This class was created by Brainscape user Oliver Walls. Visit their profile to learn more about the creator.
By:
Oliver Walls
- decks
- flashcards
- learners
Decks in this class (11)
Chapter 1
Why do mutual organisations offer...,
What is the main way the governme...,
What is the psncr
30
cards
Chapter 2
What client information do you re...,
Stages of advice,
What does cash flow modelling do
47
cards
Chapter 3
What is a sole trader and what ta...,
What re,
What are llps
30
cards
Chapter 4
What did the fsa 1986 do,
What did fsma 2000 involve,
What is grandfathering
22
cards
Chapter 5A
What are the 3 characteristics of...,
What are the 2 types of regulatio...,
What does the term macro prudenti...
25
cards
Chapter 5B
What are the first 5 blocks of fc...,
What is block 1 involve,
What is prin
32
cards
Chapter 6
What is general prohibition,
What are the 3 groups who have ex...,
Difference between authorised per...
36
cards
Chapter 7
What did the nsfc do,
What is the dingle financial guid...,
What is ftc and what are the outc...
26
cards
Chapter 8
What is the order of priority for...,
How must any demands and needs be...,
What is an assessment of affordab...
3
cards
Chapter 9
What are the 11 principles of bus...,
What can a breach of a principle ...,
What is outcome based regulation
8
cards
Chapter 10
What are the ethical behaviours i...,
What did the new ethic rules intr...,
What did the rdr introduce in rel...
7
cards
More about
R01
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Oliver Walls's R01 flashcards now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
R01
- 10 decks
- 416 flashcards
- 336 learners
Decks:
The Uk Financial Services Industry An Ov, Serving The Retail Customer, Principles And Rules Set Out In The Regu, And more!
CII - R01
- 9 decks
- 230 flashcards
- 554 learners
Decks:
2 Retail Customers, 3 Legal Concepts, 4 Financial Services Regulation, And more!
R01
- 12 decks
- 257 flashcards
- 29 learners
Decks:
Learning Objective 2, Learning Objective 3, Learning Objective 4, And more!
R01 Jan 2020
- 13 decks
- 514 flashcards
- 37 learners
Decks:
The Uk Financial Services Industry, Serving The Retail Customer, Laws Legal Concepts Relevant To Financia, And more!
