Test Correct Answers

Question 1

The escalation of an alert will typically result in:

Answer 1

a case investigation being conducted

Question 2

True or False: Client specific training is tracked under the “Administrative” project in NetSuite.

Answer 2

False. Client specific training would be marked under the client’s name, and training

Question 3

Which of the following is not part of KYC?

Answer 3

Reviewing the customer’s alerted transactions and filing a SAR when you detect suspicious activity

Question 4

Which of the following customer types would most likely be subject to an EDD review?

Answer 4

All answers are correct-