2) National Security & Restriction on filing overseas Flashcards

1
Q

What type of applications can be prohibited/restricted from publication/ distribution?

A
  1. GB apps
  2. EP apps
  3. PCT apps

Which are:
I) First filed at the UKIPO as rO

II) prejuducial to:
a) National Security
b) The safety of the public

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2
Q

What happens to EP and PCT apps which are considered prejudical to National Security or the Safety of the Public?

A

They are not sent to
- International Bureau; or
- International Search Authority.

Prosecuted up to readiness for grant within the UK

If still not received by PCT/EPO at FD+14M, Applicant can designate GB and convert the application to a GB app

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3
Q

How long can the Comptroller delay publication of apps that may be prejudicial to the SAFETY of the PUBLIC?

Is this extendable?

A

Until 3M after publication was due (i.e., PD + 18M + 3M = PD+ 21M)

Extendable until they see fit, under instruction of Secretary of State to Comptroller

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4
Q

If there is a prohibition of disclosure of an app, how often is this reviewed?

Is this communicated to the Applicant

A

FD+9M and every 12M after that

No, but the Applicant can enquire at any time about reconsideration

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5
Q

What would happen if the Applicant breaches:
- s22 provisions and publicised his invention without the consent from Secretary of State?
- s23 provision and files overseas first without clearance from UKIPO

A
  1. Up to £1000 fine
  2. 2Y in prison

NB. for s23, there is limitation on liability:
If a UK-resident acting in good faith mistakenly believes that the s23 restrictions do not apply to a patent app, the he will not be guilty of a criminal offence

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6
Q

What remedies exist for the Applicant whose application is prohibited from being:
1. Disclosure to regional, international or other national offices
2. be published
due to the National Security/ Safety of the Public

A

Applicant can seek “Hardship” payments from the Government

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7
Q

Does the Applicant have to pay renewal fees; whilst his patent is still under s22 restrictions?

A

No. Whilst the prohibition directions remain in force, the app does not proceed to publication and grant

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8
Q

When is the first renewal fee due for s22 app?

A

The latest of:
1. The 1st anniversary of the filing date, following reversal of s22 prohibition
2. Grant date + 3M

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9
Q

When is the UKIPO allowed to inspect s22 apps?

A

Has to wait PD/FD+18M (whilst the Secretary of State is reviewing)

Unless:
1. The tech relates to Atomic energy, then can inspect at any time; or
2. The Applicant has consented to ‘early inspection’

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10
Q

If the prohibition on publication is lifted mid-way through substantive examination, which version of the spec is published?

A

Both the application as filed and the pending amended claims on file at the time

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11
Q

Who must obtain an authorisation from the Comptroller to file overseas?
What SM does the app relate to?

A

People who reside in the UK

SM =
1. Military tech, or any other National Security
2. Safety of the public

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12
Q

When may a UK resident file abroad on SM relating to military tech, other NS or matter which might be prejudicial to the safety of the public?

A
  1. SM must not be under s22 prohibition of public disclosure
  2. A first filed GB app has been filed at least 6 week prior
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13
Q

What must a UK resident seek if he wants to file/ publish military invention abroad?

A

He must seek clearance from UKIPO (i.e., prior written approval)

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14
Q

Scenario 1:
Non-UK citizen who resides in the UK moves abroad for several months and makes a military tech invention. Where should they first file?

A

Because of recent move, person is no longer bound by s23 provisions

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15
Q

Scenario 2:
A non-UK national normally resident abroad but temporarily in the UK invents a grenade. Where should they first file?

A

If they become residents in the UK, they are bound by s23 and must file at UKIPO.

Then in 6 weeks, if green light can file abroad

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16
Q

Scenario 3:
A UK-resident is temporarily travelling abroad and invents a grenade. Where should they first file?

A

Location of invention is irrelevant.

Because they are residents in the UK, the are bound by s23 and must file at UKIPO.

Then in 6 weeks, if green light can file abroad

17
Q

Scenario 4:
UK resident is a joint inventor with a Belgium inventor or seeks to be a co-applicant, and they invent a tank. Where should they first file?

A

Disregarding BE laws, even just a co-inventor is bound by s23 provisions.

18
Q

Does the s23 limitation on telling UK residents where to first file to Inventors or Application?

A

Both! Bar is low

So if just 1 UK-residing inventor in a team of non-UK residing inventors employed by a non-UK company <– still bound by s23

19
Q

Are subsequent applications filed abroad claiming priority from applications bound by s23 under further restrictions?

A

Yes, you must ensure they don’t contain additional material (eg in a PCT) when you add more data

20
Q

Who is the onus on to assess if permission to file abroad/ to publicise needs to be sought?

A

On me (the patent attorney)

21
Q

What does s22(1) force a UK resident to seek?

A

Need to seek permission to:
a) File abroad
b) Publicise the invention