4. Training and Competency / Whistleblowing Flashcards
1
Q
What is training and competence?
A
All employees of firms carrying on activities with or for retail clients must demonstrate competence.
2
Q
What is the PIDA 1998?
A
The Public Interest Disclosure Act (1998)
3
Q
What should firms do with regards to PIDA 1998?
A
Appoint a senior manager responsible for protected disclosure - whistleblower champion.
