This class was created by Brainscape user Shaun Hickman. Visit their profile to learn more about the creator.
By:
Shaun Hickman
- decks
- flashcards
- learners
Decks in this class (17)
Chapter 1 Qs
How does the uk financial market ...,
How do financial markets across t...,
Within the uk economy an example ...
20
cards
Chapter 1 Notes
The three european supervisory au...,
What is the role of the european ...,
What is the role of the financial...
4
cards
Chapter 2 Qs
Colin and evelyn want a life assu...,
How does a family income policy d...,
What is the technical definition ...
26
cards
Chapter 2 Notes
What are the three stages of life...,
What are the main types of term a...,
What is family income benefit and...
5
cards
Chapter 3 Qs
Which business entities are not s...,
A will is automatically revoked i...,
Gary is a leaseholder in a block ...
27
cards
Chapter 3 Notes
What is the consumer insurance di...,
Who is the proposer of a contract,
What is an insurable interest
5
cards
Chapter 4 Qs
What is the purpose behind the uk...,
What are the bank of england s tw...,
How does an eu directive differ f...
12
cards
Chapter 4 Notes
What does mifid stand for,
What were the aims of mifid,
When did mifid ii get brought in
5
cards
Chapter 5 Qs
Of the following which are fca op...,
If a personal applies to the regu...,
Under the fcas three pillar super...
60
cards
Chapter 5 Notes
The fsma gives the fca the power ...,
What are the main prudential stan...,
What is capital adequacy
13
cards
Chapter 6 Qs
Bft 63 to 67 88 92 what is the di...,
When should a firm notify the fca...,
What is not one of the stages of ...
21
cards
Chapter 6 Notes
What is the maximum amount of mon...
1
cards
Chapter 7 Qs
Sam and joe are both policyholder...,
Which of the following statements...,
What is the money advice service ...
31
cards
Chapter 7 Notes
Client agreements are not require...,
Records of client agreements must...,
Best execution mainly applies to ...
5
cards
Chapter 8 Qs
What is the purpose behind part 1...,
How do you calculate a client s n...,
Which of the following does not f...
10
cards
Chapter 9 Qs
76 81 what does principles based ...,
Which of the following is not reg...,
How does leadership differ from s...
6
cards
Chapter 10 Qs
Which of the following key stakeh...,
A materiality assessment involves...,
The values and behaviour of the b...
10
cards
More about
R01 - SH
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Shaun Hickman's R01 - SH flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
R01
- 10 decks
- 416 flashcards
- 349 learners
Decks:
The Uk Financial Services Industry An Ov, Serving The Retail Customer, Principles And Rules Set Out In The Regu, And more!
CII - R01
- 9 decks
- 230 flashcards
- 571 learners
Decks:
2 Retail Customers, 3 Legal Concepts, 4 Financial Services Regulation, And more!
R01
- 12 decks
- 257 flashcards
- 31 learners
Decks:
Learning Objective 2, Learning Objective 3, Learning Objective 4, And more!
R01 Jan 2020
- 13 decks
- 514 flashcards
- 37 learners
Decks:
The Uk Financial Services Industry, Serving The Retail Customer, Laws Legal Concepts Relevant To Financia, And more!
