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CISI - Corporate Finance Regulation

This class was created by Brainscape user Nathan Watts. Visit their profile to learn more about the creator.

By: Nathan Watts
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Decks in this class (8)

Regulatory Infrastructure
When was brexit vote,
When did uk actually withdraw,
What is ip completion day
236  cards
Conduct of Business Sourcebook
Who does cobs apply to,
Who does icobs cover,
Who does bcobs cover
57  cards
Corporate Governance & Business Ethics
Who is responsible for governance...,
What criteria needs to be satisfi...,
Who does the uk corporate governa...
17  cards
Prospectuses
When is a prospectus needed,
When are prospectuses exempt from...,
If no prospectus is not available...
15  cards
Equity Capital Markets
What does a primary market mean i...,
What are the two main stock excha...,
What is the mtf for lse and aquis
46  cards
Takeover Code
What firms does the uk takeover c...,
Who monitors adherence to the tak...,
What sanctions are there for brea...
53  cards
Last minute tests
Nathanwatts gleachershacklockcom,
What is directorate general for c...,
Are dies regulated by the fca
14  cards
Technical exam
When may an exclusivity agreement...,
What are pre emption rights,
Do preference shareholders receiv...
55  cards

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CISI - Corporate Finance Regulation

  • Class purpose General learning

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