Training Consultants 1

Question 1

What is a Retail Investor?

Answer 1

Individuals that purchase securities for their own accounts. Generally execute smaller trades and don’t has the same sophistication as institutional investors.

Question 2

What is an Accredited Investor?

Answer 2

1. Investor’s that have earned income that exceeded $200,000 (or $300,000 for maried couple) in 2 consecutive years, and income will be that same for current year. OR
2. Have a net worth of over $1 million either alone or together with spouse (excluding personal residence.

Question 3

What are the 3 types of investors?

Answer 3

1. Retail, 2. Accredited investors, 3. Institutional