?
- In the UK, Westminster has devolved quite a lot of power to the regions, it ultimately retains the power to take it away through a simple vote in the H of C’s.
- In the US, regional power is entrenched in the constitution
What are the similarities of regional powers in the UK and US?
- Power is divided between regions and central government
- There have been attempts to increase regional power in both countries in recent years
- In practice, both systems provide similar levels of protection because:
UK devolution is protected by high expectations that regions should have significant levels of power - devolution is therefore unlikely to be reduced or removed
US federalism has been eroded by federal intervention and Supreme Court interpretation
What are the differences of regional powers in the UK and US?
- Regional power is constitutionally protected in the US, but not in the UK
- Regional power varies in the UK, but is uniform in the US
- Higher level of regional power in the US, which states having more power to determine policy than regions in the UK
How can the rational approach be applied to the US and UK constitution?
- Can be used to show the different extents to which individuals can operate rationally by being able to pursue their own self-interests
- Justices in the US have a strong ability to act according to their own ideology. The vagueness of the Constitution gives much discretion to judges in the US and allows self-interested judges to apply their own interpretations. In the UK, judges are involved in applying detailed parliamentary acts rather than a vague constitution, so are less able to use their own views
- The rational approach suggests that US voters are more able to pursue their own rational self-interest than UK voters because they have greater choice. The separation of powers and short electoral terms means more voting and greater sensitivity to public opinion
How can the cultural approach be applied to the US and UK constitution?
- Can be applied looking at the way in which group culture, rather than the constitution, determines political behaviour - where the attitude of groups is most important
- In both countries the cultural approach reveals a similarity: in both the UK and US there are high levels of expectation of strong regional power. This may deter the central government from attempting to restrict regional power. It is possible for the UK government to reduce the power of regions but it is likely to do so for cultural reasons. Each main party feels devolution is highly desirable. In the US, the ideological culture of the Democrats and Republicans are at odds over the desirability of regional power. There is a stronger culture of states’ rights protection among Republicans and therefore greater desire to respect state power among Republican governments. However, the culture of states’ rights is dominant in the US, so most politicians conform to this cultural expectation
- The cultural approach might explain a key difference between the US and UK in relation to the actions of individual politicians. As there is no single document and fewer clear guidelines, the constitution has a lower impact in the UK, so there is more reliance on convention. Cultural expectations play a bigger role in regulating the activities of individual politicians
- Cultural explanations could also be used to examine the level of rights protection. The U.S. has stronger structures to protect rights than the UK, but rights are still well protected in the UK despite the lack of entrenched bill of rights and sovereign constitution. There are cultural expectations of rights protection, within parties and the country. In proposing the right to gay marriage, David Cameron was responding to a dominant cultural belief of equality. This might suggest that the structural approach is central to understanding the US Constitution, where everything is laid out in a single approach, while in the UK the cultural approach is equally important
How can the structural approach be applied to the US and UK constitution?
- Important in examining the constitution of the US and UK. A full understanding of the constitutional differences is particularly important because it affects so much of the comparisons for the other topics
What are the similarities between parliament and Congress in terms of their powers and limits?
- Can initiate and amend legislation, and have the power to vote on legislation to determine whether or not it is enacted
- Place similar checks on their executives. Parliament and Congress can restrict the executive by voting against their proposals, and executive scrutiny takes place, especially via committees
- Have a high degree of control over foreign policy, including military action, typically voting on executive proposals in these areas
- Have a role in determining constitutional rules
- Are accountable to the public, which might force politicians to respond to public opinion and reject executive proposals
What are the arguments that support congress being more powerful than parliament from the view of ‘separation and fusion of power’?
- Parliament is dominated by the executive branch, so is less able to control legislative outcomes or restrict the executive branch
- Congress is dominated by the executive, which is elected separately. The president lacks patronage power and may lack a congressional majority, so Congress is a more active law-maker than parliament
- However…
Much depends on which party is in power. Congress may be more aggressive or very passive of the president has a majority in both chambers
What are the arguments that support congress being more powerful than parliament from the view of ‘checks and balances’?
- The U.S. constitution gives Congress stronger checks than parliament has. The ratification of treaties and appointments and the ability to declare war with Congress, not the president
- The royal prerogative, in theory, gives these powers to the prime minister. Executive appointments are not subject to parliamentary approval
- However…
It is unlikely that a prime minister would sign a treaty or declare war without a House of Commons vote. Again, much depends on party majorities
What are the arguments that support congress being more powerful than parliament from the view of ‘Power of second chambers’?
- Congress has a lot of power over the executive. It has two equally powerful chambers that can both provide significant checks on the president, making restrictions on the executive branch much more successful
- The House of Lords is a relatively weak legislative body
- However…
Arguably there has been a resurgence in the House of Lords, with a more aggressive chamber based on greater legitimacy after the removal of hereditary peers. There was a short-term increase in power during the coalition government when the Salisbury convention was effectively suspended
What are the arguments that support Parliament being more powerful than Congress from the view of ‘Location of sovereignty’?
- Parliamentary sovereignty means that parliament is far more powerful than Congress. Parliament can make constitutional laws at will, so it can more easily project its power throughout the UK system. Parliament can also make major constitutional changes, such as leaving the EU, removing the Human Rights Act and reducing the power of devolved regions
- Congress is constrained by the Supreme Court and the Constitution. It cannot overturn judicial decisions or alter fundamental constitutional practices unilaterally
What are the arguments that support Parliament being more powerful than Congress from the view of ‘Imperial presidency’?
- This theory suggests that constitutional restraints on the president fail to operate, leaving Congress in a weak position to take control over US policy. Presidential use of executive orders, signing statements and executive agreements all have the effect of bypassing Congress, allowing the president to act unilaterally.
- This means that the president is able to act in much the way that a UK prime Minister can. It may be that UK prime ministers are more limited, however, because they are more limited by their Cabinet in making decisions
What are the arguments that support Parliament being more powerful than Congress from the view of ‘Bicameralism’?
- The supremacy of the House of Commons means that parliament can act decisively and exercise its power by exerting influence within the system as a whole
- By contrast, the equal nature of the two US legislative chambers can weaken rather than strengthen their power. If there is conflict within Congress, with the House and the Senate disagreeing over policy, it may be unable to act
What are the strengths of Congress when it comes to the ‘representation’ role?
- Highly representative due to the separation of powers, with both chambers elected separately from the executive
- Complementary representation of two years (delegates) and six years (trustees)
What are the strengths of Congress when it comes to the ‘Legislation’ role?
- A powerful legislative body that is able and willing to restrict executive proposals
- Proactive in initiating its own legislation
- High-quality legislation due to detailed scrutiny of bills, especially in powerful committees in both chambers
What are the strengths of Congress when it comes to the ‘Checks’ role?
- Very high level of checks on the executive due to the separation of powers and checks and balances
- Important role given to Congress in declaring war, removing a president from office and in ratifying treaties and appointments (Senate)
What are the strengths of Parliament when it comes to the ‘Representation’ role?
- The elected Commons is responsive to public opinion with a mandate from the people
- Complementary representation in which the Commons can respond to the wishes of the people and the Lords can take a more reasoned view and consider the interests of the people
What are the strengths of Parliament when it comes to the ‘Legislation’ role?
- Has the power to scrutinise and block bills, providing quality legislation
- Government majority and influence in parliament ensure an efficient process in which bills can be passed and are agreed in timely fashion
What are the strengths of Parliament when it comes to the ‘Checks’ role?
- Effective checks of the executive through voting on legislation, select committees and question time
- Can remove a failing government through a vote of no confidence
- Checks are not excessive, allowing for strong, effective government
What are the strengths of the House of Representatives (US) and House of Commons (UK)?
The HofRs have two year terms and separation of powers leads to high sensitivity to public opinion, specialist function of impeachment
The HofCs have an elected chamber with a tradition of MPs representing all constituents, regardless of who they voted for
What are the strengths of the Senate (US)?
- The senate is representative due to separation of powers
- Six-year term allows senators to take a more rational/ long-term view of public interests
- Has a specialist function of removal from office after impeachment