This class was created by Brainscape user Jordan Sidaway. Visit their profile to learn more about the creator.
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Jordan Sidaway
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Decks in this class (9)
2 - Retail Customers
Assessing needs and objectives,
Recommendations,
Suitability reports
50
cards
3 - Legal Concepts
Power of attorney,
Power of attorney,
Contract law
23
cards
4 - Financial Services Regulation
Fsma,
Fsa2012,
Bank of england
18
cards
5 - Regulation
Scope,
Prudential regulation authority,
Prudential regulation authority
43
cards
6 - Regulatory Framework
Authorisation,
Authorisation,
Authorisation
41
cards
7 - Regulatory Advice Framework
Generic financial advice,
Generic financial advice,
Generic financial advice
38
cards
8 - Client Advising Skills
Gathering information,
Analysis,
Analysis
3
cards
9 - Principles and Outcomes Regulation
Fca principles for business,
Fca principles for business,
Fca principles for business
12
cards
10 - Ethics
Ethics,
Ethics
2
cards
More about
CII - R01
- Class purpose General learning
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