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  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...
    6
    Decks
    797
    Flashcards
    189
    Learners
  • CISI Financial Regulations
    CISI Financial Regulations

    CISI Financial Regulations

    By: Fil Abbax
    Chapter 1: Regulatory Environment, COBS: application and general provisions, COBS: Client Categorisation ...
    18
    Decks
    434
    Flashcards
    1
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  • CISI - Corporate Finance Regulation
    CISI - Corporate Finance Regulation

    CISI - Corporate Finance Regulation

    By: Nathan Watts
    Regulatory Infrastructure, Conduct of Business Sourcebook, Corporate Governance & Business Ethics ...
    8
    Decks
    493
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    13
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  • CISI: UK Regulation
    CISI: UK Regulation

    CISI: UK Regulation

    By: Joey Rigden
    Chapter 1: The Regulatory Environment, Chapter 2: Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    396
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    1
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  • CISI UK Financial Regulation 2025
    CISI UK Financial Regulation 2025

    CISI UK Financial Regulation 2025

    By: Jack Eden
    Last Minute Study / Past Paper Questions / AI Questions, Chapter 1: The Regulatory Environment, Chapter 4: The FCA Conduct of Business and Client Assets Sourcebooks
    8
    Decks
    313
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    8
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  • Cisi UK Regulation
    Cisi UK Regulation

    Cisi UK Regulation

    By: Philippa Carter
    The Financial Services Industry, Financial Services and consumer relationships, UK Contract and Trust Legislation ...
    6
    Decks
    102
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    4
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  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    1
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  • CISI: UK Regulation 2.0
    CISI: UK Regulation 2.0

    CISI: UK Regulation 2.0

    By: Joey Rigden
    Chapter 2 The FSMA 2000 and FSA 2012, Chapter 3: Associated Legislation and Regulation, Chapter 4: The FCA Conduct of Business Sourcebook/Client Assets ...
    5
    Decks
    319
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    1
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  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
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    8
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  • CISI UK Financial Regulations 2023-24
    CISI UK Financial Regulations 2023-24

    CISI UK Financial Regulations 2023-24

    By: Katrina Carter
    Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...
    5
    Decks
    36
    Flashcards
    1
    Learner
  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    714
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    1
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  • GI-1 - Exam One
    GI-1 - Exam One

    GI-1 - Exam One

    By: E McDonald
    Funk - GI Embryology / Development, Choudhury - Esophagus, Stomach, Choudhury - Intestines, Rectum, and Anal Canal ...
    9
    Decks
    307
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    1
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