This class was created by Brainscape user Peter Ffoulkes. Visit their profile to learn more about the creator.
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Peter Ffoulkes
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Decks in this class (9)
RO1 - S.1 - the UK financial services industry in its European and global context
1
cards
RO1 - S.2 - how the retail consumer is served by the financial services industry
1
cards
RO1 - S.3 - legal concepts and considerations relevant to financial advice
What is the difference between li...,
What was an enduring power of att...,
What are the two types of lasting...
9
cards
RO1 - S.4 - the regulation of financial services
What was the purpose of the finan...,
What effect did the financial ser...,
What committee did the boe financ...
12
cards
RO1 - S.5 - financial regulators’ responsibilities and approach to regulation
What are the 3 key committes that...,
What is the fcas one strategic ob...,
Which permissions do firms need t...
35
cards
RO1 - S.6 - Principles & Rules as set out in the regulatory framework
1
cards
RO1 - S.7 - . Apply the regulatory advice framework to ensure fair outcomes for the consumer
1
cards
RO1 - S.8 - skills required when advising clients
0
cards
RO1 - S.9 - Ethics
0
cards
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RO1
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