Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

You may prefer our related Brainscape-certified flashcards:
SAT® Prep flashcards

Chapter 2 - Financial Services & Markets Act

This class was created by Brainscape user Hamza Salman. Visit their profile to learn more about the creator.

By: Hamza Salman
Start Studying

Decks in this class (5)

1. Regulated and Prohibited Activities
What is a regulated activity,
What does section 19 of the fsma ...,
How would a person become authori...
15  cards
2. Authorisations and Exempt Persons
List all exempt persons from part...,
List the two persons that are exe...,
What document determines whether ...
10  cards
3. Senior Manager and Certification Regime
What is another name for the seni...,
Who is included within senior man...,
Who is included within certificat...
21  cards
4. Training and Competency / Whistleblowing
What is training and competence,
What is the pida 1998,
What should firms do with regards...
3  cards
5. The Regulators' Enforcement Process
What three powers do enforcement ...,
What are the supervisory and enfo...,
Describe the enforcement process ...
10  cards

More about
Chapter 2 - Financial Services & Markets Act

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Hamza Salman's Chapter 2 - Financial Services & Markets Act flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

SAT® Prep
  • 44 decks
  • 4,438 flashcards
  • 55,330 learners
Packs: SAT Vocabulary, SAT Writing, SAT Reading, And more!
CeMAP Unit 1
  • 18 decks
  • 1185 flashcards
  • 3 learners
Decks: Topic 1 An Introduction To The Financial, Topic 2 Economic Policy Financial Regula, Topic 3 Uk Taxation, And more!
Service Management and Marketing
  • 17 decks
  • 246 flashcards
  • 1 learners
Decks: Part 1 Ch1, Part1 Chapter 2, Part 2 Ch 3 Consumer Behaviour In Servic, And more!
Financial Market
  • 9 decks
  • 254 flashcards
  • 1 learners
Decks: The Professional Environment Of Cost Man, Contemporary Business Environment And St, Overview Of Strategic Cost Management An, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions