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Shaun Hickman
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Decks in this class (17)
Chapter 1 Qs
How does the uk financial market ...,
How do financial markets across t...,
Within the uk economy an example ...
20
cards
Chapter 1 Notes
The three european supervisory au...,
What is the role of the european ...,
What is the role of the financial...
4
cards
Chapter 2 Qs
Colin and evelyn want a life assu...,
How does a family income policy d...,
What is the technical definition ...
26
cards
Chapter 2 Notes
What are the three stages of life...,
What are the main types of term a...,
What is family income benefit and...
5
cards
Chapter 3 Qs
Which business entities are not s...,
A will is automatically revoked i...,
Gary is a leaseholder in a block ...
27
cards
Chapter 3 Notes
What is the consumer insurance di...,
Who is the proposer of a contract,
What is an insurable interest
5
cards
Chapter 4 Qs
What is the purpose behind the uk...,
What are the bank of england s tw...,
How does an eu directive differ f...
12
cards
Chapter 4 Notes
What does mifid stand for,
What were the aims of mifid,
When did mifid ii get brought in
5
cards
Chapter 5 Qs
Of the following which are fca op...,
If a personal applies to the regu...,
Under the fcas three pillar super...
60
cards
Chapter 5 Notes
The fsma gives the fca the power ...,
What are the main prudential stan...,
What is capital adequacy
13
cards
Chapter 6 Qs
Bft 63 to 67 88 92 what is the di...,
When should a firm notify the fca...,
What is not one of the stages of ...
21
cards
Chapter 6 Notes
What is the maximum amount of mon...
1
cards
Chapter 7 Qs
Sam and joe are both policyholder...,
Which of the following statements...,
What is the money advice service ...
31
cards
Chapter 7 Notes
Client agreements are not require...,
Records of client agreements must...,
Best execution mainly applies to ...
5
cards
Chapter 8 Qs
What is the purpose behind part 1...,
How do you calculate a client s n...,
Which of the following does not f...
10
cards
Chapter 9 Qs
76 81 what does principles based ...,
Which of the following is not reg...,
How does leadership differ from s...
6
cards
Chapter 10 Qs
Which of the following key stakeh...,
A materiality assessment involves...,
The values and behaviour of the b...
10
cards
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R01 - SH
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