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Adam Bradbury
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Decks in this class (10)
8. Client Advising Skills
What is included in a suitability...,
What is general advice,
What is covered in the fact find ...
25
cards
7. The Regulatory Advice Framework
What was the primary objectives o...,
What is the initiative of the tre...,
What service was set up to help c...
35
cards
6. Principles & Rules as Set out in the Regulatory Framework
0
cards
5. Responsibilities & Approach to Regulation
0
cards
4. The Regulation of Financial Services
0
cards
3. Legal Concepts & Considerations Relevant to Financial Advice
0
cards
2. How the Retail Consumer is Served by the Financial Services Industry
0
cards
1. The UK Financial Services Industry in its European & Global Context
0
cards
9. The FCA's Use of Principles & Outcomes-based Regulation to Promote Ethical & Fair Outcomes
0
cards
10. Ethics & Professional Standards
0
cards
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CII R01
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