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Learn Client Money

Study Client Money using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Civil Litigation
    Civil Litigation

    Civil Litigation

    By: Zuzanna Kostyra
    Introduction, Professional Conduct and Ethics, Financing Civil Litigation ...
    26
    Decks
    718
    Flashcards
    65
    Learners
  • Ethics - Level 1
    Ethics - Level 1

    Ethics - Level 1

    By: Rebecca Ford
    Rules And Regulation, Money Laundering, Bribery and PII, Terms of Engagement, Complaints Handling, CPD and Conflicts of Interest ...
    5
    Decks
    103
    Flashcards
    2
    Learners
  • APC Revision
    APC Revision

    APC Revision

    By: Jess Baker
    Ethics, Complaints Handling, CPD ...
    13
    Decks
    425
    Flashcards
    1
    Learner
  • Solicitors Accounts
    Solicitors Accounts

    Solicitors Accounts

    By: Hannah Moses
    Double entry book keepin, client money, VAT
    3
    Decks
    135
    Flashcards
    3
    Learners
  • QS APC
    QS APC

    QS APC

    By: Natalie K Marshall
    Ethics, Rules and Conduct, Rules for the Registration of Firms, Rules and Guidance Notes ...
    23
    Decks
    1,009
    Flashcards
    8
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Rhys MacCarter
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...
    8
    Decks
    482
    Flashcards
    4
    Learners
  • CITMA Paralegal Course
    CITMA Paralegal Course

    CITMA Paralegal Course

    By: Bethany Gallichan
    Oppositions, Cancellations, Litigation, Trademark Watching, Data Verification And Role In IP Due Diligence ...
    23
    Decks
    436
    Flashcards
    3
    Learners
  • Ethics and Rules of Conduct
    Ethics and Rules of Conduct

    Ethics and Rules of Conduct

    By: Tom Carter
    The RICS, The New Rules of Conduct, Requirements for registration ...
    12
    Decks
    121
    Flashcards
    7
    Learners
  • RICS APC SCO
    RICS APC SCO

    RICS APC SCO

    By: nm kay
    Ethics, APC - Conflict, APC Complaints Handling Procedures ...
    18
    Decks
    489
    Flashcards
    1
    Learner
  • Accredited Financial Counselor (AFC)
    Accredited Financial Counselor (AFC)

    Accredited Financial Counselor (AFC)

    By: David Giles
    1: Set The Stage & Gather Client Information (10%), 2: Assist The Client in Creating an Action Plan, 3. Develop Financial Statements, Ratios, and Spending Plans (10%) ...
    9
    Decks
    225
    Flashcards
    3
    Learners
  • CFP® | FP511
    CFP® | FP511

    CFP® | FP511

    By: A C
    LO 1.1.1: Categorize the personal financial process according to the steps outlined in the CFP Board's Practice Standards, LO 1.1.2: Determine whether a financial planner-client relationship constitutes financial planning as stated in the CFP Board Code of Ethics and Standards of Conduct, LO 1.1.3: Evaluate a scenario based on six principles of the CFP Board’s Code of Ethics to determine if there are violations. ...
    61
    Decks
    1,089
    Flashcards
    14
    Learners
  • APC Ethics
    APC Ethics

    APC Ethics

    By: MICHAEL MARTIN
    Rules Of Conduct Feb 2022, Conduct & Professionalisim, RICS Guidance & Standards ...
    14
    Decks
    109
    Flashcards
    2
    Learners
  • PERVASIVE: Ethics
    PERVASIVE: Ethics

    PERVASIVE: Ethics

    By: Isabella Dinan
    1. Seven Mandatory Principles, 2. Maintaining Trust and Acting Fairly, 3. Dispute Resolution and Proceedings ...
    9
    Decks
    134
    Flashcards
    1
    Learner
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Isabella Tatford
    Regulatory and Legal Environment MCQs, Managing Client Relationships MCQs, Money Laundering MCQs ...
    8
    Decks
    276
    Flashcards
    1
    Learner
  • Ethics, Rules of Conduct and Professionalism
    Ethics, Rules of Conduct and Professionalism

    Ethics, Rules of Conduct and Professionalism

    By: Timothy Cairns
    RICS Background & Rules of Conduct, Disciplinary Procedures, Fee Negotiation & Terms of Engagement ...
    10
    Decks
    149
    Flashcards
    4
    Learners
  • Solicitors' Accounts
    Solicitors' Accounts

    Solicitors' Accounts

    By: Cameron Drummond
    Overview of Rules, Client Money, Double-Entry Bookkeeping ...
    5
    Decks
    90
    Flashcards
    1
    Learner
  • Civil Litigation (2)
    Civil Litigation (2)

    Civil Litigation (2)

    By: rebecca taylor
    Introduction, Professional Conduct and Ethics, Financing Civil Litigation ...
    27
    Decks
    738
    Flashcards
    7
    Learners
  • 3. Regulation of Financial Markets and Institutions
    3. Regulation of Financial Markets and Institutions

    3. Regulation of Financial Markets and Institutions

    By: ed stringer
    International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements ...
    14
    Decks
    199
    Flashcards
    3
    Learners
  • APC
    APC

    APC

    By: Z12 DO578
    Ethics, Rules of Conduct and Professionalism, Fee/TOE/COI/Confidentiality/CHP/CPD, Negligence/PII/Handling Client's Money ...
    21
    Decks
    591
    Flashcards
    1
    Learner
  • UK regs and profess integrity
    UK regs and profess integrity

    UK regs and profess integrity

    By: Jayde Rose
    1. UK Financial Services Sector, 5. Reg infrastructure, 8 - fin crime ...
    6
    Decks
    183
    Flashcards
    1
    Learner
  • Solicitors Accounts
    Solicitors Accounts

    Solicitors Accounts

    By: Alex Golding
    Double Entry Book Keeping and the SRA Accounts Rules, Client Money and Client Accounts, Common Accounting Entries and Transfers and Mixed Receipts ...
    10
    Decks
    174
    Flashcards
    2
    Learners
  • RICS Guidance Notes
    RICS Guidance Notes

    RICS Guidance Notes

    By: Louis Mott
    Professional Indemnity Insurance, Bribery, Corruption, Money Laundering and Terrorist Financing, Risk, Liability and Insurance ...
    7
    Decks
    42
    Flashcards
    1
    Learner
  • Adam's APC Q&A
    Adam's APC Q&A

    Adam's APC Q&A

    By: Adam Sheward
    Accounting Principles, Conduct Ethics - PI / Risk/Insurance/Liability, Conduct Ethics - Conflicts of Interest ...
    20
    Decks
    384
    Flashcards
    1
    Learner
  • SQE1 - Ethics & Professional Conduct
    SQE1 - Ethics & Professional Conduct

    SQE1 - Ethics & Professional Conduct

    By: J S
    1. Seven Mandatory Principles, 2. Maintaining Trust and Acting Fairly, 3. Dispute Resolution and Proceedings ...
    9
    Decks
    119
    Flashcards
    1
    Learner
  • UK Regulation
    UK Regulation

    UK Regulation

    By: Breeze On
    The UK Financial Services Sector (2/80), UK Financial Services and Consumer Relationships (4/80), UK Contract and Trust Legislation (2/80) ...
    10
    Decks
    471
    Flashcards
    6
    Learners
  • Business
    Business

    Business

    By: Jessica Fuller
    Personnel and Human Resources, Intro to Financial Statements for vets, Business Planning ...
    10
    Decks
    167
    Flashcards
    7
    Learners
  • Professional Responsibility
    Professional Responsibility

    Professional Responsibility

    By: Ray Ortega
    Sources of Professional Responsibility, Review & study of Professional Responsibility, Definding the Attorney-Client Relationship ...
    6
    Decks
    79
    Flashcards
    1
    Learner
  • CTA ethics
    CTA ethics

    CTA ethics

    By: Rebecca Thompson
    CH1- PRPG intro, CH2- Fundamental principles and members obligations, CH3- Practice governance ...
    28
    Decks
    278
    Flashcards
    4
    Learners
  • ethics
    ethics

    ethics

    By: eric judson
    duties to tribunal, conflict, Losing the right to become a lawyer ...
    10
    Decks
    134
    Flashcards
    2
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Ella Cox
    Money Laundering, Solicitor's Accounts, Regulatory and Legal Environment ...
    7
    Decks
    217
    Flashcards
    2
    Learners

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