Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

Learn Legal And Regulatory

Study Legal And Regulatory using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • CFP 1 - Fundamentals and Ethical Considerations
    CFP 1 - Fundamentals and Ethical Considerations

    CFP 1 - Fundamentals and Ethical Considerations

    By: Travis Portwood
    Unit 3 - Cash Flow Management and Financing Strategies, Unit 6 - Regulatory Requirements, Financial Institutions, Professional Conduct, and Fiduciary Responsibility, Unit 1 - The Personal Financial Planning Process and Interpersonal Communication ...
    10
    Decks
    235
    Flashcards
    6
    Learners
  • HSS4108
    HSS4108

    HSS4108

    By: Emily C
    WEEK 2 - INTRO AND DEVELOPMENT OF HT BARRIERS AND FACILITATORS, Week 3 EHTA and Bleeding Edge movie, Week 4 - regulatory framework for medical devices in canada ...
    11
    Decks
    209
    Flashcards
    1
    Learner
  • Food Reg
    Food Reg

    Food Reg

    By: Emille White
    The US Legal System, Overview of Regulatory Related to Food Safety, An Introduction to Laws and Regulations ...
    4
    Decks
    66
    Flashcards
    3
    Learners
  • I10
    I10

    I10

    By: Gustaf Smith
    Chapter 1 - The Insurance Broking Market (12 Qs), Chapter 2 - Role of the broker in meeting client need (20 Qs)), Chapter 3 - Other roles of insurance brokers ...
    7
    Decks
    275
    Flashcards
    1
    Learner
  • LM2
    LM2

    LM2

    By: Elizabeth Hall
    Regulatory And Legal Requirements Applicable To Insurance Business, Insurance Intermediation in the London Market, Underwriting In The London Market ...
    4
    Decks
    97
    Flashcards
    1
    Learner
  • Law School - Legal Services - SBAQs
    Law School - Legal Services - SBAQs

    Law School - Legal Services - SBAQs

    By: Amelia Webb
    UNIT 1 - Introduction to Legal Services and the Regulatory Framework for Solicitors, UNIT 2 - Financial Services, UNIT 3 - Money Laundering and the Proceeds of Crime Act 2002 ...
    4
    Decks
    68
    Flashcards
    2
    Learners
  • Tapestry ESP Cert
    Tapestry ESP Cert

    Tapestry ESP Cert

    By: Joel Wheeler
    Module 1: Introduction to Share Plans, Module 2: Design, Module 3 - Legal and Regulatory ...
    4
    Decks
    169
    Flashcards
    1
    Learner
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Ella Cox
    Money Laundering, Solicitor's Accounts, Regulatory and Legal Environment ...
    7
    Decks
    217
    Flashcards
    2
    Learners
  • CISSP
    CISSP

    CISSP

    By: user delete
    Domain 1: Security and Risk Management, Domain 1: Security and Risk Management; Legal and Regulatory Issues, Domain 1: Security and Risk Management; Security and 3rd Parties ...
    20
    Decks
    274
    Flashcards
    34
    Learners
  • PROFESSIONAL ETHICS
    PROFESSIONAL ETHICS

    PROFESSIONAL ETHICS

    By: Joy Irabor
    RULE 1-10:General Provisions, RULE 14-25: DUTY TO CLIENT, History of the Legal Profession ...
    14
    Decks
    76
    Flashcards
    1
    Learner
  • Company Law
    Company Law

    Company Law

    By: Naomi Kadiri
    Development Of company Law And Practice In Nigeria, Overview Of The Legal Framework & Regulatory Bodies On Coporate Law In Nigeria, Choice Of Business Organisations And Formation Of Companies
    3
    Decks
    16
    Flashcards
    1
    Learner
  • CERT CII
    CERT CII

    CERT CII

    By: Thomas Peacock
    LM1 Chapter 1 - Fundamental principles of insurance, LM1 Chapter 2 Basic Insurance legal principles and terminology, LM1 Chapter 3 Main Classes of business written in the London Market ...
    7
    Decks
    137
    Flashcards
    1
    Learner
  • MGT108 - Good Governance and Social Responsibility
    MGT108 - Good Governance and Social Responsibility

    MGT108 - Good Governance and Social Responsibility

    By: JAZMINE NICHOLE CANLAS
    A. Social Responsibility Framework, B. Strategic Management of Stakeholder Relationship, C. Corporate Governance ...
    7
    Decks
    179
    Flashcards
    1
    Learner
  • Eng and Society (CIVL 7001)
    Eng and Society (CIVL 7001)

    Eng and Society (CIVL 7001)

    By: Joseph Epp
    Week 2: PGA Seminar, Week 2: Quebec Bridge, Week 2: Lecture ...
    22
    Decks
    200
    Flashcards
    19
    Learners
  • CTP
    CTP

    CTP

    By: Sherry Lin
    Regulations, Legislations, Standards, Government Entities and Regulatory Bodies, Chapter 1 - Role of Treasury Management ...
    22
    Decks
    537
    Flashcards
    1
    Learner
  • Legal Services
    Legal Services

    Legal Services

    By: Caitlin Hyland
    Equality Act 2010, Money Laundering, FSMA 2000 ...
    7
    Decks
    198
    Flashcards
    1
    Learner
  • Ciii - CF6
    Ciii - CF6

    Ciii - CF6

    By: R T
    1: Regulatory Framework, 2: Legal Environment, 3: Economic, Environmental, Social & Governance Factors ...
    14
    Decks
    136
    Flashcards
    2
    Learners
  • APCPRET
    APCPRET

    APCPRET

    By: Ben Hallowell
    Case Study, CPD Record, Misc ...
    18
    Decks
    266
    Flashcards
    1
    Learner
  • Environmental Issues Exam Revision
    Environmental Issues Exam Revision

    Environmental Issues Exam Revision

    By: Maria Michael
    L02 - Maritime Environmental Issues and Global Regulatory Framework, LO2 - TEST YOURSELF, L03 - Marine Biodiversity ...
    36
    Decks
    396
    Flashcards
    1
    Learner
  • RICS APC
    RICS APC

    RICS APC

    By: Isaac Jamieson
    Key Legislation and Guidance, Client Care, Business Planning ...
    12
    Decks
    168
    Flashcards
    2
    Learners
  • Domain 1
    Domain 1

    Domain 1

    By: C T
    CIA, Security Goverence, IAAA ...
    14
    Decks
    130
    Flashcards
    1
    Learner
  • iSpy Report Level 1
    iSpy Report Level 1

    iSpy Report Level 1

    By: Vincent George
    Conduct, Rules, Ethics & Professional Pract (Level 1), Inspection, Building Pathology (Level 1) ...
    22
    Decks
    309
    Flashcards
    1
    Learner
  • APC
    APC

    APC

    By: Oscar Dickins
    Building Pathology, Ethics, Client Care ...
    19
    Decks
    251
    Flashcards
    1
    Learner
  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    By: Ned Clonan
    Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...
    20
    Decks
    175
    Flashcards
    61
    Learners
  • Health Care Delivery
    Health Care Delivery

    Health Care Delivery

    By: Lourdes Rodriguez
    5. Overview of the Business of Health Care Delivery (Medicare/Medicaid), 6. Strategic Planning and External Forces Influencing Health Service Providers, 8. Internal environment of health service providers ...
    16
    Decks
    267
    Flashcards
    3
    Learners
  • MEDIA
    MEDIA

    MEDIA

    By: Alice Daglish
    revenue streams, time constraints, legal and ethical issues ...
    17
    Decks
    98
    Flashcards
    1
    Learner
  • RO1
    RO1

    RO1

    By: Peter Ffoulkes
    RO1 - S.1 - the UK financial services industry in its European and global context, RO1 - S.2 - how the retail consumer is served by the financial services industry, RO1 - S.3 - legal concepts and considerations relevant to financial advice ...
    10
    Decks
    242
    Flashcards
    1
    Learner
  • Ethics Midterm
    Ethics Midterm

    Ethics Midterm

    By: Gilli A
    Legal and Regulatory Aspects
    1
    Decks
    44
    Flashcards
    1
    Learner
  • The Regulation Of Financial Services
    The Regulation Of Financial Services

    The Regulation Of Financial Services

    By: Sam Sam
    Role Of Regulatory Bodies, Responsibilities To Regulation, Understand The Legal Concepts ...
    9
    Decks
    140
    Flashcards
    1
    Learner
  • Importing and Exporting
    Importing and Exporting

    Importing and Exporting

    By: Beth Machin
    Week 10: Payment Methods, Week 6: Regulatory Barriers, Week 7: Austrade ...
    12
    Decks
    131
    Flashcards
    7
    Learners

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions