1. us constitution and federalism Flashcards
federalism
the relationship between the federal government and the state
the us constitution
- a constitution is a set of rules and principles by which a state is governed
- these rules and principles usually set out the relationship between the central/federal government and other tiers of government, between the different institutions of government and the governed
- the US constitution was written by the Founding Fathers in 1787
- it is both codified and entrenched (only been changed 27 times)
- the constitution is sovereign
- it includes the bill of rights (there are 10, written in 1791), which limits the government’s ability to restrict what people say or do
the origins of the constitution
- 1776: the British colonies in North America, aggrieved by the tyrannical rule of the British
- 1781: the first attempt at devising a system of government, the articles of confederation was adopted; influenced by the suspicion of central government, a loose confederation was established, with considerable power in the 13 state, but only a weak central authority
- 1790: ratification of the constitution by all 13 original stated was completed
- 1788: constitution ratified
federalists argued for
- increase in the power of the presidency
- want a national army
- liberty is in danger from the people
republicans argued for
- want to diminish the power of the presidency (don’t want one)
- want a militia of states
- liberty is in danger from the government
‘the great compromise’
- the constitution was called the ‘great compromise’ between the federalists and republicans
- the resulting constitution was worded in a vague manner, both to make it acceptable to people with differing views and also to allow some flexibility in how it was interpreted
- its most notable features included codification into a framework, allocating different powers to different branches of government, known as the separation of powers and entrenchment, making amendments a complex process requiring supermajorities (2/3 of congress and states agree to the states)
fundamental law
the constitution creates fundamental law (it codifies the core values of the people)
constitutional framework
- constitution
- federal government
- legislature
- 3a. congress
- 3aii. house of representatives, senate - executive
- 3a. president
- 3ai. vice president
- 3aii. cabinet - judiciary
- 3a. supreme court
- 3ai. other federal court
the three branches of government
- in the USA, the congress, the body which makes the law, is independent
- it is bicameral, consisting of the senate and the house of representatives
- the president holds executive power and is therefore responsible for implementation of the law
- the supreme court is at the head of the federal judiciary responsible for interpreting and applying the law
- the founding fathers applied a strict separation of powers
- the three branches are independent in that no individual can simultaneously be a member of more than one branch, but are also interdependent in that each cannot effectively operate without the cooperation of the other two
- the separation of powers is also ensured by taking a system of staggered elections, which is designed to prevent a populist group taking possession of all government institutions at the same time
- the 435 members of the congress are all elected every 2 years
- there are 100 senators who each serve 6 year terms, with one third elected every 2 years
- the president serves for a term of 4 years and can serve a maximum of two terms
- members of the supreme court are appointed by the president but their appointment must be ratified by the senate; they hold their position for life
the preamble of the constitution
- an introduction that sets out the main themes/principles of the constitution
- uniting the states themselves
article 1 of the constitution
- sets up the legislature (congress) and bicameralism
- talks about its membership, composition and rules of proceedings
- article 1, section 8: enumerated powers (explicit and codified) - the last bullet point is the elastic clause/necessary and proper clause (congress have the right to pass any law deemed ‘necessary’)
article 2 of the constitution
- sets up the executive branch and the president
- sets up the explicit presidential powers, e.g. commander in chief of the army and the navy
- sets up checks and balances
- e.g. a president can sign a treaty but it has to be ratified by the senate
article 3 of the constitution
- outlines the role of the judiciary
- sets up the supreme court and its power, and the lower courts
- section 2: the supreme court is a court of appeal - it has original jurisdiction (e.g. Al Gore V. the state of Florida)
- section 3: refers to treason
article 4 of the constitution
- about the states themselves
- all states have the same ‘privileges and immunities’
- section 3: the creation of new states, can be admitted to congress
- section 4: republican form of government
article 5 of the constitution
- how the constitution can be amended
- needs a supermajority
article 6 of the constitution
- practicalities of the constitution coming into law
- treaties become for states as a whole, i.e. if one state is in debt, the debt is shared around the USA
- nicknamed the ‘miscellaneous article’
article 7 of the constitution
the confirmation/ratification process
the constitutional amendment process
- formal amendment to the US constitution is a lengthy and complex process, as the founding fathers intended it to be difficult
- the constitution provides for two alternative methods of amendment: through federal and state legislatures, or through constitutional conventions at both federal and state levels, though the latter option has only been used once
amending the constitution
- step 1: a 2/3 votes of both houses of congress
- step 2: 3/4 of the 50 state legislatures
= new amendment to the constitution
constitutional amendment statistics
- number of constitutional amendments ratified 1790-1791: 10
- number of constitutional amendments ratified 1792 to today: 17
why has the number of constitutional amendments ratified since 1971 been so limited
- the amendment process is very difficult and time consuming (and expensive)
- they must be passed by a supermajority by both houses of congress, then ratified by the legislatures of 3/4 of the states
- it is notoriously difficult for republicans and democrats to compromise and therefore few pass
the bill of rights
the first ten amendments
amendment I
- provides several rights protections
- e.g. freedom of speech and press, to assemble/gather with a group to protest or for other reasons, to ask the government to fix problems
- protects the right to religious beliefs/practices; it also prevents the government from creating or favouring a religion
amendment II
the right to keep and bear arms
amendment III
prevents the government from forcing homeowners to allow soldiers to use their homes
amendment IV
bars the government from unreasonable search and seizure of an individual or their private property
amendment V
serious criminal charges must be started by a grand jury. a person can’t be tried twice for the same offense (double jeopardy) or have property taken away without just compensation. people have the right against self-incrimination and cannot be imprisoned without due process of law
amendment VI
in all criminal prosecutions the accused shall enjoy the right to a speedy and public trial by an impartial jury of the state/district in which the crime was committed. the right to be informed of criminal charges. witnesses must face the accused, and the accused is allowed their own witnesses and to be represented by a lawyer
amendment VII
in suits at common law, where the value in controversy shall exceed $20, the right of trial by jury shall be preserved in federal civil cases
amendment VIII
excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted
amendment IX
listing specific rights in the constitution does not mean that people do not have other rights that have not been spelled out
amendment X
the federal government only has those powers delegated in the constitution, all laws not in the constitution are the right of state
why has the constitution been amended so rarely
- the founding fathers did this intentionally so that the constitution is hard to amend, so that it is not subject to emotional amendments/populist political whims of the day
- only 0.2% of amendments pass
how has the constitution been informally amended
- through supreme court interpretation
- informal amendments are changes that affect how the constitution is interpreted
- e.g. Brown v. board of education, the supreme court ruled that racial segregation in public schools violated the equal protection clause of the fourteenth amendment, effectively overturning the 1896 Plessy v. Ferguson
- e.g. Roe v. Wade
27th amendment
- forbids any changes to the salary of congress members from taking effect until the next election concludes
- the main objection that has been made by scholars to the legality of the ratification process of the 27th amendment is that article 5 contemplates a simultaneous approval of a proposed amendment between when Congress votes on it and when three-quarters of the states ratify it
- ratified in 1992
key principles of the US constitution
- federalism: the relationship between the federal government and the states, established in article 1, section 8 of the constitution and amendment 10
- separation of powers: there is a strict SoP, the three branches are independent of each other
- checks and balances: makes the branches interdependent
- bipartisanship: collaboration of the 2 major parties (e.g. needing a supermajority)
- limited government: government doesn’t dictate everything, the idea that the federal government is small