Training And CPD Flashcards
1
Q
What is included in a review for maintaining competence
A
Technical knowledge and application
Skills and expertise
Changes in the market to products, legislation and regulation
2
Q
Retail investment advisor CPD
A
35 hours in 12 months. 21 hours structured.
3
Q
Protection CPD
A
15 hours
4
Q
What have advisory’s been required to abstain since 2013
A
Statement of professional standing SPS each year from an FCA accredited body.
Includes
Meeting professional standards
Ethics and code of conduct
Qualifications
